A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 19-00075.a1
Appeal BoardDecided May 13, 2020 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance but was denied based on financial considerations under Guideline F and alcohol consumption under Guideline G. The applicant admitted to failing to file tax returns and owed approximately $3,516.54 to the IRS, which the appeal board affirmed as a valid basis for denial, stating no harmful error was established in the judge's findings.
Why the applicant was denied
- The applicant failed to file federal and state income tax returns as required.
- The applicant admitted to owing approximately $3,516.54 to the IRS.
- The appeal board found no harmful error in the judge's decision.
Conditions referenced
Disqualifying
- F1 Failure to file tax returnsapplied
- F2 Unpaid tax debtapplied
Mitigating
- G2 Alcohol consumption not a concernapplied
Key rule quoted
“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’”
Procedural posture
- SOR issued
- 2019-08-16
- Answer filed
- Hearing held
- 2020-01-24 Decision on the written record.
- Decision date
- 2020-05-13 Appeal decision.
Cite for
- Denial Based on Failure to File Tax Returns Under Guideline F
- Impact of Financial Indebtedness on Security Clearance Eligibility
- Affirmation of Judge's Decision When No Harmful Error Is Established
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of security clearance based on financial considerations and alcohol consumption. The applicant argued that the amount of his IRS debt was incorrect and that the decision would adversely affect him and others. The Board affirmed the denial, finding no harmful error in the Judge's decision.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F; Guideline G DIGEST: Applicant’s Appeal Brief contends the amount of his alleged IRS indebtedness was incorrect. However, in responding to DOHA interrogatories, he submitted an IRS tax transcript that reflects he owed the alleged amount as of March 2019. He also contends that the Judge’s decision will have a adverse impact on him, his employer, and his clients, but such an impact is not a relevant consideration in evaluating clearance eligibility. Adverse decision is affirmed CASE NO: 19-00075.a1 DATE: 05/13/2020
DATE: May 13, 2020 ) In Re: ) ) ------------------ ) ISCR Case No. 19-00075 ) ) Applicant for Security Clearance ) )
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On August 16, 2019, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline G (Alcohol Consumption) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On January 24, 2020, after considering the record, Administrative Judge Matthew E. Malone denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The Judge’s favorable findings regarding the Guideline G allegations and one Guideline F allegation have not been raised as an issue on appeal. The Judge found against Applicant on allegations asserting that he failed to file his Federal income tax return for 2016 as required, failed to file his state income tax returns for 2016 and 2017 as required, and was indebted to the IRS in the approximate amount of $3,516.54 for 2015. In responding to the SOR, Applicant admitted those allegations. Applicant’s Appeal Brief and Notice of Appeal contain documents that are not included in the record. Some of those documents post-date the Judge’s decision. He also makes assertions in his Appeal Brief that he had not previously presented to the Judge for consideration. The Appeal Board is prohibited from considering new evidence on appeal. Directive ¶ E3.1.29. Applicant’s Appeal Brief contends the amount of his alleged IRS indebtedness was incorrect. However, in responding to DOHA interrogatories, he submitted an IRS tax transcript that reflects he owed the alleged amount as of March 2019. He also contends that the Judge’s decision will have a adverse impact on him, his employer, and his clients, but such an impact is not a relevant consideration in evaluating clearance eligibility. See, e.g., ISCR Case No. 11-10758 at 2 (App. Bd. May 21, 2013). Applicant has failed to establish that the Judge committed any harmful error. The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”
Order
The Decision is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board