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ISCR Case 02-13145.h1 — CASE

ISCR Case 02-13145.h1denied

Case Headnote

ISCR Case No. 02-13145.h1

deniedApr 21, 2003· Hon. Barry M. Sax· hearing

Summary

A 32-year-old engineer was denied a security clearance due to concerns under Guideline H (Drug Involvement) and Guideline J (Criminal Conduct). The Statement of Reasons detailed the applicant's involvement in the illegal importation and distribution of ecstasy and marijuana from October 1998 to April 1999.

Specifically, the applicant regularly sold ecstasy, aided in the illegal importation of 20,000 to 25,000 ecstasy pills from overseas via the U.S. Postal Service, and transferred these drugs to a local dealer. During the same period, the applicant regularly used and purchased both ecstasy and marijuana. These actions constituted multiple violations of Federal criminal law.

The denial was based on the extensive and recent nature of the applicant's drug involvement and criminal conduct, which the judge determined was too recent to establish rehabilitation. While the applicant cooperated with law enforcement after apprehension, this was viewed as self-serving rather than a voluntary withdrawal from criminal activity. No mitigating conditions were found to outweigh the significant disqualifying evidence.

Why the Applicant Was Denied

The applicant's drug involvement and criminal conduct were extensive and occurred too recently to demonstrate rehabilitation.
The applicant's cooperation with law enforcement was viewed as self-serving rather than indicative of a voluntary withdrawal from criminal activity.
No mitigating conditions were established to outweigh the significant disqualifying evidence.

Conditions Referenced

Disqualifying

H.1raisedAny Drug Abuse
H.2raisedIllegal Drug Possession, Including Cultivation, Processing, Manufacture, Purchase, Sale, or Distribution
J.1raisedAllegations or Admissions of Criminal Conduct
J.2raisedA Single Serious Crime or Multiple Lesser Offenses

Key Rule Quoted

“It is fundamental to the DoD security clearance program that access to the nation's secrets is a privilege and not a right.”

Procedural Posture

SOR issuedOct 22, 2002
Answer filedNov 15, 2002Applicant elected to proceed without a hearing.
Hearing held—Decision made on the written record.
Decision dateApr 21, 2003

Cite For

Serious Drug Involvement Under Guideline H
Criminal Conduct Related to Drug Offenses Under Guideline J
Insufficient Evidence of Rehabilitation for Security Clearance Eligibility

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline H (Drug Involvement) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found that the applicant was involved in serious drug activity, including the regular sale and use of ecstasy and marijuana from October 1998 to April 1999. The applicant's drug involvement was deemed too extensive and recent to establish rehabilitation, leading to a denial of the security clearance.

¶	Allegation	Finding	Substance / event	Use level	Response	Disqualifying (¶25)	Mitigating applied (¶26)	Mitigation
1.a	Applicant sold ecstacy on a regular basis from approximately October 10, 1998 to at least April 1, 1999;	Against Applicant	MDMA	Regular	Admitted	—	—	—
1.b	Applicant aided his friends and associates to illegally import ecstacy from overseas to the United States, by accepting deliveries of approximately 20,000 to 25,000 pills of ecstacy though the United States Postal Service, and then transferring the drugs to a local dealer, during the period from approximately October 10, 1998 to at least April 1, 1999;	Against Applicant	Drug Distribution or Dealing	Not Applicable	Admitted	—	—	—
1.c	Applicant used ecstacy on a regular basis from approximately October 10, 1998 to at least April 1, 1999;	Against Applicant	MDMA	Regular	Admitted	—	—	—
1.d	Applicant used marijuana on a regular basis from approximately October 10, 1998 to at least April 1, 1999;	Against Applicant	Marijuana	Regular	Admitted	—	—	—
1.e	Applicant purchased both marijuana and ecstacy on a regular basis from approximately October 10, 1998 to at least April 10, 1999.	Against Applicant	Unspecified Drug Involvement	Not Applicable	Admitted	—	—	—

Descriptive standardized rendering of a decided public case (Guideline H). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline J (Criminal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found that the applicant's criminal conduct, specifically involving the illegal importation and distribution of ecstasy and marijuana, was serious and recent, leading to a denial of the security clearance. The applicant's admissions and the nature of the conduct were deemed disqualifying, with no mitigating factors established.

