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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 09-06602.a1

Appeal Board

Decided Jan 28, 2011 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, a 51-year-old college student, faced security clearance denial under Guideline F due to financial concerns, specifically four delinquent debts totaling approximately $40,000. The judge found insufficient evidence of mitigation, as the applicant's only plan was to pay the debts when his income improved, leading to the adverse decision being affirmed on appeal.

Why the applicant was denied

  • The applicant had four delinquent debts totaling approximately $40,000.
  • The applicant failed to demonstrate sufficient mitigation of financial concerns under Guideline F.
  • The judge found that the applicant's only plan was to pay debts when income improved.

Conditions referenced

Disqualifying

  • AG ¶ 20(a) Financial Considerationsraised

Mitigating

  • AG ¶ 20(c) Financial Considerationsrejected
  • AG ¶ 20(d) Financial Considerationsrejected

Key rule quoted

Procedural posture

SOR issued
2010-05-11
Answer filed
Hearing held
2010-11-08
Decision date
2011-01-28

Cite for

  • Insufficient Mitigation of Financial Concerns Under Guideline F
  • The Presumption That a Judge Considers All Evidence in the Record
  • The Prohibition Against Judges Promising Favorable Outcomes in Security Clearance Cases

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on financial considerations under Guideline F. The Applicant argued that the Judge failed to consider evidence of his good faith efforts to pay debts and claimed there was an agreement regarding the outcome of his case. The Board affirmed the Judge's decision, finding no harmful error in the proceedings.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: A judge cannot promise someone a favorable security clearance adjudication, especially, when, as here, she has not yet reviewed all the record evidence. Adverse decision affirmed. CASENO: 09-06602.a1 DATE: 01/28/2011 DATE: January 28, 2011 In Re: ----- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 09-06602

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On May 11, 2010, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On November 8, 2010, after the hearing, Administrative Judge Mary E. Henry denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issues on appeal: whether the Judge considered all the record evidence and whether the Judge violated an agreement between her and Applicant. Consistent with the following discussion, we affirm the Judge’s decision. The Judge noted that Applicant, age 51, is attending college. The Judge found for Applicant on three debts alleged in the SOR but also found Applicant has four delinquent debts totaling approximately $40,000. The judge found that Applicant’s only plan is to pay these debts when his income improves. The Judge concluded that Applicant had not mitigated the security concerns arising from this finances under Guideline F Applicant contends that the Judge failed to consider his statement that he initiated a good faith effort at paying his debts by taking classes in pursuit of his bachelor’s degree. A Judge is presumed to have considered all the evidence in the record. See, e.g., ISCR Case 09-01735 at 2 (App. Bd. Aug. 31, 2010). There is nothing in Applicant’s presentation on appeal or in the Decision to rebut the presumption that the Judge considered all of the evidence. Applicant points to an exchange he had with the Judge at the Hearing. Applicant said: “Rather than face an adverse decision in this matter, I am willing to submit to remedial measures the honorable judge might deem necessary.” (Transcript, p. 55) In short order she said to him “I’m going to ask for a few things from you . . . I’ve got several things I want . . .” (Transcript, p. 56) The Judge proceeded to request five types of documentary evidence from Applicant. Applicant contends that this constituted an agreement between him and the Judge that if he provided the items requested she would not deny him a security clearance. Applicant’s reading of the text is not wholly implausible. However, it is not the only plausible reading. The Board is not inclined to adopt a reading which would be plain error. A judge cannot promise someone a favorable security clearance adjudication, especially, when, as here, she has not yet reviewed all the record evidence. The Board acknowledges that the other reading of the transcript is also potentially problematic. Even if they did not have an agreement, the Judge risked compromising her impartiality by advising Applicant what evidence to produce. However, for that reading Applicant (the appealing party here) would not be the aggrieved party and there is no cross-appeal. Therefore, the Board need not resolve any questions raised by the alternative reading. The Judge’s adverse decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988).

Order

The Judge’s adverse security clearance decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board