A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 19-01206.a1
Appeal BoardDecided May 13, 2020 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance denial under Guideline F due to financial issues, including failure to file tax returns for 2014 and 2016 and having delinquent debts over $3,200. The appeal board affirmed the denial, finding that the applicant did not sufficiently mitigate the security concerns raised and failed to provide adequate evidence to support his claims.
Why the applicant was denied
- The applicant failed to file tax returns for 2014 and 2016.
- The applicant had delinquent debts totaling over $3,200.
- The applicant did not provide sufficient evidence to mitigate the financial concerns raised.
Conditions referenced
Disqualifying
- F3 Failure to file or pay taxesraised
- F1 Delinquent debtsraised
Key rule quoted
“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’”
Procedural posture
- SOR issued
- 2019-05-24
- Answer filed
- Applicant requested a decision on the written record.
- Hearing held
- 2020-01-31
- Decision date
- 2020-05-13
Cite for
- Affirmation of Adverse Decision Based on Financial Considerations Under Guideline F
- Insufficient Evidence to Mitigate Financial Concerns
- Applicant's Burden to Provide Evidence in Mitigation
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was from a denial of a security clearance based on financial considerations under Guideline F. The applicant argued that the judge did not have all the facts and failed to consider evidence in mitigation. The Board affirmed the judge's decision, finding no harmful error in the proceedings.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: Applicant argues that the Judge “did not have all the facts.” Appeal Brief at 1. However, it was Applicant’s task to provide evidence in mitigation. Directive ¶ E3.1.15. If Applicant believed that the record required more evidence, it fell to him to supply it. Applicant provides information about the circumstances of his financial problems and his efforts to address them. However, he has not rebutted the presumption that the Judge considered all of the evidence, nor has he shown that the Judge weighed the evidence in a manner that was arbitrary, capricious, or contrary to law. Adverse decision is affirmed CASE NO: 19-01206.a1 DATE: 05/13/2020 DATE: May 13, 2020 ) In Re: ) ) -------------------- ) ISCR Case No. 19-01206
) ) Applicant for Security Clearance ) )
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On May 24, 2019, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On January 31, 2020, after considering the record, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Gina L. Marine denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The SOR alleged that Applicant failed to file his Federal income tax returns for 2014 and 2016 and that he had three delinquent debts that totaled a little over $3,200. The Judge found in Applicant’s favor regarding one of the delinquent debts but entered adverse findings for the remaining allegations. She commented that the debts in and of themselves were of limited security significance, given their relatively small total amount, and she noted Applicant’s claim that he had filed his returns by the close of the record. However, she stated that Applicant did not corroborate his claim to have filed his taxes, nor had he presented a sufficient explanation for his tax delinquencies. She concluded that Applicant’s tax problems and his lack of responsible action regarding his debts raised security concerns that he had not mitigated. Applicant’s brief includes matters from outside the record, which we cannot consider. Directive ¶ E3.1.29. He argues that the Judge “did not have all the facts.” Appeal Brief at 1. However, it was Applicant’s task to provide evidence in mitigation. Directive ¶ E3.1.15. If he believed that the record required more evidence, it fell to him to supply it. Applicant provides information about the circumstances of his financial problems and his efforts to address them. However, he has not rebutted the presumption that the Judge considered all of the evidence, nor has he shown that the Judge weighed the evidence in a manner that was arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 18-02872 at 3 (App. Bd. Jan. 15, 2020). Applicant contends that without a clearance he will likely lose his job. The Directive does not permit us to consider the impact of an unfavorable decision. See, e.g., ISCR Case No. 17-03024 at 3 (App. Bd. Jan. 9, 2020). Applicant has not demonstrated that the Judge committed harmful error. The record supports a conclusion that the Judge examined the relevant data and articulated a satisfactory explanation for the decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983)(quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). The Judge’s adverse decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”
Order
The Decision is AFFIRMED Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board