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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 07-01273.a1

Appeal Board

Decided Oct 16, 2008 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance but was denied based on concerns under Guideline E (Personal Conduct) and Guideline G (Alcohol Consumption). The judge found substantial evidence of excessive alcohol consumption, including multiple DUI arrests and a history of treatment for substance abuse, which outweighed the applicant's mitigating evidence of abstinence and rehabilitation efforts.

Why the applicant was denied

  • The applicant had a history of excessive alcohol consumption, including multiple DUI arrests.
  • The judge found the applicant's mitigating evidence insufficient to overcome the government's security concerns.

Conditions referenced

Disqualifying

  • G2 Alcohol Consumptionraised
  • E2 Personal Conductraised

Mitigating

  • G2 Mitigating Evidencerejected
  • E3 Mitigating Evidencerejected

Key rule quoted

Procedural posture

SOR issued
2007-10-09
Answer filed
Hearing held
2008-06-30
Decision date
2008-10-16

Cite for

  • Substantial Evidence Standard in Security Clearance Cases
  • Impact of Excessive Alcohol Consumption on Security Clearance Eligibility
  • Insufficiency of Mitigating Evidence in the Context of Serious Disqualifying Conditions

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal was from an adverse security clearance decision by Administrative Judge Roger C. Wesley, which was based on concerns under Guideline G (Alcohol Consumption) and Guideline E (Personal Conduct). The applicant argued that the Judge's findings were not supported by the evidence. The Board affirmed the Judge's decision, finding the adverse findings were supported by substantial evidence.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline G; Guideline E DIGEST: The Judge’s material findings of security concern were based on substantial record evidence and were sustainable. Adverse decision affirmed. CASENO: 07-01273.a1 DATE: 10/16/2008 DATE: October 16, 2008 In Re: --------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 07-01273

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se Applicant’s appeal brief makes no reference to the Judge’s other adverse findings under SOR paragraph 1, specifically 1.a., 1.b., 1.c., 1.d., and 1.e. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On October 9, 2007, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline G (Alcohol Consumption) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992), as amended (Directive). Applicant requested a hearing. On June 30, 2008, after the hearing, Administrative Judge Roger C. Wesley denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse findings under SOR paragraph 1.f are supported by the record evidence ; whether the Judge’s adverse conclusions under Guideline E are supported by the record evidence. The Judge found that Applicant “consumed alcohol excessively . . . between 1975 and August 2005, and often to the point of intoxication.” Decision at 3. Applicant was arrested for DUI twice in 1978, once in 2003 and once in 2005 (the latter being the challenged finding on appeal). Applicant’s drinking included periods where he would drink for days at a time and suffer blackouts. Applicant was treated for substance abuse in 2002 but continued to drink sometimes a 1.75 liter bottle in one sitting. With respect to the 2005 DUI, Applicant was convicted, fined and had his driver’s licence revoked. He was put on probation conditioned upon his participation in an intensive outpatient program, which he completed in 2005. Applicant attended after-care through most of 2006. He continues to attend AA. Three witnesses credit Applicant with two-and-a-half years sustained abstinence. After reviewing the record, the Board concludes that the Judge’s material findings of security concern under Guideline G are based upon substantial record evidence and are sustainable. See Directive ¶ E3.1.32.1. (Substantial evidence is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion in light of all the contrary evidence in the same record.”) The Judge weighed the mitigating evidence offered by Applicant against the length and seriousness of the disqualifying conditions and considered the possible application of relevant mitigating conditions. He reasonably explained why the mitigating evidence was insufficient to overcome the government’s security concerns. Accordingly, the Judge has drawn a rational connection between the facts found and his ultimate adverse security clearance decision. See ISCR Case No. 03-22861 at 2-3 (App. Bd. Jun. 2, 2006). See also Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983)(quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). The Judge’s decision that “it is not clearly consistent with national security to grant or continue Applicant’s security clearance” is sustainable on this record. Decision at 11. See Department of the Navy v. Egan, 484 U.S. 518, 528 (1988).

Order

The Judge’s adverse security clearance decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board