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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 08-01538.a1

Appeal Board

Decided Jul 21, 2009 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, a defense contractor employee, faced security clearance denial primarily due to nearly $15,000 in delinquent debt, largely attributed to her husband's unemployment. The judge determined that the applicant failed to show that her financial issues were being resolved, leading to the conclusion that granting her clearance was not consistent with national security interests.

Why the applicant was denied

  • The applicant did not demonstrate that her financial problems were being resolved or under control.
  • The judge found substantial evidence of financial issues, including nearly $15,000 in delinquent debt.

Conditions referenced

Disqualifying

  • F.3 Inability or unwillingness to satisfy debtsraised

Mitigating

  • F.2 The conditions that resulted in the financial problems were largely beyond the person's controlrejected
  • E.2 The person has taken positive steps to reduce or eliminate financial problemsrejected

Key rule quoted

Procedural posture

SOR issued
2008-11-19
Answer filed
Hearing held
2009-05-21
Decision date
2009-07-21

Cite for

  • Denial of Security Clearance Due to Unresolved Financial Issues
  • Impact of Spouse's Unemployment on Financial Stability
  • Criteria for Evaluating National Security Interests in Clearance Decisions

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on financial considerations and personal conduct. The Applicant argued that the Judge's findings were unsupported by evidence and that the Judge misapplied mitigating conditions. The Board affirmed the Judge's decision, finding no harmful error.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F; Guideline E DIGEST: The Judge found that Applicant’s debts were caused in large measure by her husband’s unemployment. However , the Judge also concluded that Applicant had not demonstrated that her financial problems were being resolved or were under control. The Judge’s findings are sustainable. Adverse decision affirmed. CASENO: 08-01538.a1 DATE: 07/21/2009 DATE: In Re: ------------------------------------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 08-01538

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Judge’s favorable findings under Guideline F, subparagraphs 1(a), (e), (g-k), and under Guideline E are not at issue in this appeal. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On November 19, 2008, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On May 21, 2009, after the hearing, Administrative Judge Marc E. Curry denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issues on appeal: whether certain of the Judge’s findings of fact were supported by substantial record evidence; whether the Judge erred in his application of the pertinent mitigating conditions; and whether the Judge’s whole-person analysis was erroneous.1 Finding no error, we affirm. The Judge found that Applicant, an employee of a defense contractor, had acquired nearly $15,000 in delinquent debt since 2004. The debts were for such things as telephone services, groceries, and a breached rental agreement. The Judge found that the debts were caused in large measure by Applicant’s husband’s unemployment. However, he also concluded that Applicant had not demonstrated that her financial problems were being resolved or were under control. The Board concludes that the Judge’s material findings of security concern are supported by substantial record evidence. See Directive ¶ E3.1.32.1. (Substantial evidence is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion in light of all the contrary evidence in the same record.”) After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for the decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983)(quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). The Judge’s decision that “it is not clearly consistent with the national interest to grant Applicant eligibility for a security clearance” is sustainable on this record. Decision at 7. See also Department of the Navy v. Egan, 484 U.S. 518, 528 (1988) (“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’”)

Order

The Judge’s adverse security clearance decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board