¶	Allegation	Finding	Offense	Criminal disposition	Response	Disqualifying (¶31)	Mitigating applied (¶32)	Mitigation
2.a	the information in SOR 1.a - 1,e., above, constitutes separate violations of Federal criminal law.	Against Applicant	Drug Related Criminal Charge	Conduct No Charge	Admitted	(a) pattern of minor offenses casting doubt on judgment/reliability (b) evidence of criminal conduct, regardless of charge or conviction	—	—

Descriptive standardized rendering of a decided public case (Guideline J). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: April 21, 2003 In Re: ----------------------- SSN: ---------------- Applicant for Security Clearance ISCR Case No. 02-13145 DECISION OF ADMINISTRATIVE JUDGE BARRY M. SAX

SYNOPSIS Applicant is a 32-year-old engineer who made a serious mistake in judgment from October 1998 to April 1999, when he became involved in the illegal importation of up to 25,000 pills of ecstacy, which he also used and sold. He also used and sold marijuana during the same period. He cooperated with law enforcement after he was apprehended receiving a shipment of ecstacy. His criminal conduct misconduct and drug use was too extensive and is still too recent to establish rehabilitation. No mitigation has been established. Clearance is denied.

STATEMENT OF CASE

On October 22, 2002, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865 and Department of Defense Directive 5220.6 (Directive), dated January 2, 1992, as amended, issued a Statement of Reasons (SOR) to the Applicant. The SOR detailed reasons why DOHA could not make the preliminary affirmative finding required under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for the Applicant. The SOR recommended referral to an Administrative Judge to conduct proceedings and determine whether a clearance should be granted, denied or revoked. On November 15, 2002, Applicant submitted a response to the allegations set forth in the SOR, and elected to have a decision made by a DOHA Administrative Judge on the written record, i.e., without a hearing. Department Counsel issued a File of Relevant Material (FORM) on February 3, 2003. The FORM instructed Applicant that any response to the FORM had to be submitted within 30 days of its receipt by Applicant. The response was due by March 15, 2003, but Applicant did not submit any additional information. The matter was assigned to me for resolution on March 21, 2003.

FINDINGS OF FACT

Applicant is a 32-year-old software engineer. The SOR contains five allegations, 1.a. - 1.e., under Guideline H (Drugs) and one allegation, 2.a, under Guideline J (Criminal Conduct), relating directly to the allegations under 1.a. - 1.e. Applicant has consistently admitted all of the SOR allegations. After considering the totality of the evidence derived from the contents of the FORM, I make the following FINDINGS OF FACT as to each SOR allegation: Guideline H (Drugs) 1.a. - Applicant sold ecstacy on a regular basis from approximately October 10, 1998 to at least April 1, 1999; 1.b - Applicant aided his friends and associates to illegally import ecstacy from overseas to the United States, by accepting deliveries of approximately 20,000 to 25,000 pills of ecstacy though the United States Postal Service, and then transferring the drugs to a local dealer, during the period from approximately October 10, 1998 to at least April 1, 1999; 1.c. - Applicant used ecstacy on a regular basis from approximately October 10, 1998 to at least April 1, 1999; 1.d. - Applicant used marijuana on a regular basis from approximately October 10, 1998 to at least April 1, 1999; 1.e. - Applicant purchased both marijuana and ecstacy on a regular basis from approximately October 10, 1998 to at least April 10, 1999. Guideline J (Criminal Conduct) 2.a. - the information in SOR 1.a - 1,e., above, constitutes separate violations of Federal criminal law.

POLICIES

Each adjudicative decision must also include an assessment of nine generic factors relevant in all cases: (1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowing participation; (3) the frequency and recency of the conduct; (4) the individual's age and maturity at the time of the conduct; (5) the voluntariness of participation; (6) the presence or absence of rehabilitation and other pertinent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence (Directive, E.2.2.1., on page 16 of Enclosure 2). I have considered all nine factors, individually and collectively, in reaching my overall conclusion. Because Applicant chose to have this matter decided without a hearing and without submitting any additional information in response to the FORM, all credibility determinations and findings of fact are necessarily based entirely on the contents of the FORM. Considering the evidence as a whole, I find the following specific adjudicative guidelines to be most pertinent to this case: GUIDELINE H (Drugs) Conditions that could raise a security concern and may be disqualifying: 1. Any drug abuse; 2. Illegal drug possession, including cultivation, processing, manufacture, purchase, sale, or distribution; Condition that could mitigate security concerns include: 1. The drug involvement was not recent. None of the other possible mitigating conditions are established by the record evidence. Guideline J (Criminal Conduct) Conditions that could raise a security concern and may be disqualifying: 1. Allegations or admissions of criminal conduct; 2. A single serious crime or multiple lesser offense Condition that could mitigate security concerns: None that are established by the evidence of record (1). The eligibility criteria established by Executive Order 10865 and DoD Directive 5220.6 identify personal characteristics and conduct that are reasonably related to the ultimate question of whether it is "clearly consistent with the national interest" for an individual to hold a security clearance. An applicant's admission of the information in specific allegations relieves the Government of having to prove those allegations. If specific allegations and/or information are denied or otherwise controverted by the applicant, the Government has the initial burden of proving those controverted facts alleged in the Statement of Reasons. If the Government meets its burden (either by the Applicant's admissions or by other evidence) and proves conduct that creates security concerns under the Directive, the burden of persuasion then shifts to the Applicant to present evidence in refutation, extenuation or mitigation sufficient to demonstrate that, despite the existence of conduct that falls within specific criteria in the Directive, it is nevertheless consistent with the interests of national security to grant or continue a security clearance for the Applicant.

