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ISCR Case 07-15094.h1 — CASE

ISCR Case 07-15094.h1denied

Case Headnote

ISCR Case No. 07-15094.h1

deniedJul 29, 2011· Hon. Marc E. Curry· hearing

Summary

A 41-year-old married man with three children was denied a security clearance under Guideline D (Sexual Behavior) and Guideline E (Personal Conduct). The denial stemmed from his past fascination with incestuous stories involving children, which he had downloaded. This conduct raised significant security concerns, leading to allegations of bad judgment and a disqualifying condition under AG ¶ 13(d).

Despite the applicant's respectable career and engagement in therapy to address his behavior, the judge found these efforts insufficient to mitigate the seriousness of his past actions. The nature of the conduct, specifically the fascination with incestuous stories involving children, was deemed a significant security risk.

The applicant's acknowledgment of potential repressed memories related to incest further complicated his case. Ultimately, the judge concluded that neither the passage of time nor the applicant's reassurances, nor the evidence from therapy, sufficiently mitigated the serious security concerns, resulting in the denial of his security clearance.

Why the Applicant Was Denied

The applicant's fascination with incestuous stories involving children raised significant security concerns.
The applicant failed to provide sufficient evidence from therapy to mitigate the seriousness of his past behavior.
The applicant's acknowledgment of potential repressed memories related to incest further complicated his case.

Conditions Referenced

Disqualifying

AG ¶ 13(d)appliedSexual Behavior of a Public Nature And/or That Reflects a Lack of Discretion or Judgment.

Key Rule Quoted

“The protection of the national security is the paramount consideration.”

Procedural Posture

SOR issuedMay 6, 2010
Answer filedMay 27, 2010
Hearing heldMar 30, 2011
Decision dateJul 29, 2011

Cite For

Security Concerns Related to Sexual Behavior Under Guideline D
Impact of Personal Conduct on Security Clearance Eligibility
Importance of Providing Therapeutic Evidence in Mitigating Security Concerns

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline D (Sexual Behavior) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found that the applicant's fascination with incestuous stories raised significant security concerns under Guideline D. Despite the applicant's claims of having not engaged in such behavior for over six years, the nature of the conduct and the lack of supporting therapeutic documentation led to a denial of the security clearance.

¶	Allegation	Finding	Type	Response	Disqualifying (¶13)	Mitigating applied (¶14)	Mitigation
1.a	Applicant’s fascination with stories involving incestuous sexual encounters with children raises significant security concerns.	Against Applicant	Compulsive Sexual Behavior	Denied	(a) sexual behavior of a criminal nature, whether or not the individual has been prosecuted (d) sexual behavior of a public nature or that reflects lack of discretion or judgment	—	—

Descriptive standardized rendering of a decided public case (Guideline D). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline E (Personal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on the personal conduct allegations under Guideline E, specifically regarding his downloading of incestuous stories, which reflected a lack of judgment. However, the judge ruled in favor of the applicant on another personal conduct allegation, indicating some mitigating factors were present. Overall, the applicant's security clearance was denied due to unresolved concerns about his personal conduct.

¶	Allegation	Finding	Conduct	Concealed Issue	Response	Disqualifying (¶16)	Mitigating applied (¶17)	Mitigation
2.a	Applicant exercised bad judgment when he downloaded stories involving incest.	Against Applicant	Questionable Judgment General	—	Denied	—	—	—
2.b	specific text not stated in this decision	For Applicant	Unspecified Personal Conduct	—	Denied	—	—	—

Descriptive standardized rendering of a decided public case (Guideline E). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DEPARTMENT OF DEFENSE DEFENSE OFFICE OF HEARINGS AND APPEALS

In the matter of: ) ) ) ISCR Case No. 07-15094 ) Applicant for Security Clearance )

For Government: D. Michael Lyles, Esquire, Department Counsel For Applicant: Robert R. Bohn, Esquire

July 29, 2011 ______________

STATEMENT OF CASE

______________

CURRY, Marc E., Administrative Judge:

Applicant’s failed to mitigate the security concern generated by his fascination with stories involving incestuous sexual encounters with children. Clearance is denied.

Statement of the Case

On May 6, 2010, the Defense Office of Hearings and Appeals (DOHA) issued a Statement of Reasons (SOR) to Applicant detailing one allegation under Guideline D, Sexual Behavior, cross-alleged under Guideline E, Personal Conduct. The SOR also included one additional Guideline E allegation. The action was taken under Executive Order 10865, Safeguarding Classified Information within Industry (February 20, 1960), as amended; of Defense Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (January 2, 1992), as amended (Directive), and the adjudicative guidelines (AG) effective within the Department of Defense for SORs issued after September 1, 2006. Applicant answered the SOR on May 27, 2010, denying the Sexual Conduct allegation and admitting the Personal Conduct allegation. He requested a hearing. The case was assigned to another administrative judge on January 25, 2011. A notice of hearing was issued on February 8, 2011, scheduling the hearing for February 24, 2011. After a change of venue, the hearing was cancelled. On February 24, 2011, the case was transferred to me. On March 4, 2011, DOHA issued a notice of hearing scheduling the case for March 30, 2011. The hearing was held as scheduled, and I received 11 Government exhibits, five Applicant exhibits, and the testimony of Applicant. The transcript (Tr.) was received on April 7, 2011.

