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ISCR Case 22-02081 — CASE

ISCR Case 22-02081denied

Case Headnote

ISCR Case No. 22-02081

deniedAug 16, 2023· Hon. Richard A. Cefola· hearing

Summary

A 33-year-old male applicant with military service was denied a security clearance under Guideline D (Sexual Behavior) and Guideline J (Criminal Conduct). The denial stemmed from his admitted criminal sexual conduct, which occurred approximately 20 times between May 2010 and November 2021 across Guam, North Carolina, and Hawaii. These actions involved paying masseuses for sexual activities.

The administrative judge determined that the applicant's decade-long pattern of conduct demonstrated poor judgment and a lack of discretion. This behavior created a vulnerability to coercion, exploitation, or duress, raising significant security concerns.

Ultimately, the applicant failed to mitigate these risks. He did not demonstrate successful rehabilitation or provide sufficient assurance that the behavior was unlikely to recur, leading to the denial of his security clearance.

Why the Applicant Was Denied

The applicant admitted to engaging in criminal sexual conduct over a decade, reflecting poor judgment and a lack of discretion.
The applicant's conduct created a vulnerability to coercion, exploitation, or duress, raising significant security concerns.
The applicant failed to demonstrate successful rehabilitation or that the behavior was unlikely to recur.

Conditions Referenced

Disqualifying

AG ¶ 13(a)raisedSexual Behavior of a Criminal Nature
AG ¶ 13(c)raisedSexual Behavior That Causes Vulnerability to Coercion
AG ¶ 30raisedCriminal Activity Creates Doubt About Judgment

Key Rule Quoted

“The protection of the national security is the paramount consideration.”

Procedural Posture

SOR issuedDec 5, 2022
Answer filed—
Hearing heldApr 25, 2023
Decision dateAug 16, 2023

Cite For

Security Concerns Related to Criminal Sexual Conduct Under Guideline D
Impact of Long-term Criminal Behavior on Security Clearance Eligibility
Failure to Mitigate Security Risks Associated with Past Conduct

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline D (Sexual Behavior) · descriptive summary of a decided case

Posture: HearingDecided: denied

The Applicant admitted to engaging in criminal sexual conduct by paying masseuses for sexual activities approximately 20 times over a period of more than a decade. The judge found this behavior to be a significant concern, ultimately ruling against the Applicant's eligibility for access to classified information due to the long duration of the misconduct and its implications for judgment.

¶	Allegation	Finding	Type	Response	Disqualifying (¶13)	Mitigating applied (¶14)	Mitigation
1.a	Applicant admits that he committed criminal conduct by paying masseuses in Guam, in North Carolina and in Hawaii, to engage sexual activities, about 20 times, from May of 2010 to November of 2021.	Against Applicant	Prostitution or Solicitation	Admitted	(a) sexual behavior of a criminal nature, whether or not the individual has been prosecuted	—	—

Descriptive standardized rendering of a decided public case (Guideline D). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline J (Criminal Conduct) · descriptive summary of a decided case

Posture: HearingDecided: denied

The judge found that the applicant's ten plus years of sexual criminal conduct raised significant concerns about his judgment. As a result, the judge ruled against the applicant on the allegations related to criminal conduct, leading to a denial of national security eligibility.

¶	Allegation	Finding	Offense	Criminal disposition	Response	Disqualifying (¶31)	Mitigating applied (¶32)	Mitigation
2.a	Applicant’s ten plus years of sexual criminal conduct creates doubt about Applicant’s judgment.	Against Applicant	Sexual Offense Criminal	Conduct No Charge	Admitted	(a) pattern of minor offenses casting doubt on judgment/reliability	—	—

Descriptive standardized rendering of a decided public case (Guideline J). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

______________ ______________ DEPARTMENT OF DEFENSE DEFENSE OFFICE OF HEARINGS AND APPEALS In the matter of: ) ) ) ISCR Case No. 22-02081 ) Applicant for Security Clearance ) Appearances For Government: Tara Karoian, Esq., Department Counsel For Applicant: Pro se August 16, 2023