CONCLUSION

Applicant was a 29-year-old junior engineer when he became involved in serious drug activity, including his participation in the importation of 20,000 to 25,000 pills of ecstacy, which he also used and sold. He also used and sold marijuana during the same period, six months in 1998 and 1999. Since he was caught in the act of accepting the shipment of ecstacy, he cannot credibly claim that he voluntarily withdrew from the criminal enterprise in which he was an important part. In addition, although he cooperated with law enforcement when apprehended, it is impossible to escape the conclusion that he cooperated in order to stay out of jail, rather than from a voluntary withdrawal from the criminal enterprise. Applicant's input into this adjudication is limited to his written submissions, Items 3, 4, and 5. I have considered as possible mitigation his statements in Item 3 that: (1) he has never been convicted or charged with any crime; (2) he has never been addicted to or needed rehabilitation for his drug use; (3) he became an informant for Federal law enforcement to "catch and convict other individuals engaged in this activity; (4) he has not been involved with drugs for the past three years; (5) he has moved away from the place where the illegal acts occurred; in Item 4 (his SF 86); (6) the fact of his involvement with ecstacy and marijuana in 1998/1999; and in Item 5 (his sworn statement to DSS), the details of his drug involvement, apprehension, and cooperation with the authorities. I have carefully considered Appellant's statements. While his knowing involvement in drugs is admitted and otherwise proved, nothing he has said qualifies as mitigation to the extent that it even comes close to outweighing the significant disqualifying evidence. Under Guideline H (Drugs), both Disqualifying Conditions 1 and 2 apply, but none of the possible Mitigating Conditions have been established by Applicant. The serious drug activity is still too recent (MC 1); was not an isolated incident (MC 2), and there is no clear evidence of rehabilitation (MC 6). Regardless of how sincere Applicant may be, it is simply to soon to conclude that he has demonstrated rehabilitation. Under Guideline J (Criminal Conduct), both Disqualifying Conditions 1 and 2, are clearly established but, as with Guideline H, none of the possible Mitigating Conditions have been established. The criminal activity is still too recent (MC 1); cannot be considered an isolated incident (MC 2), and there is no clear evidence of rehabilitation (MC 6). It is fundamental to the DoD security clearance program that access to the nation's secrets is a privilege and not a right. This means that the burden of proof as to eligibility is ultimately on an applicant for a clearance. It also means that any doubts must be construed against the person seeking the clearance. In the present case, while it appears that Applicant's drug involvement and his drug-related criminal conduct lasted for a six month period that ended three years ago, it was such a serious demonstration of bad judgment, unreliability, and untrustworthiness, that a doubt continues to exist as to his suitability to hold a security clearance.

FORMAL FINDINGS

Formal Findings as required by Section 3, Paragraph 7 of Enclosure 1 of the Directive are hereby rendered as follows: Guideline H (Drugs) Against the Applicant Subparagraph l.a.. Against the Applicant Subparagraph 1.b. Against the Applicant Subparagraph 1.c. Against the Applicant Subparagraph 1.d. Against the Applicant Subparagraph 1.e. Against the Applicant Guideline J (Criminal Conduct) Against the Applicant Subparagraph 2.a. Against the Applicant

DECISION

In light of all the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant or continue a security clearance for Applicant. BARRY M. SAX ADMINISTRATIVE JUDGE 1. The drug involvement covered a six month period ending about three years ago. In context, the fact that the involvement was not simply using marijuana, but being involved in selling ecstacy and in the illegal importation of up to 25,000 pills of ecstacy, three years is still too recent to be considered a mitigating condition.

FOOTNOTES

02-13145.h1 FOR GOVERNMENT Jennifer I. Campbell, Department Counsel FOR APPLICANT Pro Se file:///usr.osd.mil/...omputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/02-13145.h1.html[6/24/2021 10:56:38 AM] 02-13145.h1