FINDINGS OF FACT

Applicant is a 41-year-old married man with three children, ages four, two, and one. He has an associate’s degree, earned in 1995, and a master’s degree in networks and operating systems, earned in 1999. (Tr. 14)

For the past 15 years, Applicant has worked for a defense contractor. He has held a security clearance for this entire time. Currently, he is the leader of a software engineering team that develops products “dealing with mostly the display, query, and dissemination of satellite imagery.” (Tr. 17)

Applicant is highly respected on the job. He has earned various performance awards over the years. (GE 5 at 6-9; AE D) According to his supervisor, he “generates effective solutions to problems [and] makes sound business decisions.” (AE E at 2)

In approximately 2003, Applicant and his wife travelled to a South American country in the Andes mountains. Shortly after arriving, they became debilitated by severe altitude sickness. The hotel staff prepared them coca-leaf tea, a pre-Columbian folk remedy for altitude sickness. (Tr. 74; GE 11 at 9) The tea relieved their altitude sickness.

Because cocaine is a derivative of the coca leaf, coca-leaf tea is illegal in the United States. (GE 11 at 9) Applicant was aware of the relationship between coca leaves and cocaine when he drank the tea. Once he returned home, he immediately reported his consumption of coca-leaf tea to his facility security officer. (Tr. 50) Applicant has never used any illegal drugs, either before or after the episode with the coca-leaf tea.

Applicant enjoys viewing pornography over the Internet. (Tr. 37) Once in 1999 while “surfing pornography,” Applicant “came across” a picture of a naked child who appeared to be approximately six years old. (Tr. 65; GE 6 at 3) He promptly deleted the image. Later, he disclosed this to a polygrapher during an investigation related to his application for access to sensitive compartmented information (SCI). After the disclosure, Applicant was ordered to undergo a psychological exam. (Tr. 30) Applicant did not take the exam. Instead, after consulting with his boss, he withdrew his application for SCI and his boss reassigned him to a project that did not require access to SCI. (Tr. 33)

In approximately 2004, Applicant downloaded stories from the Internet about children involved in incestuous sexual activity. (GE 6 at 3) When asked on cross- examination whether these stories were arousing to him, Applicant responded as follows:

The parts having to do with children was not. The description of the acts was, if that makes sense. (Tr. 69)

Applicant did not have any children when he downloaded the stories about incest. He has deleted them and has not downloaded any additional stories since 2004. His wife and his boss know about these downloads. (Tr. 42, 53, 57)

Applicant’s two-year-old child had a twin sibling who passed away approximately two weeks after birth. (Tr. 69) Devastated by this loss, Applicant and his wife began attending grief therapy.

Approximately three weeks after Applicant’s child died, an adult family member died. Since then, Applicant has been having nightmares that he may have been a victim of incest. (Tr. 41) Upon talking with his therapist, Applicant suspects his interest in stories about incest stems from the possibility he may have been an incest victim. (Tr. 43) Applicant continues to receive counseling from his therapist addressing both the issues of his child’s death, and the possibility he may be repressing memories of being molested by a family member. (Tr. 42-43) Applicant did not provide any therapist records.

Applicant has never committed an act of incest with his children. (Tr. 44) He has never intentionally accessed child pornography. (Tr. 43) Although he used to access adult pornography in the past, he has not accessed it since one of his children almost “walked in on [him] looking at naked pictures,” three years ago. (Tr. 44)

When asked during direct examination whether he regretted accessing stories about incest over the Internet, Applicant responded, “since it’s caused this mess, yes.” (Tr. 59)

POLICIES

In addition to brief introductory explanations for each guideline, the adjudicative guidelines list potentially disqualifying conditions and mitigating conditions.These guidelines are not inflexible rules of law. Instead, recognizing the complexities of human behavior, these guidelines are applied in conjunction with the factors listed in the adjudicative process. According to AG ¶ 2(c), the entire process is a conscientious scrutiny of a number of variables known as the “whole-person concept.” The administrative judge must consider all available, reliable information about the person, past and present, favorable and unfavorable, in making a decision.

The protection of the national security is the paramount consideration. AG ¶ 2(b) requires that “[a]ny doubt concerning personnel being considered for access to classified information will be resolved in favor of national security.”

Under Directive ¶ E3.1.14, the Government must present evidence to establish controverted facts alleged in the SOR. Under Directive ¶ E3.1.15, the Applicant is responsible for presenting “witnesses and other evidence to rebut, explain, extenuate, or mitigate facts admitted by applicant or proven by Department Counsel. . . .” Applicant has the ultimate burden of persuasion for obtaining a favorable security decision.

