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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 10-05750.a1

Appeal Board

Decided Dec 8, 2011 · Administrative Judge Jeffrey D. Billett · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance but was denied based on concerns under Guideline H (Drug Involvement) and Guideline J (Criminal Conduct). The Board affirmed the Judge's decision, finding that the applicant's mitigating evidence was insufficient to outweigh the serious nature of his disqualifying conduct.

Why the applicant was denied

  • The applicant's disqualifying conduct was deemed serious and substantial evidence supported the Judge's findings.
  • The applicant's arguments for reversal were found insufficient and did not demonstrate that the Judge's decision was arbitrary or capricious.

Conditions referenced

Disqualifying

  • AG ¶ 30 Criminal Conductraised
  • AG ¶ 25 Drug Involvementraised

Mitigating

  • AG ¶ 20 Mitigating Conditionsrejected

Key rule quoted

Procedural posture

SOR issued
2011-03-24
Answer filed
Hearing held
2011-09-22
Decision date
2011-12-08

Cite for

  • Affirmation of Judge's Findings Based on Substantial Evidence
  • Insufficiency of Mitigating Evidence to Overcome Serious Disqualifying Conduct
  • Responsibility of the Applicant to Present Evidence to Mitigate Security Concerns

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal was from a denial of a security clearance based on concerns under Guideline J (Criminal Conduct) and Guideline H (Drug Involvement). The applicant argued that the Judge's decision was arbitrary and capricious. The Board affirmed the Judge's decision, finding it supported by substantial evidence and reasonable characterizations of the evidence.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline J; Guideline H DIGEST: The Board looks to Judge’s decision as a whole in evaluating his findings and conclusions. Judge’s material findings were supported by substantial record evidence. Adverse decision affirmed. CASE NO: 10-05750.a1 DATE: 12/08/2011 DATE: December 8, 2011 In Re: ---------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 10-05750

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On March 24, 2011, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline J (Criminal Conduct) and Guideline H (Drug Involvement) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On September 22, 2011, after the hearing, Administrative Judge Juan J. Rivera denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse clearance decision is arbitrary, capricious or contrary to law. Applicant contends that the Judge’s adverse decision should be reversed because the evidence presented at the hearing was sufficient to mitigate the government’s security concerns. In support of this contention, he argues that the Judge mis-characterized some of the evidence, making the disqualifying conduct look more serious than it actually was. Applicant’s argument does not demonstrate that the Judge’s decision is arbitrary, capricious or contrary to law. The Board does not review sentences or passages in a Judge’s decision in isolation. Rather, it looks at the whole of the Judge’s decision to discern what the Judge found and concluded. See, e.g., ISCR Case No. 08-08721 at 3 (App. Bd. Oct. 20, 2011). After reviewing the record that was before the Judge, the Board concludes that his material findings of security concern are based on substantial evidence, or constitute reasonable characterizations or inferences that could be drawn from that record. Accordingly, the Judge’s material findings of security concern are sustainable. See, e.g., ISCR Case No. 09-07424 at 2 (App. Bd. Aug. 16, 2011). The Applicant is responsible for presenting witnesses and other evidence to rebut, extenuate or mitigate facts admitted by the Applicant or proven by Department Counsel, and has the ultimate burden of persuasion as to obtaining a favorable decision. See Directive ¶ E3.1.15. The presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. A party’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 09-07424, supra at 2. In reaching his decision, the Judge considered the totality of Applicant’s situation, including the circumstances surrounding the incidents in question, and the fact that Applicant had taken responsibility for his mistakes and expressed remorse. Decision at 2-4. He weighed the mitigating evidence against the length and seriousness of the disqualifying conduct, considered the possible application of relevant conditions and factors, and reasonably explained why the mitigating evidence was insufficient to overcome the government’s security concerns. Decision at 5-9. The Board does not review a case de novo. The favorable evidence cited by Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for his decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). Therefore, the Judge’s unfavorable security clearance decision is sustainable.

Order

The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board