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ISCR Case 01-19372.h1 — CASE

ISCR Case 01-19372.h1denied

Case Headnote

ISCR Case No. 01-19372.h1

deniedApr 26, 2004· Hon. Charles D. Ablard· hearing

Summary

A 41-year-old U.S. citizen and electrical engineer was denied a security clearance due to concerns under Guideline B (Foreign Influence), Guideline E (Personal Conduct), and Guideline J (Criminal Conduct). The applicant's Statement of Reasons detailed omissions and inaccuracies on his Application for Security Clearance (SF 86) and during three security interviews conducted over a six-year period. These misrepresentations concerned his travels, his passport, his foreign friends, and their travel to the U.S.

The applicant's explanations for these omissions and misrepresentations varied, including forgetfulness and the desire to expedite travel arrangements to Russia and Ukraine. The judge found that the extent of these falsifications to investigators justified a finding of criminal conduct.

Ultimately, the applicant admitted to several allegations related to foreign influence. His provision of incomplete and inaccurate information regarding his foreign contacts and travels raised serious doubts about his truthfulness, leading to the denial of his security clearance.

Why the Applicant Was Denied

The applicant admitted to several allegations of foreign influence under Guideline B.
He provided incomplete and inaccurate information on his SF 86 and during security interviews.
The applicant's misstatements about his foreign contacts and travels raised serious doubts about his truthfulness.

Conditions Referenced

Disqualifying

E2.A2.1.2raisedForeign Influence
E2.A5.1.2.3raisedDeliberate Omission
E2.A10.1.2.2raisedCriminal Conduct

Key Rule Quoted

“"[N]o one has a 'right' to a security clearance."”
— Department of the Navy v. Egan, 484 U.S. 518, 528 (1988)

Procedural Posture

SOR issuedDec 9, 2002
Answer filedJan 13, 2003Applicant elected to have the case decided on the written record.
Hearing held—No hearing was held.
Decision dateApr 26, 2004

Cite For

Foreign Influence Concerns Under Guideline B
Inaccurate Information on Security Clearance Applications
Serious Doubts About Truthfulness Affecting Security Clearance Eligibility

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline B (Foreign Influence) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on all allegations related to foreign influence under Guideline B. The applicant had multiple foreign contacts and failed to disclose critical information regarding his travels and associations, leading to a denial of his security clearance.

¶	Allegation	Finding	Relationship	Country	Response	Disqualifying (¶7)	Mitigating applied (¶8)	Mitigation
1.a–1.f	6 sub-charges — specific text not stated in this decision (against the applicant).	Against Applicant	Unspecified Foreign Relationship Other	—		—	—	—

Descriptive standardized rendering of a decided public case (Guideline B). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline E (Personal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on all allegations under Guideline E, concluding that the applicant's omissions and misrepresentations regarding foreign contacts and travel were knowing and deliberate. The applicant's failure to provide complete and accurate information raised serious doubts about his truthfulness and eligibility for a security clearance.

¶	Allegation	Finding	Conduct	Concealed Issue	Response	Disqualifying (¶16)	Mitigating applied (¶17)	Mitigation
2.a	Applicant's responses on the Application for Security Clearance (SF 86) omitted certain critical information concerning his travels and his contact's travels to the U.S. as did his responses to three security interviews over a six-year period.	Against Applicant	Omission or Failure to DiscloseFOUND DELIBERATE	Foreign Contacts or Interests	Denied	—	—	—
2.b	Applicant gave incomplete and inaccurate information on his SF 86 and in the three security investigation interviews that transpired over five years concerning his travels, his passport, his foreign friends, and the reasons for failing to fully state correct information.	Against Applicant	Omission or Failure to DiscloseFOUND DELIBERATE	Foreign Contacts or Interests	Denied	—	—	—
2.c	His reasons for the omissions and misrepresentations ranged from forgetfulness to the expedition of travel arrangements to Russia and the Ukraine.	Against Applicant	Lack of Candor in InterviewFOUND DELIBERATE	—	Denied	—	—	—
2.d	The extent of falsification of statements to investigators justifies a finding of criminal conduct under Directive ¶ E2.A10.1.2.2.	Against Applicant	Falsification Security FormFOUND DELIBERATE	—	Denied	—	—	—

Descriptive standardized rendering of a decided public case (Guideline E). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline J (Criminal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on the Guideline J allegations, determining that the applicant's conduct raised serious doubts about his truthfulness and eligibility for a security clearance. The applicant's misstatements and omissions regarding his foreign contacts and travels were deemed knowing and willful, justifying a finding of criminal conduct.

