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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 05-07182.a1

Appeal Board

Decided May 17, 2007 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, represented by counsel, sought a security clearance but was denied based on concerns under Guidelines H (Drug Involvement), J (Criminal Conduct), and E (Personal Conduct). The judge found that the applicant's testimony, while relevant, did not outweigh the evidence of disqualifying conduct, including a guilty plea to drug charges. The decision was affirmed on appeal, as the judge's findings were supported by the record evidence and the mitigating arguments were insufficient.

Why the applicant was denied

  • The applicant had a guilty plea to drug charges, which was a significant factor against her.
  • The judge found that the applicant's mitigating evidence did not outweigh the disqualifying conduct.
  • The applicant's testimony was relevant but not binding on the judge's decision.

Conditions referenced

Disqualifying

  • AG H Drug Involvementraised
  • AG J Criminal Conductraised
  • AG E Personal Conductraised

Key rule quoted

Procedural posture

SOR issued
2006-01-27
Answer filed
Hearing held
2006-09-29
Decision date
2007-05-17

Cite for

  • Affirmation of Denial Based on Drug Involvement Under Guideline H
  • Consideration of Mitigating Evidence in Light of Disqualifying Conduct
  • The Relevance of Applicant Testimony Not Being Binding on the Judge's Decision

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved an applicant seeking a security clearance who was denied based on concerns under Guidelines H, J, and E. The applicant argued that the Administrative Judge's decision was arbitrary and capricious, particularly regarding her testimony and mitigating circumstances. The Board affirmed the Judge's decision, finding it supported by substantial evidence and not contrary to law.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline H; Guideline J; Guideline E DIGEST: Applicant’s testimony at the hearing was relevant evidence but it was not binding on the Judge. Adverse decision affirmed. CASENO: 05-07182.a1 DATE: 05/17/2007 DATE: May 17, 2007 In Re: --------- SSN:------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 05-07182

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT William F. Savarino, Esq.

The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On January 27, 2006, DOHA issued a statement of reasons advising Applicant of the basis for that decision—security concerns raised under Guideline H (Drug Involvement), Guideline J (Criminal Conduct), and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992), as amended (Directive). Applicant requested a hearing. On September 29, 2006, after the hearing, Administrative Judge Marc E. Curry denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. On appeal, Applicant raises the following issue: whether the Administrative Judge’s decision is arbitrary, capricious, or contrary to law. Specifically, Applicant argues that the Judge should have accepted Applicant’s testimony of her innocence as to drug charges in 2004, despite her guilty plea to those charges at the time, and her testimony that she did not intentionally falsify her security clearance application because of the state court expungement of her drug offenses. She contends that the Judge should have mitigated her drug arrests in 1995 and 1993 due to the passage of time and the fact that the charges in 1995 were dismissed. Applicant also argues for mitigation due to successful completion of a drug rehabilitation program. The Board affirms the Judge’s decision. Applicant’s testimony at the hearing about the events at issue was relevant evidence, but it was not binding on the Administrative Judge. As the trier of fact, the Judge has to consider an applicant’s testimony in light of the record evidence as a whole. See, e.g., ISCR Case No. 02-22404 at 4 (App. Bd. May 5, 2005). Here, the Judge’s material findings were reasonably supported by the record evidence, and the Judge’s conclusions follow rationally from the Judge’s findings. The application of disqualifying and mitigating conditions does not turn simply on a finding that one or more of them applies to the particular facts of a case. Rather, their application requires the exercise of sound discretion in light of the record evidence as a whole. Thus, the presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. An applicant’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 05-02471 at 2 (App. Bd. Apr. 11, 2007). In this case, the Judge reasonably weighed the mitigating evidence against the seriousness of the disqualifying conduct, and considered the possible application of relevant mitigating conditions. He reasonably explained why there was insufficient mitigating evidence to overcome the government’s security concerns. The Board does not review a case de novo. The favorable evidence cited by the Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case 05-02619 at 2 (App. Bd. Mar. 21, 2007). Given the record that was before him, the Judge’s ultimate unfavorable security clearance decision under Guidelines H, J, and E is sustainable.

Order

The Judge’s decision denying Applicant a clearance is AFFIRMED. Signed: Michael D. Hipple Michael D. Hipple Administrative Judge Member, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board