STATEMENT OF CASE

CEFOLA, Richard A., Administrative Judge: Statement of the Case On December 5, 2022, the Department of Defense Consolidated Adjudications Facility (DOD CAF) issued to Applicant a Statement of Reasons (SOR) detailing security concerns under Guidelines D, Sexual Behavior, and J, Criminal Conduct. The action was taken under Executive Order (EO) 10865, Safeguarding Classified Information within Industry (February 20, 1960), as amended; DOD Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (January 2, 1992), as amended (Directive); and the adjudicative guidelines (AG) effective within the DOD on June 8, 2017. Applicant answered the SOR in writing (Answer) soon thereafter, and requested a hearing before an administrative judge. The case was assigned to me on March 15, 2023. The Defense Office of Hearings and Appeals (DOHA) issued a Notice of Hearing on March 21, 2023. I convened the hearing as scheduled on April 25, 2023. The Government offered Government Exhibits (GXs) 1 through 3, which were admitted into evidence without objection. Applicant testified on his own behalf and offered Applicant Exhibits (AppXs) A and B, which were admitted into evidence. DOHA received the transcript of

the hearing (TR) on May 3, 2023. The record was left open for the receipt of additional evidence until May 25, 2023. On May 9, 2023, AppX C was offered and admitted into evidence without objection. The record closed as scheduled on May 25, 2023.

FINDINGS OF FACT

Applicant admitted both allegations of the SOR. After a thorough and careful review of the testimony, pleadings, and exhibits, I make the following findings of fact: Applicant is 33 years old, has no children, and is recently engaged to be married. He is pursuing a master’s degree, and served on active duty in the U.S. Army in Guam, North Carolina, and Hawaii. (TR at page 5 line 15 to page 6 line 13, GX 1 at pages 5, 9–11, 13, 20 and 24, and AppX A.) Guideline D - Sexual Behavior & Guideline J: Criminal Conduct 1.a. and 2.a. Applicant admits that he committed criminal conduct by paying masseuses in Guam, in North Carolina and in Hawaii, to engage sexual activities, about 20 times, from May of 2010 to November of 2021. (TR at page 17 line 22 to page 40 line 4.) “The larger portion . . . [of these illegal activities] came after April 26, 2019,” after his brother passed away. (TR at page 22 lines 7–17.) Applicant ceased seeking sexual favors from masseuses after he met his fiancée. (TR at page 44 line 3 to page 48 line 10.) He also disclosed his past illegal sexual conduct to fiancée. (AppX A.)

POLICIES

When evaluating an applicant’s national security eligibility, the administrative judge must consider the AG. In addition to brief introductory explanations for each guideline, the AG list potentially disqualifying conditions and mitigating conditions, which are used in evaluating an applicant’s eligibility for access to classified information. These guidelines are not inflexible rules of law. Instead, recognizing the complexities of human behavior, these guidelines are applied in conjunction with the factors listed in AG ¶ 2 describing the adjudicative process. The administrative judge’s overarching adjudicative goal is a fair, impartial, and commonsense decision. According to AG ¶ 2(c), the entire process is a conscientious scrutiny of a number of variables known as the whole-person concept. The administrative judge must consider all available, reliable information about the person, past and present, favorable and unfavorable, in making a decision. The protection of the national security is the paramount consideration. AG ¶ 2(b) requires that “[a]ny doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.” In reaching this decision, I have drawn only those conclusions that are reasonable, logical, and based on the evidence contained in the record. Likewise, I have avoided drawing inferences grounded on mere speculation or conjecture.

Under Directive ¶ E3.1.14, the Government must present evidence to establish controverted facts alleged in the SOR. Directive ¶ E3.1.15 states an “applicant is responsible for presenting witnesses and other evidence to rebut, explain, extenuate, or mitigate facts admitted by the applicant or proven by Department Counsel, and has the ultimate burden of persuasion as to obtaining a favorable clearance decision.” A person who seeks access to classified information enters into a fiduciary relationship with the Government predicated upon trust and confidence. This relationship transcends normal duty hours and endures throughout off-duty hours. The Government reposes a high degree of trust and confidence in individuals to whom it grants access to classified information. Decisions include, by necessity, consideration of the possible risk that an applicant may deliberately or inadvertently fail to safeguard classified information. Such decisions entail a certain degree of legally permissible extrapolation as to potential, rather than actual, risk of compromise of classified information. Finally, Section 7 of EO 10865 provides that adverse decisions shall be “in terms of the national interest and shall in no sense be a determination as to the loyalty of the applicant concerned.” See also EO 12968, Section 3.1(b) (listing multiple prerequisites for access to classified or sensitive information).

ANALYSIS

Guideline D - Sexual Behavior The security concern relating to the guideline for Sexual Behavior is set out in AG ¶ 12: Sexual behavior that involves a criminal offense; reflects a lack of judgment or discretion; or may subject the individual to undue influence of coercion, exploitation, or duress. These issues, together or individually, may raise questions about an individual's judgment, reliability, trustworthiness, and ability to protect classified or sensitive information. Sexual behavior includes conduct occurring in person or via audio, visual, electronic, or written transmission. No adverse inference concerning the standards in this Guideline may be raised solely on the basis of the sexual orientation of the individual. The guideline notes several conditions that could raise security concerns under AG ¶ 13. Two are potentially applicable in this case: (a) sexual behavior of a criminal nature, whether or not the individual has been prosecuted; and (c) sexual behavior that causes an individual to be vulnerable to coercion, exploitation, or duress.

