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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 16-02523.a1

Appeal Board

Decided Sep 27, 2018 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, faced security clearance denial primarily due to unresolved financial issues under Guideline F, with 15 delinquent debts totaling over $57,000, of which 14 were admitted. Despite some payments made towards debts, the applicant failed to provide a concrete plan for addressing the largest debts, leading to the conclusion that security concerns were not mitigated. The appeal board affirmed the denial, emphasizing the need for financial responsibility in relation to national security interests.

Why the applicant was denied

  • The applicant had 15 delinquent debts, admitting to 14 totaling over $57,000.
  • The applicant did not take meaningful action on the three largest debts or two smaller debts.
  • The applicant's claims of addressing some debts were insufficient to mitigate security concerns.

Conditions referenced

Disqualifying

  • AG ¶ 20(a) Financial Considerationsraised
  • AG ¶ 20(c) Financial Considerationsraised

Mitigating

  • AG ¶ 20(d) Financial Considerationsrejected
  • AG ¶ 20(e) Financial Considerationsrejected

Key rule quoted

Procedural posture

SOR issued
2016-09-19
Answer filed
Hearing held
2018-07-31
Decision date
2018-09-27

Cite for

  • Denial of Security Clearance Due to Unresolved Financial Issues Under Guideline F
  • Insufficient Mitigation of Financial Concerns Despite Partial Debt Resolution
  • Affirmation of Denial Based on National Security Interests

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on financial considerations and personal conduct. The applicant argued that the decision was arbitrary and capricious, but the Board affirmed the denial, finding no harmful error in the Judge's decision. The applicant's request for reconsideration was also noted but not granted due to procedural limitations.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline E; Guideline F DIGEST: The Directive provides that an applicant whose security clearance has been finally denied or revoked by DOHA is barred from reapplication for one year from the date of the initial unfavorable clearance decision. Adverse decision affirmed. CASENO: 16-02523.a1 DATE: 09/27/2018 DATE: September 27, 2018 In Re: -------------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 16-02523

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On September 19, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Department Counsel requested a hearing. On July 31, 2018, after the hearing, Administrative Judge John Grattan Metz, Jr., denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse decision was arbitrary, capricious, or contrary to law. The Judge’s favorable finding under Guideline E has not been raised as an issue on appeal. Consistent with the following, we affirm. The Judge’s Findings of Fact and Analysis At the hearing, Department Counsel withdrew two SOR allegations. Excluding the withdrawn allegations, the SOR alleged that Applicant had 15 delinquent debts. He admitted 14 of those debts totaling more than $57,000. Applicant attributed his financial problems to the termination of his long-term relationship with a co-habitant in about 2010. Since submitting his security clearance application in 2015, Applicant paid eight debts, resolved his child support arrearage, and established a payment plan for another debt. However, he took no meaningful action on the three largest debts from a single creditor or on two smaller debts. He did not describe any concrete plans for addressing those unresolved debts. The security concern arising from the five debts that he has not addressed are not mitigated.

Discussion

In his appeal, Applicant contends that he provided receipts showing he satisfied a majority of the debts and he explained his plan to address the largest unresolved debts. He also states that he has met his child support obligations, that he is responsible for his elderly parents, and that he was advised to file bankruptcy but was not financially able to do so. His arguments are neither enough to rebut the presumption that the Judge considered all of the evidence in the record nor sufficient to show the Judge weighed the evidence in a manner that was arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 14-01284 at 3 (App. Bd. Apr. 6, 2015). Applicant also asks that his case be reconsidered and he be given an opportunity to submit another security clearance application. We do not have authority to grant that request. The Directive provides that an applicant whose security clearance has been finally denied or revoked by DOHA is barred from reapplication for one year from the date of the initial unfavorable clearance decision. See Directive ¶ E3.1.37. Applicant has not identified any harmful error in the Judge’s decision. The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App A. ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”

Order

The Decision is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Charles C. Hale Charles C. Hale Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board