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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 04-09637.a1

Appeal Board

Decided Oct 17, 2007 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, represented by counsel, sought a security clearance but was denied due to findings of falsification and failure to disclose a felony arrest under Guideline E and Guideline J. The judge found the applicant's claims of unintentional falsehood unconvincing, leading to the conclusion that the applicant did not meet the burden of persuasion for clearance.

Why the applicant was denied

  • The applicant knowingly committed falsification by failing to disclose a felony arrest.
  • The judge found the applicant's testimony regarding the arrest not credible.
  • The applicant did not meet the burden of persuasion for granting a security clearance.

Conditions referenced

Disqualifying

  • AG ¶ 16 Criminal Conductraised
  • AG ¶ 15 Personal Conductraised

Mitigating

  • AG ¶ 20 Mitigating Conditionsnoted

Key rule quoted

Procedural posture

SOR issued
2005-09-16
Answer filed
Hearing held
2007-06-07
Decision date
2007-10-17

Cite for

  • Findings of Falsification Under Guideline E
  • Failure to Disclose Felony Arrest Under Guideline J
  • Burden of Persuasion for Security Clearance

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on allegations of falsification in the Applicant's Security Clearance Application. The Applicant argued that the Judge's decision was arbitrary and capricious. The Board affirmed the Judge's decision, finding no harmful error in the record.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

FOR OFFICIAL USE ONLY When unredacted this document contains information EXEMPT FROM MANDATORY DISCLOSURE under the FOIA Exemption 6 applies KEYWORD: Guideline B; Guideline J; Guideline E DIGEST: The Judge’s conclusion that Applicant knowingly committed a falsification is a reasonable interpretation of the record evidence. Adverse decision affirmed. CASENO: 04-09637.a1 DATE: 10/17/2007 DATE: October 17, 2007 In Re: ------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 04-09637

Appearances

FOR GOVERNMENT J. Theodore Hammer, Esq., Department Counsel FOR APPLICANT Alan V. Edmunds, Esq. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On September 16, 2005, DOHA issued a statement of reasons advising Applicant of the basis for that decision–security concerns raised under Guideline B (Foreign Influence), Guideline The Judge’s favorable decisions under Guideline B and Paragraph 2.a of Guideline J are not at issue in this appeal. J (Criminal Conduct) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On June 7, 2007, after the hearing, Administrative Judge John Grattan Metz, Jr. denied Applicant’s request for a security clearance. Applicant filed a timely appeal pursuant to Directive ¶¶ E3.1.28 and E3.1.30.1 Applicant raises the following issue on appeal: whether the Judge’s adverse security clearance decision is arbitrary, capricious, or contrary to law. Finding no error, we affirm. The Judge made the following pertinent findings of fact: In November 1992 Applicant was arrested for trafficking drugs in the second degree and for possession of drugs, both felonies. Applicant had been driving a car rented by his employer at the time. The employer was also arrested while driving another car. The employer had been under surveillance for drug trafficking. The police uncovered illegal drugs in the employer’s car. Applicant was not prosecuted for the offense. Applicant’s Security Clearance Application (SCA) asked him to disclose any felony charges or convictions (Question 21) and to disclose any drug charges or convictions (Question 24). Applicant answered each in the negative. He did not report he 1992 incident. Applicant contended at the hearing that he had mentioned the arrest to a fellow employee, who advised him not to report it since he hadn’t been convicted. He also stated that he notified the agent who conducted his security clearance interview that he had been arrested but that the agent never questioned him about it. The Judge found Applicant’s testimony not credible. In arguing that the Judge’s decision is in error, Applicant contends that he did not intentionally provide false answers to the questions listed above. We have reviewed the Judge’s findings and the record as a whole, including the testimony of the interviewing agent. The Judge’s conclusion that Applicant had knowingly falsified his SCA reflects a reasonable interpretation of the record evidence. See Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)) (The Judge must draw a “rational connection between the facts found and the choices made.”) In light of the record evidence, the Judge’s conclusion that Applicant had failed to meet his burden of persuasion on granting him a security clearance is sustainable. See Directive ¶ E3.1.15. (Once the government presents evidence raising security concerns, the burden shifts to the applicant to establish any appropriate mitigating conditions); Department of the Navy v. Egan, 484 U.S. 581, 528 (1988). (“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of national security.’”)

Order

The Judge’s adverse security clearance decision is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Chairman, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board