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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 19-00230.a1

Appeal Board

Decided Dec 13, 2019 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing herself, sought a security clearance under Guideline F concerning financial considerations. The applicant admitted to failing to file tax returns and being delinquent on debts, contesting only one debt. The appeal was denied as the applicant did not demonstrate any errors in the original decision, leading to the affirmation of the denial.

Why the applicant was denied

  • The applicant failed to file federal and state income tax returns for 2011 and 2012.
  • The applicant was delinquent on seven debts totaling approximately $9,700.
  • The applicant's appeal did not raise any allegations of error by the judge.

Conditions referenced

Disqualifying

  • F1 Failure to file or pay taxesraised
  • F3 Delinquent debtsraised

Key rule quoted

Procedural posture

SOR issued
2019-02-12
Answer filed
Hearing held
2019-09-20
Decision date
2019-12-13

Cite for

  • Failure to File Tax Returns as a Disqualifying Condition Under Guideline F
  • Delinquency on Debts as a Disqualifying Condition Under Guideline F
  • Limitations of the Appeal Board's Review Authority Regarding New Evidence and Error Allegations

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal was filed by the Applicant after the denial of her security clearance based on financial considerations. The Board affirmed the decision, noting that the Applicant did not raise any specific harmful errors in her appeal and that new evidence could not be considered.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: In her appeal brief, Applicant noted that she could no longer afford the accountant that she had been using for years, that it took time to call the IRS and use its system to get the help she needed to file her back tax returns, and that she owed no back taxes after filing her delinquent returns. These assertions constitute new evidence that the Appeal Board cannot consider. Adverse decision affirmed. CASE NO: 19-00230.a1 DATE: 12/13/2019

DATE: December 13, 2019 ) In Re: ) ) -------------- ) ISCR Case No. 19-00230 ) ) Applicant for Security Clearance ) )

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On February 12, 2019, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On September 20, 2019, after the hearing, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Shari Dam denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The SOR alleged that Applicant failed to file her Federal and state income tax returns for 2011 and 2012 as required and that she was delinquent on seven debts totaling about $9,700. In responding to the SOR, Applicant admitted all of the allegations with the exception of one debt less than $500. The Judge found against Applicant on all of the SOR allegations. In her appeal brief, Applicant noted that she could no longer afford the accountant that she had been using for years, that it took time to call the IRS and use its system to get the help she needed to file her back tax returns, and that she owed no back taxes after filing her delinquent returns. These assertions constitute new evidence that the Appeal Board cannot consider. Directive ¶ E3.1.29. Applicant further contends an error occurred because her circumstances had changed, and she felt that she did not have sufficient time to take action before the decision was issued. This claim fails for lack of specificity. See, e.g., ISCR Case No. 17-01807 at 3 (App. Bd. Mar. 7, 2018). Applicant has neither identified the error she is referencing nor explained how any change in circumstances merits relief on appeal. Moreover, there is no reason to conclude the Judge abused her discretion in leaving the record open for 17 days after the hearing to provide Applicant the opportunity to submit post-hearing matters. Applicant’s brief also mentions that she encountered difficulties in handling a repayment request for student loans; however, those loans were not alleged in the SOR. Applicant’s appeal brief raises no allegation of error on the part of the Judge. The Board does not review cases de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Because Applicant has not made such an allegation of error, the decision of the Judge denying Applicant a security clearance is affirmed.

Order

The Decision is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board