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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 06-07230.h1

Granted

Decided Jun 25, 2007 · Administrative Judge Joseph Testan · Hearing

Case headnote

Summary

The applicant, a 26-year-old defense contractor employee, faced concerns under Guideline E (Personal Conduct) and Guideline J (Criminal Conduct) due to a 2005 alcohol-related arrest. The judge found the incident to be an isolated occurrence of poor judgment, unlikely to recur, and granted the security clearance.

Why the applicant prevailed

  • The applicant demonstrated credible commitment to not drive after consuming alcohol.
  • There was no evidence of ongoing alcohol abuse or dependence.
  • Favorable character references supported the applicant's reliability and trustworthiness.

Conditions referenced

Disqualifying

  • J 31(a) A single serious crime or multiple lesser offensesraised
  • J 31(d) Individual is currently on parole or probationraised

Mitigating

  • E 32(a) So much time has elapsed since the criminal behavior happened, or it happened under such unusual circumstances that it is unlikely to recur and does not cast doubt on the individual’s reliability, trustworthiness, or good judgmentapplied
  • E 32(d) There is evidence of successful rehabilitation; including but not limited to the passage of time without recurrence of criminal activity, remorse or restitution, job training or higher education, good employment record, or constructive community involvementapplied

Key rule quoted

Procedural posture

SOR issued
02/09/2007
Answer filed
03/30/2007
Hearing held
06/12/2007
Decision date
06/25/2007

Cite for

  • Isolated Incident of Poor Judgment Under Guideline E
  • Successful Rehabilitation Under Guideline J
  • Credibility of Character References in Security Clearance Cases

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

From the decision

Facts this decision states, each with the sentence it comes from. Descriptive of the record, not an assessment.

Years in Industry
3
Bankruptcy
none

Allegations under Guideline E

Reading the 2 per allegation rows needs a free account.

2 rows in this decision.

It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.

Allegations under Guideline J

Reading the 2 per allegation rows needs a free account.

2 rows in this decision.

It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.

Descriptive standardized rendering of a decided public case. The verbatim source decision is below.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Personal Conduct; Criminal Conduct

DIGEST: Applicant’s 2005 alcohol-related arrest was the result of an isolated incident of poor judgment that is unlikely to recur. Clearance is granted.

CASENO: 06-07230.h1

DATE: 06/25/2007

DATE: June 25, 2007

) ) In Re: ) ) ISCR Case No. 06-07230 ------------------- ) SSN: ----------- ) ) Applicant for Security Clearance )

DECISION OF ADMINISTRATIVE JUDGE JOSEPH TESTAN

Appearances

SYNOPSIS

Applicant’s 2005 alcohol-related arrest was the result of an isolated incident of poor judgment that is unlikely to recur. Clearance is granted.

Statement of Case

On February 9, 2007, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865 and Department of Defense Directive 5220.6 (Directive), dated January 2, 1992, issued a Statement of Reasons (SOR) to applicant which detailed reasons why DOHA could not make the preliminary affirmative finding under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for applicant and recommended referral to an Administrative Judge to determine whether clearance should be denied or revoked.

Applicant responded to the SOR in writing on March 30, 2007. The case was assigned to the undersigned on May 1, 2007. A Notice of Hearing was issued on May 29, 2007, and the hearing was held on June 12, 2007. The transcript was received on June 21, 2007.

Findings of Fact

Applicant is 26 years of age. He has been a full-time employee of a defense contractor since June 2004.

Applicant began drinking alcohol in Junior or Senior High School. He continued to consume it through college and after he obtained his current employment. Other then the incident discussed below, there is no credible evidence that he abuses alcohol.

In November 2005, applicant was arrested and charged with (1) Driving Under the Influence of Alcohol or Drugs and (2) Driving While Having a 0.08% or Higher Blood Alcohol Level. In August 2006, he pleaded no contest to the second charge and the first charge was dismissed. He was placed on probation for three years, ordered to pay approximately $1,697.00 in costs and fines, and ordered to complete a first offense alcohol program. Applicant paid the $1,697.00, and completed the alcohol program (Exhibit A). He is still on probation.

Applicant testified that on the night he was arrested he didn’t appreciate the extent of his intoxication. He further testified that since he now realizes he can’t accurately estimate if he has consumed too much alcohol to drive, he will no longer drive after consuming any alcohol. He further testified that he is committed to this course of action irrespective of his probationary status (TR at 21, 26-27, 36-37). Applicant’s testimony was credible and worthy of belief.

Declarations from three of applicant’s coworkers, including his immediate supervisor, were admitted into evidence. All three individuals state that applicant is reliable and trustworthy, and has shown no signs of having an alcohol problem.

Conclusion

Applicant’s alcohol-related arrest and conviction reflect adversely on his judgment, and raise concerns under both Guideline E and Guideline J. Disqualifying Conditions 31(a) (a single serious crime or multiple lesser offenses) and 31(d) (individual is currently on parole or probation) are applicable.

Applicant clearly learned a valuable lesson from this incident; namely, he cannot accurately assess his level of impairment after consuming alcohol. As a result, he made the decision not to drive after consuming any alcohol. This decision, the lack of any evidence indicating he may be unable to follow through with it (e.g., diagnosis of alcohol dependence), and the very favorable character references admitted into evidence, lead me to conclude that this was an isolated incident of criminal conduct that is unlikely to recur. Mitigating Conditions 32(a) (so much time has elapsed since the criminal behavior happened, or it happened under such unusual circumstances that it is unlikely to recur and does not cast doubt on the individual’s reliability, trustworthiness, or good judgment) and 32(d) (there is evidence of successful rehabilitation; including but not limited to the passage of time without recurrence of criminal activity, remorse or restitution, job training or higher education, good employment record, or constructive community involvement) are applicable.

Based on the foregoing, and after consideration of the general factors set forth in Enclosure 2, Paragraph 2 of the Directive, Guidelines E and J are found for applicant.

Formal Findings

PARAGRAPH 1: FOR THE APPLICANT PARAGRAPH 2: FOR THE APPLICANT

Decision

In light of all the circumstances presented by the record in this case, it is clearly consistent with the national interest to grant or continue a security clearance for applicant.

____________________________ Joseph Testan Administrative Judge

Guideline E: Personal Conduct. 15. The Concern. Conduct involving questionable judgment . . . can raise questions about an individual’s reliability, trustworthiness and ability to protect classified information.

Guideline J: Criminal Conduct. 30. The Concern. Criminal activity creates doubt about a person’s judgment, reliability and trustworthiness. By its very nature, it calls into question a person’s ability or willingness to comply with laws, rules and regulations.

Pages 18 and 19.

Footnotes

FOR GOVERNMENT Jeff A. Nagel, Department Counsel

FOR APPLICANT Virginia Gomez, Attorney at Law