A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 21-00152
Appeal BoardDecided Nov 28, 2022 · Administrative Judge Moira D. Modzelewski · Appeal
Case headnote
Summary
The applicant, represented by counsel, sought a security clearance but was denied due to concerns under Guideline H (Drug Involvement) and Guideline E (Personal Conduct). The applicant's appeal claimed errors in the Judge's analysis, but the Appeal Board affirmed the denial, finding no harmful error in the Judge's findings or application of the law.
Why the applicant was denied
- The applicant had a history of drug involvement, including purchasing and using marijuana from 1994 to 2019.
- The applicant was arrested for misdemeanor possession in 1996 and used marijuana while granted access to classified information.
- The Judge found that the applicant's conduct under both Guideline H and Guideline E raised significant security concerns.
Conditions referenced
Disqualifying
- H.1 Drug involvementraised
- E.2 Personal conductraised
Key rule quoted
“The general standard is that a clearance may be granted only when ‘clearly consistent with national security.’”
Procedural posture
- SOR issued
- 2021-03-31
- Answer filed
- Hearing held
- 2022-09-20 after the record closed
- Decision date
- 2022-11-28
Cite for
- Affirmation of Adverse Findings Under Guideline H and E Due to Drug Involvement and Personal Conduct Issues
- The Standard for Granting Security Clearance as Being Clearly Consistent with National Security
- The Application of Similar Evidence Under Different Guidelines in Security Clearance Cases
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of security clearance based on drug involvement and personal conduct. The applicant argued that the Judge's decision was arbitrary and capricious. The Board affirmed the decision, finding no harmful error in the Judge's analysis and conclusions.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Appearances
_______________________________________________ ) In the matter of: ) ) ) ----- ) ISCR Case No. 21-00152 ) ) Applicant for Security Clearance ) _______________________________________) DEPARTMENT OF DEFENSE DEFENSE LEGAL SERVICES AGENCY DEFENSE OFFICE OF HEARINGS AND APPEALS APPEAL BOARD POST OFFICE BOX 3656 ARLINGTON, VIRGINIA 22203 (703) 696-4759 Date: November 28, 2022
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Angelo Fernandez, Esq. The Department of Defense (DoD) declined to grant Applicant a security clearance. On March 31, 2021, DoD issued a statement of reasons (SOR) advising Applicant of the basis of that decision—security concerns raised under Guideline H (Drug Involvement and Substance Misuse) and Guideline E (Personal Conduct) of DoD Directive 5220.6 (January 2, 1992, as amended) (Directive). Applicant requested a hearing. On September 20, 2022, after the record closed, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Robert E. Coacher denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Under Guideline H, the SOR alleged that Applicant purchased and used marijuana from about 1994 to about 2019, that he was arrested for misdemeanor possession in 1996, that he used marijuana while granted access to classified information, and that he intends to use it in the future. These same behaviors were cross-alleged under Guideline E. The Judge found favorably for Applicant on the allegation that he used while granted access. He found adversely on the remaining Guideline H allegations and on the Guideline E allegation. The favorable finding is not
in issue. Applicant raises the following issue on appeal—whether the Judge’s adverse decision was arbitrary, capricious, or contrary to law. Consistent with the following, we affirm.
Discussion
Applicant has not challenged any of the Judge’s specific findings of fact. Rather, he broadly contends the Judge erred in failing to comply with the provisions in Executive Order 10865 and the Directive by not considering all of the evidence, by mis-weighing the evidence, and by not properly applying the mitigating conditions and whole-person concept. In his only specific assignment of error, Applicant’s counsel argues that the Judge erred in adopting his Guideline H analysis when he turned to the Guideline E allegations by stating “The analysis under Guideline H applies equally here. Personal conduct security concerns are not mitigated.” Decision at 7. Guideline E and Guideline H have different mitigating factors; thus there can be no rational connection between the decision under Guideline H and Guideline E because different evidence is needed to support the different mitigating factors. Essentially, the [Judge] used the conclusion and analysis of Guideline H for Guideline E without balancing the evidence under Guideline E factors. [Appeal Brief at 6–7.] To the extent that we understand counsel’s argument, we are not persuaded. Contrary to counsel’s assertion, different evidence is not necessarily required to establish security concerns under both guidelines. It is well-established that a judge may weigh the same evidence differently under different guidelines. See, e.g., ISCR Case No. 19-03941 at 3 (App. Bd. Jan. 21, 2022). The Judge cited to the applicable mitigating conditions (MC) under both Guidelines: MC ¶¶ 26 (a) – (b) and MC ¶¶ 17 (c) – (e). Those conditions in fact closely mirror each other, and the Judge’s analysis under Guideline H was equally applicable under Guideline E. It did not need to be repeated. This assignment of error is without merit. None of Applicant’s arguments are enough to rebut the presumption that the Judge considered all of the record evidence or to demonstrate the Judge weighed the evidence in a manner that was arbitrary, capricious, or contrary to law. Moreover, the Judge complied with the requirements of the Directive in his whole-person analysis by considering all evidence of record in reaching his decision. See, e.g., ISCR Case No. 19-01400 at 2 (App. Bd. Jun. 3, 2020). The Hearing Office cases that Applicant’s counsel has cited are easily distinguishable, not binding precedent on the Appeal Board, and insufficient to undermine the Judge’s decision. See, e.g., ISCR Case No. 17-02488 at 4 (App. Bd. Aug. 30, 2018). Applicant has failed to establish that the Judge committed any harmful error or that he should be granted any relief on appeal. The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on the record. “The general standard is that a clearance may be granted only when ‘clearly consistent with national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also, Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of national security.”
Order
The decision is AFFIRMED. Signed: James F. Duffy James F. Duffy Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: Moira Modzelewski Moira Modzelewski Administrative Judge Member, Appeal Board