A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 20-02578
Appeal BoardDecided Jul 12, 2022 · Administrative Judge Moira D. Modzelewski · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance denial due to financial issues under Guideline F and personal conduct concerns under Guideline E. The judge found against the applicant on one bankruptcy and a gambling allegation, while favorably on other financial matters. The appeal was affirmed as the applicant did not demonstrate harmful error in the judge's findings.
Why the applicant was denied
- The applicant was found to have committed falsification on his security clearance application by failing to disclose financial problems due to gambling.
- The judge found against the applicant on one bankruptcy and a gambling allegation.
Conditions referenced
Disqualifying
- AG ¶ 16 (a) Financial Considerationsraised
- AG ¶ 15 (a) Personal Conductraised
Mitigating
- AG ¶ 20 (b) Financial Considerationsapplied
- AG ¶ 17 (a) Personal Conductapplied
Key rule quoted
“The Directive does not permit us to consider the impact of an unfavorable decision.”
Procedural posture
- SOR issued
- 2021-07-21
- Answer filed
- Hearing held
- 2022-05-05
- Decision date
- 2022-07-12
Cite for
- Falsification of Security Clearance Application Under Guideline E
- Financial Issues Impacting Security Clearance Under Guideline F
- Limitations of Appeal Process Regarding Harmful Error Claims
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of security clearance based on financial considerations and personal conduct. The Applicant challenged the findings but did not assert any harmful error. The Board affirmed the Administrative Judge's decision to deny the clearance.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Appearances
_______________________________________________ ) In the matter of: ) ) ) ----- ) ISCR Case No. 20-02578 ) ) Applicant for Security Clearance ) _______________________________________) DEPARTMENT OF DEFENSE DEFENSE LEGAL SERVICES AGENCY DEFENSE OFFICE OF HEARINGS AND APPEALS APPEAL BOARD POST OFFICE BOX 3656 ARLINGTON, VIRGINIA 22203 (703) 696-4759 Date: July 12, 2022
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On July 21, 2021, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On May 5, 2022, after close of the record, Administrative Judge Juan J. Rivera denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Under Guideline F, the SOR alleged three bankruptcies, two federal tax delinquencies, five delinquent consumer accounts, and a gambling problem. The Judge found against Applicant on one of the alleged bankruptcies and on the gambling allegation. He found favorably for Applicant on all other Guideline F allegations. Under Guideline E, the SOR alleged that Applicant falsified his 2018 security clearance application in that he deliberately failed to disclose that he had financial problems due to gambling. It also alleged that Applicant was terminated from an employment in
2017. The Judge found against Applicant on the falsification allegation and for Applicant on the termination allegation. On appeal, Applicant appears to have misread the Judge’s findings, as he challenges the Judge’s findings regarding his federal tax delinquencies and re-states his efforts to resolve those delinquencies. The Judge found favorably for Applicant on the federal tax allegations. Other than that issue, Applicant’s appeal brief makes no assertion of harmful error on the part of the Judge. Rather, he notes that he requires a security clearance to retain his job and to continue to repay his tax debt. The Directive does not permit us to consider the impact of an unfavorable decision. See, e.g., ISCR Case No. 19-01206 at 2 (App. Bd. May 13, 2020). Applicant requests reconsideration of the decision. The Appeal Board does not review cases de novo. The Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Directive ¶ E3.1.32. Because Applicant has not made such an allegation of error, the decision of the Judge denying Applicant a security clearance is sustainable.
Order
The decision is AFFIRMED. Signed: James F. Duffy James F. Duffy Administrative Judge Chairperson, Appeal Board Signed: Jennifer I. Goldstein Jennifer I. Goldstein Administrative Judge Member, Appeal Board Signed: Moira Modzelewski Moira Modzelewski Administrative Judge Member, Appeal Board