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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 19-01213.a1

Appeal Board

Decided Feb 6, 2020 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance under Guideline F due to failure to file federal income tax returns for multiple years. The appeal board affirmed the denial, emphasizing the importance of fulfilling legal obligations for security clearance eligibility, despite the applicant's claims regarding tax refunds and job responsibilities.

Why the applicant was denied

  • The applicant failed to file federal income tax returns for 2014, 2015, 2016, and 2018 as required.
  • The applicant's arguments regarding tax obligations and job responsibilities did not establish any harmful error in the judge's decision.

Conditions referenced

Disqualifying

  • F.2.a Failure to file or pay taxesraised

Key rule quoted

Procedural posture

SOR issued
2019-07-23
Answer filed
Applicant requested a decision on the written record.
Hearing held
2019-11-27 Decision made by Administrative Judge Paul J. Mason.
Decision date
2020-02-06 Appeal board decision affirmed the denial.

Cite for

  • Failure to File Federal Income Tax Returns Under Guideline F
  • Importance of Fulfilling Legal Obligations for Security Clearance Eligibility
  • Relevance of Legal Obligations in Assessing Good Judgment and Reliability for Security Clearance

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on the Applicant's failure to file Federal income tax returns for multiple years. The Applicant raised two issues on appeal, which the Board found did not demonstrate any harmful error by the Administrative Judge. The Board affirmed the denial of the security clearance.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: The SOR alleged that Applicant failed to file his Federal income tax returns for 2014, 2015, 2016, and 2018 as required. The Judge found against Applicant on that allegation. In his appeal brief, Applicant raises two issues that do not establish the Judge committed any harmful error. Adverse decision is affirmed. CASE NO: 19-01213.a1 DATE: 02/06/2020

DATE: February 6, 2020 ) In Re: ) ) ---------------------- ) ISCR Case No. 19-01213 ) ) Applicant for Security Clearance ) )

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On July 23, 2019, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On November 27, 2019, after considering the record, Administrative Judge Paul J. Mason denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The SOR alleged that Applicant failed to file his Federal income tax returns for 2014, 2015, 2016, and 2018 as required. The Judge found against Applicant on that allegation. In his appeal brief, Applicant raises two issues that do not establish the Judge committed any harmful error. First, he argues that he owed no back taxes. In the decision, the Judge neither stated nor implied that Applicant owed delinquent taxes. To the contrary, the Judge noted that Applicant had extra withholdings and itemized deductions so that he was always due a refund but concluded his explanations and rationalizations did not excuse his failure to file his Federal tax returns in a timely manner. Decision at 1. Second, Applicant also argues the Judge did not take into consideration his remarks that he worked in a classified area but did not work with classified information. This is not a relevant consideration in determining security clearance eligibility. We have no authority to consider the extent to which an applicant may or may not actually have access to classified information in the course of his or her job. See, e.g., ISCR Case No. 14-00508 at 2-3 (App. Bd. Jan. 23, 2015). The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on this record. A person who fails repeatedly to fulfill his or her legal obligations, such as filing tax returns when due, does not demonstrate the high degree of good judgment and reliability required of those granted access to classified information. See, e.g., ISCR Case No. 15-08782 at 3 (App. Bd. Apr. 5, 2017). “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”

Order

The Decision is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board