A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 07-00463.a1
Appeal BoardDecided Jan 12, 2009 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, represented by counsel, sought a security clearance but was denied based on serious concerns under Guidelines E (Personal Conduct) and J (Criminal Conduct). The judge found some mitigating evidence but determined it insufficient to outweigh the disqualifying conduct, particularly regarding the applicant's falsification of material facts. The decision was upheld on appeal, affirming the judge's rationale as consistent with national security interests.
Why the applicant was denied
- The applicant falsified material facts during interviews with a government investigator and in a signed sworn statement.
- The judge found the mitigating evidence insufficient to overcome the serious security concerns raised by the applicant's conduct.
Conditions referenced
Disqualifying
- AG ¶ 16 Falsification of material factsraised
- AG ¶ 15 Criminal conductraised
Mitigating
- AG ¶ 20 Mitigating evidence presentedapplied
Key rule quoted
“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’”
Procedural posture
- SOR issued
- 2008-02-28
- Answer filed
- Hearing held
- 2008-10-22
- Decision date
- 2009-01-12
Cite for
- Weighing of Mitigating Evidence Against Disqualifying Conduct Under Guidelines E and J
- Insufficiency of Mitigating Evidence to Overcome Serious Security Concerns
- Standards for Granting Security Clearance Consistent with National Security Interests
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of a security clearance based on security concerns under Guidelines E and J. The applicant argued that the Judge did not give sufficient weight to mitigating evidence. The Board affirmed the Judge's decision, finding no harmful error in the weighing of evidence.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline E; Guideline J DIGEST: The Judge weighed the mitigating evidence against the seriousness of the disqualifying conduct. The Judge found in favor of Applicant as to some of the allegations and reasonably explained why the mitigating evidence was insufficient to overcome the security concerns raised by others. Adverse decision affirmed. CASENO: 07-00463.a1 DATE: 01/12/2009 DATE: January 12, 2009 In Re: -------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 07-00463
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Alan V. Edmunds, Esq. Applicant’s Brief at 5. Id. The Judge’s favorable findings as to SOR paragraphs 1(h)-(j) are not at issue on appeal. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On February 28, 2008, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline E (Personal Conduct) and Guideline J (Criminal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On October 22, 2008, after the hearing, Administrative Judge Roger C. Wesley denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse clearance decision is arbitrary, capricious or contrary to law. Applicant contends that the Judge’s adverse decision should be reversed because the Judge did not give sufficient weight to Applicant’s mitigating evidence. Specially, he argues that, although he falsified material facts in two interviews with a government investigator and in a signed sworn statement, “[b]y the completion of the investigating process, [he] had made a good-faith effort to correct earlier omissions.” He also argues that the disqualifying conduct is not likely to recur in the future, and that “ . . . the threat of exploitation, manipulation, or duress ha[s] been greatly reduced.”2 Applicant has not demonstrated that the Judge decision is arbitrary, capricious or contrary to law. The presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. See, e.g., ISCR Case No. 06-10320 at 2 (App. Bd. Nov. 7, 2007). An applicant’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-17409 at 3 (App. Bd. Oct. 12, 2007). In this case, the Judge weighed the mitigating evidence offered by Applicant against the seriousness of the disqualifying conduct and considered the possible application of relevant conditions and factors. He found in favor of Applicant with respect to several of the SOR factual allegations. However, the Judge reasonably explained why the mitigating evidence was insufficient to overcome the government’s security concerns. The Board does not review a case de novo. The favorable evidence cited by Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-11172 at 3 (App. Bd. Sep. 4, 2007). After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for his decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). Therefore, the Judge’s ultimate unfavorable security clearance decision under Guidelines E and J is sustainable.
Order
The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board