A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 20-00654
Appeal BoardDecided Jan 25, 2023 · Administrative Judge Gregg A. Cervi · Appeal
Case headnote
Summary
The applicant, representing himself, faced financial concerns under Guideline F, specifically regarding delinquent consumer debts totaling about $19,000. The appeal board affirmed the denial of his security clearance, noting that the applicant did not demonstrate harmful error in the judge's findings, which were supported by evidence, and that the applicant's claims of bias were unsubstantiated.
Why the applicant was denied
- The applicant failed to challenge the judge's specific findings of fact.
- The appeal board found no harmful error in the judge's handling of the case.
- The applicant did not provide evidence to support claims of bias against the judge.
Conditions referenced
Disqualifying
- F.3 Inability or unwillingness to satisfy debtsraised
- F.2 Delinquent debtsraised
Mitigating
- F.3 The conditions that led to the financial difficulties were temporary and have been resolvedapplied
- F.2 The applicant has made good faith efforts to repay debtsapplied
Key rule quoted
“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’”
Procedural posture
- SOR issued
- 2021-06-21
- Answer filed
- Hearing held
- 2022-12-05 after the record closed
- Decision date
- 2023-01-25 appeal decision
Cite for
- Affirmation of Denial Based on Financial Considerations Under Guideline F
- Standards for Demonstrating Bias in Administrative Hearings
- Criteria for Evaluating Harmful Error in Security Clearance Decisions
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of a security clearance based on financial considerations under Guideline F. The Administrative Judge found in favor of the applicant on 14 out of 20 allegations but denied the clearance based on unresolved consumer debts. The applicant appealed, arguing that the Judge did not consider all evidence and alleged bias. The Board affirmed the decision, finding no harmful error in the Judge's handling of the case.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Appearances
___________________________________
) In the matter of: )
)
)
----- )
ISCR Case No. 20-00654
)
) Applicant for Security Clearance ) _______________________________________)
Date: January 25, 2023
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Department of Defense (DoD) declined to grant Applicant a security clearance. On June 21, 2021, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision⸺security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On December 5, 2022, after the record closed, Administrative Judge Shari Dam denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The SOR alleged 20 financial concerns⸺8 allegations regarding federal and state taxes and 12 allegations of delinquent consumer debt. The Judge found for Applicant on 14 allegations, including all tax allegations, and against him on six delinquent consumer debts that totaled about $19,000. On appeal, Applicant does not challenge any of the Judge’s specific findings of fact. Instead, he highlights his payments to the IRS and department counsel’s arguments regarding those payments. We note that all tax allegations were all resolved in Applicant’s favor. Additionally, Applicant contends that the Judge did not consider all the receipts that he submitted, to include the
receipts submitted after the hearing. However, the Judge cited to Applicant’s post-hearing submissions in resolving numerous allegations in his favor.1 Applicant also asserts that the Judge was upset with him because the originally-scheduled hearing had to be postponed due to technical issues. To the extent that Applicant is alleging bias, we are not convinced. There is a rebuttable presumption that a Judge is impartial and unbiased, and a party seeking to overcome that presumption has a heavy burden of persuasion. Applicant has failed to cite any specific instances that would cause a reasonable person to doubt the Judge’s fairness or impartiality, and our review of the record and decision reveals none. See, e.g., ISCR Case No. 20-02787 at 3–4 (App. Bd. Mar. 9, 2022). In conclusion, Applicant has not identified any harmful error in the Judge’s handling of his case or in his decision. The Judge examined the relevant evidence and articulated a satisfactory explanation for his decision. The decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.” 1 Our review reveals that the Judge erred in her findings of fact regarding SOR ¶ 1.h⸺a consumer debt of $459. She concluded that it was unresolved in her findings of fact, but entered a formal finding for Applicant on the allegation. The favorable formal finding is supported by Applicant’s evidence. Any error was harmless, as the resolution of this relatively minor debt did not likely have an impact on the outcome of the case. See, e.g., ISCR Case No. 19-01220 at 3 (App. Bd. Jun. 1, 2020).
Order
The Decision is AFFIRMED. Signed: James F. Duffy James F. Duffy Administrative Judge Chairperson, Appeal Board Signed: Moira Modzelewski Moira Modzelewski Administrative Judge Member, Appeal Board Signed: Gregg A. Cervi Gregg A. Cervi Administrative Judge Member, Appeal Board