ANALYSIS

Guideline D, Drug Involvement

Under this guideline, “sexual behavior that involves a criminal offense, indicates a personality or emotional disorder, reflects lack of judgment or discretion, or which may subject the individual to undue influence or coercion, exploitation, or duress can raise questions about an individual’s reliability, trustworthiness and ability to protect classified information.” (AG ¶ 12) The following disqualifying conditions under AG ¶ 13 are potentially applicable:

(a) sexual behavior of a criminal nature, whether or not the individual has been prosecuted;

(b) a pattern of compulsive, self-destructive, or high risk sexual behavior that the person is unable to stop or that may be symptomatic of a personality disorder;

(d) sexual behavior of a public nature and/or that reflects a lack of discretion or judgment.

The possession of child pornography constitutes a crime. (State X Code Ann. § 374.1:1 (2010)) To constitute child pornography, the material must be sexually explicit and visual. (State X Code Ann. § 18.2-374.1A (2010)) Also, it must be reproduced with “lascivious intent.” (State X Code Ann. § 18.2-374.1C (2010)) The picture of a naked girl that Applicant came across while surfing the Internet for pornography in 1999 meets the statutory definition of child pornography. However, he was not intentionally seeking child pornography when he came across the picture. Also, he promptly deleted it. Consequently, no criminal conduct occurred.

The stories Applicant downloaded about incest were sexually explicit, and he acknowledged downloading them for his sexual gratification. However, they were not visual. Consequently, these stories did not constitute child pornography.

Although the stories Applicant downloaded did not constitute child pornography, they were obscene. (State X Code Ann. § 18.2-372 (2010)) However, possession of obscene material absent proof of marketing or distribution does not constitute a crime. The Government presented no evidence that Applicant downloaded the obscene material for sale or distribution. (State X Code Ann. § 18.2-374)

I conclude Applicant’s downloading and possession of stories about incest does not constitute criminal conduct. Therefore, AG ¶ 13(a) is inapplicable.

Applicant is receiving therapy, in part, to understand, what compelled him to download stories about incest. Although this indicates that Applicant’s problem may have a compulsive element, he has not engaged in the conduct for more than six years. Consequently, this behavior does not constitute a pattern. AG ¶ 13(b) is inapplicable.

Applicant’s wife, boss, and therapist know about the behavior. AG ¶ 13(c) does not apply.

Although Applicant’s behavior was not public, it did reflect a lack of judgment. AG ¶ 13(d) applies.

Applicant’s interest in stories about incest is troubling. The nature and seriousness of this behavior are not lessened by the fact he has never molested his children, particularly given that he is still trying to understand, with his therapist’s help, why stories about incest sexually aroused him.

Applicant has deleted the stories he downloaded, and has not downloaded any additional stories about incest for more than six years. However, because of the nature and seriousness of the conduct, the passage of time does not mitigate the security concern. Applicant explained that his interest in downloading the stories about incest may have stemmed from the possibility he may have himself been an incest victim. His therapy involves, in part, the issue of whether he repressed these memories.

Applicant provided no records from his therapist detailing the scope of the therapy and the prognosis. Without this information, Applicant’s reassurances and the passage of time since the conduct last occurred are insufficient to mitigate the security concern.

Personal Conduct

Under this guideline, “conduct involving questionable judgment, lack of candor, dishonesty, or unwillingness to comply with rules and regulations can raise questions about an individual’s reliability, trustworthiness, and ability to protect classified information.” (AG ¶ 15)

Applicant was given coca-leaf tea by the hotel staff during his Andes mountain vacation to combat severe altitude sickness. He had never used illegal drugs before the incident, and has not used illegal drugs since the incident. Also, he reported drinking the coca-leaf tea to his facility security officer as soon as he returned from vacation. This episode does not generate a personal conduct security concern.

Applicant exercised bad judgment when he downloaded stories involving incest. I conclude Applicant failed to mitigate the personal conduct concerns for the reasons set forth in my analysis of the Sexual Behavior guideline.

WHOLE PERSON CONCEPT

Under the whole-person concept, the administrative judge should consider the nine adjudicative process factors listed at AG ¶ 2(a):

(1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowledgeable participation; (3) the frequency and recency of the conduct; (4) the individual’s age and maturity at the time of the conduct; (5) the extent to which participation is voluntary; (6) the presence or absence of rehabilitation and other permanent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence.

I have considered the applicability of the whole-person factors in my analysis of the Sexual Behavior guidelines above, and I conclude that they do not warrant a favorable conclusion. In reaching this decision, I also considered Applicant’s troubling responses to questions regarding whether he was sexually aroused by the stories involving incest, and whether he regretted accessing the stories.

FORMAL FINDINGS

Formal findings for or against Applicant on the allegations set forth in the SOR, as required by section E3.1.25 of Enclosure 3 of the Directive, are: Paragraph 1, Guideline D: AGAINST APPLICANT

Subparagraph 1.a: Against Applicant

Paragraph 2, Guideline E: AGAINST APPLICANT

Subparagraph 2.a: Against Applicant

Subparagraph 2.b: For Applicant

CONCLUSION

In light of all of the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant Applicant eligibility for a security clearance. Eligibility for access to classified information is denied.

MARC E. CURRY Administrative Judge