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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 19-00523.a1

Appeal Board

Decided May 11, 2020 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance but was denied due to failure to file tax returns from 2005 to 2017 and having five delinquent debts exceeding $15,000. The appeal board affirmed the denial, finding no harmful errors in the judge's decision, despite the applicant's claims regarding his ex-wife's responsibility for tax filings and ongoing negotiations for debt resolution.

Why the applicant was denied

  • The applicant failed to file tax returns for multiple years, which is a significant financial concern.
  • The applicant had five delinquent debts totaling over $15,000, raising security concerns under Guideline F.

Conditions referenced

Disqualifying

  • F.1 Failure to file or pay taxesraised
  • F.3 Delinquent debtsraised

Mitigating

  • F.2 Inability to pay debtsrejected

Key rule quoted

Procedural posture

SOR issued
2019-06-21
Answer filed
Applicant requested a decision on the written record.
Hearing held
2020-01-27 Decision made by Administrative Judge Richard A. Cefola.
Decision date
2020-05-11 Appeal board decision affirmed the denial.

Cite for

  • Failure to File Tax Returns as a Disqualifying Condition Under Guideline F
  • Impact of Delinquent Debts on Security Clearance Eligibility
  • Standard for Granting Clearance Consistent with National Security Interests

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on financial considerations under Guideline F. The applicant argued that he was not responsible for filing tax returns and had mitigating circumstances regarding his debts. The Board affirmed the decision, finding no harmful errors in the Judge's ruling.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: Applicant contends that his ex-wife was responsible for filing their tax returns and argues that he cannot obtain W-2's from the IRS that are more than 10 years old. He also notes that one debt was for an automobile loan he cosigned for his former step-daughter, and he is negotiating a resolution of that debt. His arguments fail to establish that the Judge committed any harmful errors in the decision. He further asserts that his job requires a security clearance. However, the adverse impact of an unfavorable decision is not a relevant consideration in evaluating clearance eligibility. Adverse decsion is affirmed. CASE NO: 19-00523.a1 DATE: 05/11/2020

DATE: May 11, 2020 ) In Re: ) ) --------------------- ) ISCR Case No. 19-00523 ) ) Applicant for Security Clearance ) )

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On June 21, 2019, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On January 27, 2020, after considering the record, Administrative Judge Richard A. Cefola denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The SOR alleged that Applicant failed to file his Federal and state income tax returns for at least 2005 through 2017 as required and had five delinquent debts totaling over $15,000. In responding to the SOR, Applicant admitted the allegations. The Judge found in favor of Applicant on one debt totaling about $2,500 and against him on the other allegations.

Applicant’s appeal brief contains documents postdating the Judge’s decision upon which he makes arguments. The Appeal Board is prohibited from considering new evidence on appeal. Directive ¶ E3.1.29. In his appeal brief, Applicant contends that his ex-wife was responsible for filing their tax returns and argues that he cannot obtain W-2's from the IRS that are more than 10 years old. He also notes that one debt was for an automobile loan he cosigned for his former step-daughter, and he is negotiating a resolution of that debt. His arguments fail to establish that the Judge committed any harmful errors in the decision. He further asserts that his job requires a security clearance. However, the adverse impact of an unfavorable decision is not a relevant consideration in evaluating clearance eligibility. See, e.g., ISCR Case No. 14-04202 at 4 (App. Bd. Dec. 24, 2015). The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”

Order

The Decision is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board