¶	Allegation	Finding	Offense	Criminal disposition	Response	Disqualifying (¶31)	Mitigating applied (¶32)	Mitigation
3.a	specific text not stated in this decision	Against Applicant	Unspecified Criminal Conduct	—	Denied	—	—	—

Descriptive standardized rendering of a decided public case (Guideline J). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: April 26, 2004

In Re:

-------------

SSN: -----------

Applicant for Security Clearance

ISCR Case No. 01-19372

DECISION OF ADMINISTRATIVE JUDGE

CHARLES D. ABLARD

Eugene Benger, Esq.

SYNOPSIS

Applicant is a 41-year-old electrical engineer employed in the high-tech field for a defense contractor. He emigrated to the U.S. in his youth and became a citizen in 1983. He developed two contacts in Israel and two others in Russia and the Ukraine. He has visited them all and one visited him in the U.S. on three occasions staying in Applicant's home. His responses on the Application for Security Clearance (SF 86) omitted certain critical information concerning his travels and his contact's travels to the U.S. as did his responses to three security interviews over a six-year period. Clearance is denied.

STATEMENT OF CASE

On December 9, 2002, the Office of Hearings and Appeals (DOHA) pursuant to Executive Order 10865, Safeguarding Information Within Industry as amended and modified, and Department of Defense Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (Directive), dated January 2, 1992, as amended and modified, issued a Statement of Reasons (SOR) to Applicant which detailed reasons why DOHA could not make the preliminary affirmative finding under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for Applicant. DOHA recommended the case be referred to an administrative judge to determine whether a clearance should be granted, continued, denied, or revoked.

In a sworn written statement, dated January 13, 2003, Applicant responded to the allegations set forth in the SOR, and elected to have his case decided on the written record in lieu of a hearing. Department Counsel submitted the Government's written case on April 3, 2003. A complete copy of the file of relevant material (FORM), consisting of eight documents, was provided to Applicant, and he was afforded an opportunity to file objections and submit material in refutation, extenuation, or mitigation. He did so on October 30, 2003. The case was assigned to, and received by me on February 13, 2004.

FINDINGS OF FACT

Applicant has admitted several of the factual allegations pertaining to foreign influence under Guideline B. Those admissions are incorporated herein as findings of fact. He denied all of the allegations pertaining to Guidelines E and J. Applicant submitted a Security Clearance Application (SF 86) in 1995 (Exh. 4) and was interviewed by security investigators on three occasions in 1996, 1997, and 2001 (Exh. 5, 6, and 7). After a complete review of the evidence in the record and upon due consideration of the record the following additional findings of fact are made.

Applicant is a 41-year-old electrical engineer employed in the high-tech field for a defense contractor. He emigrated to the U.S. in his youth and became a citizen in 1983 with sponsorship from a Russian Jewish emigration organization. He developed two contacts in Israel whom he describes as customers and sales representatives. The SOR alleges that one contact works for the Ministry of Defense but Applicant denies this and no proof was offered either by Applicant or the Government.

Applicant also developed contacts with two Russian Jews in an effort to develop some trade in computer equipment as a private venture using a company that he and his wife organized. One of the contacts came to the U.S. three times and stayed at the Applicant's home on all three occasions. Applicant arranged a business visa for his contact and the application contained false statements to which Applicant admitted but says the information was supplied by his employer through which he obtained the visa for his contact.

Applicant went to the Ukraine in 1991 to see one contact and was the guest of and stayed at the Academy of Science, a government entity. He traveled on a business visa arranged for by his contact.

After receiving the FORM, Applicant submitted a number of statements from his fellow employees concerning his travels noting that they were aware of his travels and saw no security problem.

Applicant gave incomplete and inaccurate information on his SF 86 and in the three security investigation interviews that transpired over five years concerning his travels, his passport, his foreign friends, and the reasons for failing to fully state correct information. His reasons for the omissions and misrepresentations ranged from forgetfulness to the expedition of travel arrangements to Russia and the Ukraine.

POLICIES

"[N]o one has a 'right' to a security clearance." Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). As Commander in Chief, the President has "the authority to control access to information bearing on national security and to determine whether an individual is sufficiently trustworthy to occupy a position that will give that person access to such information." Id. at 527.

