A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 16-01559.a1
Appeal BoardDecided Feb 12, 2018 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance denial under Guideline F due to unresolved financial issues, including delinquent debts and failure to file tax returns. The appeal board affirmed the denial, finding the applicant did not provide sufficient evidence to mitigate the financial concerns raised in the Statement of Reasons.
Why the applicant was denied
- The applicant failed to provide documentary evidence to mitigate financial concerns.
- The applicant's arguments did not demonstrate that the judge's decision was arbitrary or contrary to law.
- The applicant did not respond to the allegations in the Statement of Reasons with corroborating documentation.
Conditions referenced
Disqualifying
- F.3 Inability or unwillingness to satisfy debtsraised
- F.2 Delinquent debtsraised
Mitigating
- F.1 The behavior was not recentrejected
- F.2 The conditions that resulted in the financial problems were beyond the applicant's controlrejected
Key rule quoted
“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’”
Procedural posture
- SOR issued
- 2016-09-01
- Answer filed
- Applicant was pro se.
- Hearing held
- 2017-10-12 Decision made on the written record.
- Decision date
- 2018-02-12 Appeal affirmed.
Cite for
- Insufficient Evidence to Mitigate Financial Concerns Under Guideline F
- Applicant's Burden to Present Evidence in Mitigation
- Whole-person Analysis in Security Clearance Decisions
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the applicant after the Administrative Judge denied his request for a security clearance based on financial considerations. The applicant argued that the Judge's decision was arbitrary and capricious. The Board affirmed the decision, finding that the Judge properly considered the evidence and did not err in his analysis.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: Applicant’s arguments are not enough to rebut the presumption that the Judge considered all of the evidence in the record, nor are they sufficient to show that the Judge weighed the evidence in a manner that was arbitrary, capricious, or contrary to law. Adverse decision affirmed. CASE NO: 16-01559.a1 DATE: 02/12/2018 DATE: February 12, 2018 In Re: ------------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 16-01559
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On September 1, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On October 12, 2017, after considering the record, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Mark Harvey denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse decision was arbitrary, capricious, or contrary to law. Consistent with the following, we affirm. The Judge’s Findings of Fact and Analysis Applicant’s SOR listed several delinquent debts, including two tax liens for about $15,000 and $6,600 respectively, four judgments, medical debts, etc. It also alleged that Applicant failed to file his tax returns from at least tax year 2010. He has also failed to file or pay taxes for 2011 and cannot recall if he filed returns for 2010, 2012, or 2013. He intends to file his returns for 2014. Applicant attributed his financial problems to medical bills, job loss, and reduction in salary. Although the File of Relevant Material advised Applicant that there was no corroborating documentation regarding the SOR allegations, he did not make a response. Though noting circumstances outside Applicant’s control that affected his financial condition, the Judge cited to Applicant’s failure to provide documentary evidence about his efforts to resolve the concerns raised in the SOR. He stated that there is insufficient evidence that Applicant’s problems are being resolved.
Discussion
Applicant cites to his medical problems and his period of unemployment without health insurance. He argues that he is trustworthy and that his eligibility for a clearance should not rest upon only a difficult portion of his life, thereby contending that the Judge did not properly apply the whole-person concept. Applicant’s arguments are not enough to rebut the presumption that the Judge considered all of the evidence in the record, nor are they sufficient to show that the Judge weighed the evidence in a manner that was arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 17-00257 at 3 (App. Bd. Dec. 7, 2017). Applicant’s brief includes references to matters from outside the record. We cannot consider new evidence on appeal. Directive ¶ E3.1.29. Given the record that was before him, we conclude that the Judge did not err in his whole- person analysis, in that he considered the totality of the record evidence. See, e.g., ISCR Case No. 15-03592 at 2 (App. Bd. Jun. 14, 2017). In a DOHA proceeding, it is the applicant’s responsibility to present evidence in mitigation, extenuation, explanation, etc. Directive ¶ E3.1.15. Applicant was placed upon sufficient notice that the record as it stood lacked documentary evidence to show that the allegations in the SOR were being resolved, yet he submitted nothing. The Judge’s conclusion that Applicant had failed to meet his burden of persuasion as to mitigation is supportable. The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”
Order
The Decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: Charles C. Hale Charles C. Hale Administrative Judge Member, Appeal Board