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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 09-00568.a1

Appeal Board

Decided Oct 22, 2010 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, a retired U.S. Air Force member, faced security clearance denial under Guideline E due to deliberate falsifications in his security clearance applications regarding non-judicial punishment and psychiatric treatment. The judges found the applicant's explanations insufficient to mitigate the significant security concerns raised by his omissions, leading to the denial of his appeal.

Why the applicant was denied

  • The applicant deliberately falsified answers on his security clearance applications regarding non-judicial punishment and psychiatric treatment.
  • The applicant's explanations for his omissions were deemed insufficient to mitigate the security concerns raised.

Conditions referenced

Disqualifying

  • E2.A5.1.2 Deliberate omission of material factsraised
  • E2.A5.2.1 Personal conduct that creates a security riskraised

Key rule quoted

Procedural posture

SOR issued
2010-03-18
Answer filed
Hearing held
2010-08-17
Decision date
2010-10-22

Cite for

  • Deliberate Falsification of Security Clearance Applications Under Guideline E
  • Insufficient Mitigation of Security Concerns Related to Personal Conduct
  • Affirmation of Adverse Decisions Based on Credibility Assessments

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal was filed by the applicant after the Administrative Judge denied his request for a security clearance based on findings of deliberate falsification in his security clearance applications. The Board affirmed the Judge's decision, finding that the material findings of fact were sustainable and supported the adverse conclusions.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline E DIGEST: The Judge’s material findings of fact are sustainable and support his ultimate adverse conclusions. Adverse decision affirmed. CASENO: 09-00568.a1 DATE: 10/22/2010 DATE: October 22, 2010 In Re: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 09-00568

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On March 18, 2010, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On August 17, 2010, after the hearing, Administrative Judge LeRoy F. Foreman denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge erred in finding that his omissions to his security clearance applications (SCA) were deliberate. Consistent with the following discussion, we affirm the decision of the Judge. The Judge made the following pertinent findings of fact: Applicant served in the U.S. Air Force, retiring in 2005. Earlier, in 2000, he had received non-judicial punishment under Article 15, Uniform Code of Military Justice (UCMJ), for knowing possession of child pornography. This disciplinary action was the result of evidence found during a search by criminal investigators of Applicant’s personal computer. After the search, Applicant consulted with a psychologist regarding his concerns about his internet viewing habits. Soon after this, Applicant visited a psychiatrist, due to stress and depression regarding the criminal investigation, his father’s death, and the breakup of his marriage. In 2003, Applicant completed a SCA. He answered “no” to a question inquiring if he had consulted a mental health professional within the previous seven years. He also answered “no” to a question inquiring if, within the previous seven years, he had been punished under the UCMJ, to include non-judicial punishment. Both of these answers were false. In 2004, after his security manager pointed out these omissions, Applicant submitted a document correcting the errors in his SCA. In 2005, anticipating retirement, Applicant applied for jobs as a policeman and as a correctional officer. He was rejected, because he did not disclose his non-judicial punishment to his prospective employers. Later in 2005, before his retirement, Applicant underwent a psychiatric evaluation. The psychiatrist concluded that (1) Applicant did not have a mental disorder and (2) his records were not sufficient to clearly substantiate knowing possession of child pornography. In September 2008, Applicant submitted another SCA. He answered “no” to a question inquiring if he had consulted a mental health professional during the previous seven years. This answer was false. Applicant’s omissions on his 2003 and 2008 SCAs were alleged in the SOR as Guideline E security concerns.1 In the Analysis portion of the decision, the Judge found that the “no” answers described above were deliberate. The Judge stated that, when he completed the SCAs in question, Applicant was an experienced NCO, had worked through the security clearance process before, and had previously held a clearance. The Judge also considered Applicant’s failure to advise his prospective civilian employers in 2005 about his non-judicial punishment. Although this conduct was not alleged, the Judge stated that he considered it on the issue of Applicant’s credibility, among other things. See, e.g., ISCR Case No. 05-03250 at n. 4 (App. Bd. Apr. 6, 2007). Viewed in light of the record as a whole, the Judge’s findings of deliberate falsification are sustainable. The record supports a conclusion that the Judge examined the relevant data and articulated a satisfactory explanation for the decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983)(quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). The Judge’s adverse decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988).

Order

The Judge’s adverse security clearance decision is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board

Footnotes

1 In addition to the false answers described above, the SOR alleged the non-judicial punishment action (¶ 1(a)) and another false statement regarding Applicant’s purported addiction to pornography and his having sought psychiatric treatment for the same (¶ 1(c)). The Judge found in Applicant’s favor for those allegations.