An evaluation of whether the applicant meets the security guidelines includes consideration of the following factors: (1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct; (3) the frequency and recency of the conduct; (4) the individual's age and maturity at the time of the conduct; (5) the voluntariness of participation; (6) the presence or absence of rehabilitation and other behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence. Directive, ¶ E2.2.1. Security clearances are granted only when "it is clearly consistent with the national interest to do so." Executive Order No. 10865 § 2. See Executive Order No. 12968 § 3.1(b).

Initially, the Government must establish, by something less than a preponderance of the evidence, that conditions exist in the personal or professional history of the applicant which disqualify, or may disqualify, the applicant from being eligible for access to classified information. See Egan, 484 U.S. at 531. The applicant then bears the burden of demonstrating that it is clearly consistent with the national interest to grant or continue the applicant's clearance. "Any doubt as to whether access to classified information is clearly consistent with national security will be resolved in favor of the national security." Directive, ¶ E2.2.2. "[S]ecurity clearance determinations should err, if they must, on the side of denials." Egan, 484 U.S. at 531. See Executive Order No. 12968 § 3.1(b).

Contacts with citizens of other countries or financial interests in other countries are also relevant to security determinations if they make an individual potentially vulnerable to coercion, exploitation, or pressure. Directive, ¶ E2.A2.1.1. A condition that could raise a security concern and be potentially disqualifying include failing to report, where required, associations with foreign nationals. ¶ E2.A.2.1.2.

CONCLUSION

Based on the evidence of record, including Applicant's admissions, the Government has established reasons to deny him a security clearance because of foreign influence. Having established such reasons, the Applicant has the burden to establish security suitability through evidence which refutes, mitigates, or extenuates the disqualification and demonstrates that it is clearly consistent with the national interest to grant a security clearance. ISCR Case No. 99-0424, 2001 DOHA LEXIS 59 at 33-34 (App. Bd. Feb. 8, 2001). Mitigating factors are not applicable.

Applicant denied that he had an expired passport that would have shown some of the travel about which he was being asked. He advanced family and ancestral reasons for his 1991 visit to the Ukraine but failed to acknowledge the role his Ukrainian contact played in his visit and the fact that he had a potential business arrangement with him for sale of computers.

Much of the information in the SOR comes directly from statements made by Applicant in the three security investigations conducted over the years since his SF 86 was filed in 1995. While some of his foreign contacts may have been benign, the fact that he made so many misstatements about them, the travels he made to Israel, the Ukraine, and Russia, the visits of his foreign friends to the U.S., and the circumstances surrounding the visits raise serious doubts as to truthfulness and his eligibility for a security clearance.

The FORM analyzes in a careful manner the distortions of fact and the rationale for denial of a clearance. His withholding and omissions appear to be knowing, willful, and deliberate. Directive ¶ E2.A5.1.2.3. The extent of falsification of statements to investigators justifies a finding of criminal conduct under Directive ¶ E2.A10.1.2.2.

FORMAL FINDINGS

Formal Findings as required by the Directive, ¶ E3.1.25, are as follows:

Paragraph 1. Guideline B: AGAINST APPLICANT

Subparagraph 1.a.: Against Applicant

Subparagraph 1.b.: Against Applicant

Subparagraph 1.c.: Against Applicant

Subparagraph 1.d.: Against Applicant

Subparagraph 1.e.: Against Applicant

Subparagraph 1.f.: Against Applicant

Paragraph 2. Guideline E: AGAINST APPLICANT

Subparagraph 2.a.: Against Applicant

Subparagraph 2.b.: Against Applicant

Subparagraph 2.c.: Against Applicant

Subparagraph 2.d.: Against Applicant

Paragraph 3. Guideline J : AGAINST APPLICANT

Subparagraph 3.a.: Against Applicant

DECISION

After full consideration of all the facts and documents presented by the record in this case, it is not clearly consistent with the national interest to grant or continue a security clearance for Applicant. Clearance is denied.

Charles D. Ablard

Administrative Judge

FOOTNOTES

01-19372.h1 FOR GOVERNMENT Kathryn D. McKinnon, Esq., Department Counsel FOR APPLICANT file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/01-19372.h1.html[7/2/2021 2:25:00 PM] 01-19372.h1