Applicant received sexual gratification at massage parlors on multiple occasions. His conduct is criminal and represents a pattern of high-risk sexual behavior that reflects a lack of discretion or judgment. It also creates a vulnerability to coercion, exploitation and duress. The evidence is sufficient to raise these disqualifying conditions. AG ¶ 14 provides conditions that could mitigate security concerns. I considered all of the mitigating conditions under AG ¶ 14 including: (a) the behavior occurred prior to or during adolescence and there is no evidence of subsequent conduct of a similar nature; (b) the sexual behavior happened so long ago, so infrequently, or under such unusual circumstances, that it is unlikely to recur and does not cast doubt on the individual's current reliability, trustworthiness, or judgment; (c) the behavior no longer serves as a basis for coercion, exploitation, or duress; (d) the sexual behavior is strictly private, consensual, and discreet; and (e) the individual has successfully completed an appropriate program of treatment, or is currently enrolled in one, has demonstrated ongoing and consistent compliance with the treatment plan, and/or has received a favorable prognosis from a qualified mental health professional indicating the behavior is readily controllable with treatment. None of the above mitigating conditions apply. Applicant’s sexual misbehavior occurred for more than a decade. It ceased recently, less than two years ago. Sexual Behavior is found against Applicant. Guideline J: Criminal Conduct AG ¶ 30 sets forth the security concerns pertaining to criminal conduct: Criminal activity creates doubt about a person's judgment, reliability, and trustworthiness. By its very nature, it calls into question a person's ability or willingness to comply with laws, rules and regulations. AG ¶ 31 describes one condition that could raise a security concern and may be disqualifying in this case: (a) a pattern of minor offenses, any one of which on its own would be unlikely to affect a national security eligibility decision, but which in combination cast doubt on the individual’s judgment, reliability, or trustworthiness.

Applicant’s ten plus years of sexual criminal conduct creates doubt about Applicant’s judgment. The evidence establishes the above disqualifying condition. AG ¶ 32 provides two conditions that could mitigate the above security concerns raised in this case: (a) so much time has elapsed since the criminal behavior happened, or it happened under such unusual circumstances that it is unlikely to recur and does not cast doubt on the individual's reliability, trustworthiness, or good judgment; and (d) there is evidence of successful rehabilitation; including but not limited to the passage of time without recurrence of criminal activity, restitution, compliance with the terms of parole or probation, job training or higher education, good employment record, or constructive community involvement. Neither of these apply. It is too soon to say that Applicant’s recent fairly and extensive past criminal conduct is not of present security significance. This should not dissuade Applicant, with the passage of more time, from reappling for a security clearance, but that time is not the present. Criminal Conduct is found against Applicant.

WHOLE PERSON CONCEPT

Under the whole-person concept, the administrative judge must evaluate an applicant’s national security eligibility by considering the totality of the applicant’s conduct and all the circumstances. The administrative judge should consider the nine adjudicative process factors listed at AG ¶ 2(d): (1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowledgeable participation; (3) the frequency and recency of the conduct; (4) the individual’s age and maturity at the time of the conduct; (5) the extent to which participation is voluntary; (6) the presence or absence of rehabilitation and other permanent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence. Under AG ¶ 2(c), the ultimate determination of whether to grant national security eligibility must be an overall commonsense judgment based upon careful consideration of the guidelines and the whole-person concept. I considered the potentially disqualifying and mitigating conditions in light of all pertinent facts and circumstances surrounding this case. The record evidence leaves me with questions and doubts as to Applicant’s eligibility and suitability for a security clearance. For all these reasons, I conclude Applicant failed to mitigate the security concerns arising under Guidelines D, Sexual Behavior, and J, Criminal Conduct.

_____________________________

FORMAL FINDINGS

Formal findings for or against Applicant on the allegations set forth in the SOR, as required by ¶ E3.1.25 of Enclosure 3 of the Directive, are: Paragraph 1, Guideline D: AGAINST APPLICANT Subparagraph 1.a: Against Applicant Paragraph 2, Guideline J: AGAINST APPLICANT Subparagraphs 2.a: Against Applicant

CONCLUSION

In light of all of the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant Applicant access to classified information. National security eligibility is denied. Richard A. Cefola Administrative Judge