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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 97-0569.h1

Granted

Decided Dec 23, 1997 · Administrative Judge Joseph Testan · Hearing

Case headnote

Summary

The applicant, a 35-year-old woman employed by a defense contractor, faced concerns under Guideline H due to past drug use, including marijuana and Valium. She demonstrated credible intent to abstain from drug use in the future and provided favorable character references. The judge found her reformed and granted her security clearance.

Why the applicant prevailed

  • The applicant had not used marijuana since December 1996 and had not used Valium without a prescription since at least 1996.
  • She provided credible testimony regarding her intent not to use drugs in the future.
  • Favorable character references supported her reliability and trustworthiness.

Conditions referenced

Disqualifying

  • H1 Any drug abuse.raised
  • H2 Illegal drug possession.raised

Mitigating

  • H1 The drug involvement was not recent.applied
  • H2 The drug involvement was an infrequent event.applied
  • H3 A demonstrated intent not to abuse any drugs in the future.applied

Key rule quoted

Procedural posture

SOR issued
August 21, 1997
Answer filed
September 8, 1997
Hearing held
December 5, 1997
Decision date
December 23, 1997

Cite for

  • Demonstrated Intent Not to Abuse Drugs Under Guideline H
  • Credibility of Applicant's Testimony Regarding Drug Use
  • Importance of Character References in Security Clearance Cases

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

From the decision

Facts this decision states, each with the sentence it comes from. Descriptive of the record, not an assessment.

Bankruptcy
none

Allegations under Guideline H

Reading the 2 per allegation rows needs a free account.

2 rows in this decision.

It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.

Descriptive standardized rendering of a decided public case. The verbatim source decision is below.

Full decision

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Decision text, by section

Appearances

DATE: December 23, 1997 In Re: Applicant for Security Clearance ISCR Case No. 97-0569 DECISION OF ADMINISTRATIVE JUDGE JOSEPH TESTAN

FOR GOVERNMENT Martin H. Mogul, Department Counsel FOR APPLICANT Pro Se

Statement of Case

On August 21, 1997, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865 and Department of Defense Directive 5220.6 (Directive), dated January 2, 1992, issued a Statement of Reasons (SOR) (copy appended) to (Applicant), which detailed reasons why DOHA could not make the preliminary affirmative finding under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for applicant and recommended referral to an Administrative Judge to determine whether clearance should be denied or revoked. The applicant responded to the SOR in writing on September 8, 1997. The case was received by the undersigned on November 3, 1997, and a Notice of Hearing was issued on November 18, 1997. A hearing was held on December 5, 1997.

Findings of Fact

Applicant is a thirty-five year old woman. She graduated from college in December 1996, and has been employed by a defense contractor since May 1997. From January 1990 through December 1996, applicant used marijuana on approximately thirty occasions and used Valium that had not been prescribed for her on six to ten occasions. Applicant testified that she last used marijuana at a graduation party in December 1996. She further testified that pursuing her professional career is now her top priority, and "there is no room" for marijuana in her future. She testified credibly that she will not use it again. She further testified that she has not used Valium since at least 1996, and has no intention of using it in the future. Letters from three people who know applicant well (a supervisor, a coworker and a friend) were admitted in evidence (Exhibits A, B and C). These letters establish that applicant is considered to be a reliable, trustworthy individual who performs well at her job.

Policies

Enclosure 2 of the Directive sets forth the Adjudication Policy (divided into Disqualifying Factors and Mitigating Factors) which must be followed by the Administrative Judge. Based on the foregoing Findings of Fact, the following Disqualifying Factors and Mitigating Factors are applicable: DRUG INVOLVEMENT Disqualifying Factors: 1. Any drug abuse. 2. Illegal drug possession. Mitigating Factors: 1. The drug involvement was not recent. 2. The drug involvement was an infrequent event. 3. A demonstrated intent not to abuse any drugs in the future.

Conclusion

In DOHA cases, the Government has the initial burden of producing evidence that reasonably suggests an applicant cannot be relied upon to safeguard classified information. If the Government meets its burden, it has established a prima facie case. Once the Government establishes a prima facie case, the burden shifts to applicant to produce evidence in refutation, extenuation, mitigation or reformation sufficient to establish that, notwithstanding the Government's prima facie case, he or she can be relied upon to safeguard classified information. In view of the Directive's requirement that a security clearance be granted only upon a finding that to do so is clearly consistent with the national interest, the applicant has a heavy burden. In this case, the Government established a prima facie case under Criterion H. The evidence establishes that from January 1990 through December 1996, applicant used marijuana on approximately thirty occasions, and used Valium that had not been prescribed for her on six to ten occasions. Applicant's illegal use of these drugs reflects adversely on her judgment, reliability and trustworthiness, and reasonably suggests that she cannot be relied upon to safeguard classified information. Applicant testified that she has not used marijuana since December 1996 and has not used Valium without a prescription since at least 1996. She further testified that she does not intend to use marijuana or Valium without a prescription in the future. Considering the evidence as a whole, including applicant's demeanor and conduct while testifying, I find this testimony to be credible and worthy of belief. In view of (1) applicant's approximately one year of abstinence, (2) her credible testimony that she does not intend to use marijuana or Valium without a prescription in the future, and (3) the very favorable documentary evidence concerning her reliability and trustworthiness, I conclude that applicant has reformed, and in all likelihood, will not use marijuana or Valium without a prescription in the future. For this reason, Criterion H is found for applicant.

Formal Findings

PARAGRAPH 1: FOR THE APPLICANT

Decision

In light of all the circumstances presented by the record in this case, it is clearly consistent with the national interest to grant or continue a security clearance for applicant. _______________________ Joseph Testan Administrative Judge

Footnotes

97-0569.h1 file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/97-0569.h1.html[7/2/2021 4:03:09 PM] 97-0569.h1 file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/97-0569.h1.html[7/2/2021 4:03:09 PM] 97-0569.h1 file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/97-0569.h1.html[7/2/2021 4:03:09 PM]