A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 15-05849.a1
Appeal BoardDecided Jul 17, 2017 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance denial under Guideline F due to significant financial issues, including nine debts totaling over $23,000. Despite claims of resolving some debts, the judge found the applicant's financial situation insufficient to mitigate security concerns, particularly emphasizing the importance of the IRS debt. The appeal board affirmed the denial, noting it could not consider new evidence or grant extensions for evidence gathering.
Why the applicant was denied
- The applicant had unresolved debts totaling over $23,000, which raised significant security concerns.
- The judge emphasized the importance of the IRS debt, which the applicant could not sufficiently address.
Conditions referenced
Disqualifying
- AG ¶ 19 Financial Considerationsraised
Mitigating
- AG ¶ 20 Financial Considerationsrejected
Key rule quoted
“A Judge has no authority to promise an applicant a clearance or to advise on the quantum of evidence that would mitigate the concerns in his or her case.”
Procedural posture
- SOR issued
- 2016-04-20
- Answer filed
- Hearing held
- 2017-05-09
- Decision date
- 2017-07-17
Cite for
- Affirmation of Denial Based on Unresolved Financial Issues Under Guideline F
- Limitations on the Appeal Board's Authority to Consider New Evidence
- Importance of Addressing Significant Debts, Particularly IRS Obligations, in Security Clearance Cases.
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved an applicant seeking a security clearance after being denied due to financial concerns under Guideline F. The applicant argued that the judge's comments indicated a promise of clearance and requested more time to resolve debts. The Board affirmed the denial, finding no harmful error in the judge's decision.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: A Judge has no authority to promise an applicant a clearance or to advise on the quantum of evidence that would mitigate the concerns in his or her case. In addition, actions in a clearance adjudication may have significant ramifications in other aspects of an applicant’s life. Adverse decision affirmed. CASENO: 15-05849.a1 DATE: 07/17/2017 DATE: July 17, 2017 In Re: ---------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 15-05849
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On April 20, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On May 9, 2017, after the hearing, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Mark Harvey denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s appeal brief states the “Judge told me to worry about the IRS debt which I did . . .” The Judge told Applicant “[t]he key issue here is your IRS debt. That’s a lot more important than any of the other ones. I know in a couple of months, you’re not going to be able to show much progress on $26,000 in debt. You need to have a great job to make a dent in that. If you can make some progress -.”1 The appeal brief also contains a narrative statement from the Applicant explaining his financial situation and stating that he fully resolved the significant Federal tax lien alleged in SOR ¶ 1.a. However, the Judge found in favor of Applicant with respect to that allegation. The Judge found against Applicant on nine debts with a total value of more than $23,000. Additionally, Applicant requests that the Board grant him more time to pay off his debts because he has been “out of work for nearly a month with no pay.” The Board cannot consider any new evidence on appeal. See Directive ¶ E3.1.29. Moreover, it has no authority to grant an applicant an extension for the purpose of obtaining more evidence. See, e.g., ISCR Case No. 15-01778 at 2 (App. Bd. Jan. 31, 2017). The Board does not review a case de novo. The Board cannot conclude on the substance of this case that the Judge committed harmful error. Applicant has not made an allegation of harmful error on the part of the Judge. Therefore, the decision of the Judge is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields
Footnotes
1 Tr. 56. The Judge’s statement to Applicant created a situation that was similar to one we reviewed in ADP Case No. 15-03786 (App. Bd. Apr. 21, 2017). As we noted there “A Judge has no authority to promise an applicant a clearance or to advise on the quantum of evidence that would mitigate the concerns in his or her case. See e.g., ISCR Case No. 14-02806 at 3, n.1 (App. Bd. Sep. 9, 2015). In addition, actions in a clearance adjudication may have significant ramifications in other aspects of an applicant’s life.” Administrative Judge Member, Appeal Board