A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 06-22044.a1
Appeal BoardDecided Feb 28, 2008 · Administrative Judge Jean E. Smallin · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance but was denied based on concerns under Guidelines D (Sexual Behavior), E (Personal Conduct), and J (Criminal Conduct). The appeal board affirmed the denial, finding that the applicant's mitigating arguments were insufficient against the serious nature of his disqualifying conduct.
Why the applicant was denied
- The applicant's mitigating evidence was insufficient to overcome the government's security concerns.
- The judge reasonably weighed the evidence and concluded that the disqualifying conduct was serious and lengthy.
- The applicant's request for a probationary clearance was denied as the board does not have authority to grant conditional clearances.
Conditions referenced
Disqualifying
- AG D Sexual Behaviorraised
- AG E Personal Conductraised
- AG J Criminal Conductraised
Key rule quoted
“An applicant is not entitled to a delayed or deferred adjudication of his or her security eligibility.”
Procedural posture
- SOR issued
- 2007-01-10
- Answer filed
- Hearing held
- 2007-11-01
- Decision date
- 2008-02-28
Cite for
- Insufficient Mitigation Under Guidelines D, E, and J
- Affirmation of Denial Based on Serious Disqualifying Conduct
- Limitations on Granting Conditional or Probationary Clearances
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved an applicant seeking a security clearance who was denied by an Administrative Judge based on security concerns under Guidelines E, J, and D. The applicant argued that the Judge erred in not finding mitigation for the concerns raised. The Board affirmed the Judge's decision, finding no harmful error in the weighing of evidence.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline E; Guideline J; Guideline D DIGEST: An applicant is not entitled to a delayed or deferred adjudication of his or her security eligibility. A review of the decision indicates that the Judge weighed the mitigating evidence against the length and seriousness of the disqualifying conduct. Adverse decision affirmed. CASENO: 06-22044.a1 DATE: 02/28/2008 DATE: February 28, 2008 In Re: ------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 06-22044
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On January 10, 2007, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline E (Personal Conduct), Guideline J (Criminal Conduct) and Guideline D (Sexual Behavior) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On November 1, 2007, after the hearing, Administrative Judge Martin H. Mogul denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge erred by concluding that the security concerns raised under Guidelines E, J and D had not been mitigated. Applicant argues that the Judge’s adverse decision should be reversed because he voluntarily admitted to the issues raised in the SOR and those issues would not have become known if not for his disclosures. In support of his contention, Applicant essentially reargues the facts in his case and states that his mistakes are in the past and he has demonstrated a new sense of trustworthiness. Alternatively, Applicant asks that the Board grant him a probationary clearance, subject to random drug testing and counseling. Applicant’s arguments do not demonstrate that the Judge erred. An applicant is not entitled to a delayed or deferred adjudication of his or her security eligibility. See, e.g., ISCR Case No. 01-07018 at 10 (App. Bd. Dec. 6, 2005). Likewise, the Board does not have authority to grant a clearance on a conditional or probationary basis. See, e.g., ISCR Case No 04-04302 at 5 (App. Bd. Jun. 30, 2005); ISCR Case No. 03-17410 at 4 (App. Bd. Apr. 12, 2005). Once the government presents evidence raising security concerns, the burden shifts to the applicant to establish mitigation. The application of disqualifying and mitigating conditions and whole-person factors does not turn simply on a finding that one or more of them apply to the particular facts of a case. See, e.g., ISCR Case No. 01-14740 at 7 (App. Bd. Jan.15, 2003). Thus, the presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. An applicant’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-11172 at 2 (App. Bd. Sep. 4, 2007). A review of the decision indicates that the Judge weighed the mitigating evidence offered by Applicant against the length and seriousness of the disqualifying conduct and considered the possible application of relevant mitigating conditions and whole-person factors. The Judge reasonably explained why the evidence which Applicant had presented in mitigation was insufficient to overcome the government’s security concerns. The Board does not review a case de novo. The favorable record evidence cited by Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. Given the record that was before him, the Judge’s ultimate unfavorable security clearance decision under Guidelines E, J and D is sustainable.
Order
The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board