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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 08-10644.a1

Appeal Board

Decided May 28, 2010 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, represented by counsel, sought a security clearance but was denied based on adverse findings under Guideline H (Drug Involvement) and Guideline E (Personal Conduct). The applicant's marijuana use during two periods, including while holding a security clearance, and a prior denial of access to Sensitive Compartmented Information were significant factors in the decision. The appeal board affirmed the denial, finding no error in the judge's consideration of evidence and concluding that the adverse decision was sustainable.

Why the applicant was denied

  • The applicant used marijuana during two periods, including while holding a security clearance.
  • The applicant had a prior denial of access to Sensitive Compartmented Information due to drug use.
  • The judge found that the applicant failed to demonstrate a favorable prognosis regarding future drug use.

Conditions referenced

Disqualifying

  • AG ¶ 25 Drug Involvementraised
  • AG ¶ 14 Personal Conductraised

Mitigating

  • AG ¶ 26(b) Intent not to abuse drugs in the futurerejected
  • AG ¶ 26(d) Completion of a drug treatment programrejected

Key rule quoted

Procedural posture

SOR issued
2009-06-02
Answer filed
Hearing held
2010-02-25
Decision date
2010-05-28

Cite for

  • Adverse Findings Under Guideline H and E Leading to Denial of Clearance
  • Insufficient Evidence of Rehabilitation or Favorable Prognosis Under Guideline H
  • No Presumption of Error in the Judge's Findings and Conclusions

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on drug involvement and personal conduct. The applicant argued that the judge failed to consider all evidence and misapplied mitigating conditions. The Board affirmed the decision, finding no harmful error in the judge's analysis and conclusions.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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Decision text, by section

Synopsis

KEYWORD: Guideline H; Guideline E DIGEST: There is no presumption of error below. An unchallenged finding need not be reviewed. An adverse conclusion under a single guideline is sufficient for an adverse decision. Adverse decision affirmed. CASENO: 08-10644.a1 DATE: 05/28/2010 DATE: May 28, 2010 In Re: -----

Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 08-10644

Appearances

FOR GOVERNMENT John Bayard Glendon, Esq., Deputy Chief Department Counsel FOR APPLICANT Alan V. Edmunds, Esq., Stephanie N. Mendez, Esq. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On June 2, 2009, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline H (Drug Involvement) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On February 25, 2010, after the hearing, Administrative Judge Robert J. Tuidor denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issues on appeal: whether the Judge failed to consider all of the record evidence and whether the Judge’s adverse decision was arbitrary, capricious, or contrary to law in that he failed properly to apply the Guideline H mitigating conditions. For the reasons set forth below, we affirm. The Judge found that Applicant used marijuana during two periods of his life: from 1976 to 1983 and again from 1998 to 2007. The latter use occurred while Applicant held a security clearance. Additionally, in 2007, another government agency denied Applicant access to Sensitive Compartmented Information (SCI) due to his prior drug use. Applicant contends that the Judge did not consider numerous documents, including character letters and a psychological evaluation, which he submitted in his own behalf. However, the Judge admitted these documents into evidence (Tr. at 12). Furthermore, he summarized them in his Findings of Fact and discussed them in the Analysis portion of the Decision, in which he concluded that Applicant had mitigated two of the four Guideline E allegations. Applicant has failed to rebut the presumption that the Judge considered all the evidence. See, e.g., ISCR Case No. 07-00196 at 3 (App. Bd. Feb. 20, 2009); ISCR Case No. 07-00553 at 2 (App. Bd. May 23, 2008). Although Applicant disagrees with the weight which the Judge assigned to this evidence, the record does not support a conclusion that he weighed the evidence in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-21819 at 2 (App. Bd. Aug. 13, 2009); ISCR Case No. 06-17409 at 3 (App. Bd. Oct. 12, 2007). It is well settled that (1) there is no presumption of error below, (2) where the Judge entered formal findings against Applicant under a Guideline and Applicant failed to raise a challenge to the findings and conclusions under that Guideline, the findings and conclusions need not be reviewed, and (3) an adverse conclusion under a single guideline is sufficient for an adverse decision. See, e.g., ISCR Case No. 00-0051 at 3 (App. Bd. Jul. 23, 2001); ISCR Case. No. 02-04005 at 3, fn. 1 (App. Bd. Dec. 31, 2003); ISCR Case No. 02-28502 at 2 (App. Bd. Mar. 26, 2004) and ISCR Case No. 97- 0016 at 3 (App. Bd. Dec. 31, 1997). In the case presently under review, Applicant’s appeal brief focuses on the Guideline H security concerns. Department Counsel, in his reply brief, correctly observes: “It is important to note that Applicant has not challenged on appeal, either explicitly or implicitly, the Administrative Judge’s adverse conclusions under Guideline E and the whole-person concept . . . The failure to do so constitutes a waiver of any possible issues on these matters on appeal.” Department Counsel Reply Brief at 7, n. 25.

Applicant contends that the Judge erred in his application of the Guideline H mitigating conditions. The Judge extended some favorable consideration to Applicant’s having submitted a See Directive ¶ E2.26(b): “a demonstrated intent not to abuse any drugs in the future, such as . . . a signed statement of intent with automatic revocation of clearance for any violation[.]” Directive ¶ E2.26(d): “satisfactory completion of a prescribed drug treatment program, including but not limited to rehabilitation and aftercare requirements, without recurrence of abuse, and a favorable prognosis by a duly qualified medical professional.” The report does not relate a course of treatment for substance abuse or dependency. Rather, it is a letter from a psychiatrist describing his interviews with Applicant, tests he performed, etc. In the concluding paragraph, the psychiatrist stated that Applicant “is a fine human being, who is dedicated to his work, ethic, principle, and his family.” He stated that Applicant regrets his mistakes and is willing to submit to further testing if necessary. Insofar as the report contained no diagnosis of an illness, the Judge did not err in observing that it lacked a prognosis. See Cambridge International Dictionary of English, definition of “prognosis”: “[D]octor’s judgment of the likely or expected development of a disease[.]” signed statement of intent not to use drugs in the future. However, he noted other evidence that was less favorable. This includes evidence that Applicant returned to marijuana use in 1998 after having abstained for many years and that his second period of use occurred while he held a security clearance. Applicant contends that the Judge erred in his treatment of the psychological report, insofar as the Judge stated that the report did not contain a favorable prognosis regarding future drug use. Applicant argues that the report did indeed contain such a prognosis and that it should have been considered in light of Guideline H Mitigating Condition 26(b). We have examined this report and find no error with the manner in which the Judge treated it. Viewed in light of the record as a whole, the Judge’s analysis of the Guideline H mitigating conditions was not in error. In light of the foregoing, we conclude that the Judge’s adverse security clearance decision is sustainable under the standard set forth in Department of the Navy v. Egan, 484 U.S. 518, 528 (1988).

Order

The Judge’s adverse security clearance decision is AFFIRMED. Signed; Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board