A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 08-04492.a1
Appeal BoardDecided May 20, 2010 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, an engineer with a bachelor's degree, faced security clearance denial primarily due to deliberate omissions regarding past arrests on her application, specifically under Guideline E. Despite favorable findings under other guidelines, the judge concluded that the applicant's explanations did not mitigate the concerns raised, leading to an adverse decision that was affirmed on appeal.
Why the applicant was denied
- The applicant deliberately omitted information regarding past arrests from her security clearance application.
- The judge found that the applicant's explanations for the omissions were not credible and did not mitigate the concerns raised under Guideline E.
Conditions referenced
Disqualifying
- E2.A5.2.1 Personal Conductraised
Key rule quoted
“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’”
Procedural posture
- SOR issued
- 2009-02-27
- Answer filed
- Hearing held
- 2010-03-23
- Decision date
- 2010-05-20
Cite for
- Deliberate Omissions in Security Clearance Applications Under Guideline E
- Credibility of Applicant's Explanations Regarding Past Conduct
- Standard for Granting Security Clearances Consistent with National Security Interests
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of a security clearance based on allegations of deliberate falsification of a security clearance application. The Applicant argued that the Judge mis-weighed evidence regarding her state of mind. The Board affirmed the Judge's decision, finding no harmful error in the ruling.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline G; Guideline H; Guideline J; Guideline F; Guideline E DIGEST: Although he cleared Applicant under all but Guideline E, the Judge reasonably explained why the totality of evidence supported a finding that Applicant had deliberately omitted information from her security clearance application. Adverse decision affirmed. CASENO: 08-04492.a1 DATE: 05/20/2010 DATE: May 20, 2010 In Re: ----------------
Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 08-04492
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Ronald C. Sykstus, Esq. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On February 27, 2009, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline G (Alcohol Consumption), Guideline H (Drug Involvement), Guideline J (Criminal Conduct), Guideline F (Financial Considerations), and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 The Judge’s favorable findings under Guidelines G, H, J, and F are not at issue in this appeal. (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On March 23, 2010, after the hearing, Administrative Judge Michael H. Leonard denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issues on appeal: whether the Judge mis-weighed the record evidence regarding his finding that Applicant falsified her response to a question on a 2007 security clearance application (SCA). Finding no error, we affirm. The Judge made the following pertinent findings of fact: Applicant is an engineer working for a Defense contractor. She holds a bachelor’s degree in electrical engineering. She previously worked as an engineering intern for another company. In February 2004 Applicant was arrested and charged with unlawful possession of a controlled substance, crack cocaine. Police arrested her after discovering the cocaine in her car as she was parked to use the drug. At court the charge was deferred, conditioned upon Applicant’s reporting to the judge once a month. She complied and the charge was eventually dismissed. Applicant has also been arrested for two DWI offenses. The earlier, in May 2006, occurred when Applicant was arrested sitting in her car in the middle of an intersection. Her blood alcohol level was subsequently tested at .298 and at .20. She pled guilty, but the court deferred adjudication conditioned on Applicant’s attending Alcoholics Anonymous for six months. She complied, and the court dismissed the charge. The second incident occurred in August 2006. Applicant was arrested at a safety check point. However, the court dismissed the charge for lack of evidence because the arresting officer failed to appear. In May 2007, Applicant completed a SCA which inquired if she had ever had any drug or alcohol related arrests, charges, or convictions. Applicant listed the August 2006 DUI arrest but omitted the May DUI as well as the arrest for crack cocaine. In concluding that Applicant had deliberately falsified her SCA, the Judge considered her explanation that she misunderstood the question, believing it did not require her to report dismissed criminal charges. However, the Judge noted the clarity of the question at issue, which militates against misinterpretation. He also noted another apparent false statement, not alleged in the SOR, which he considered on the issue of Applicant’s knowledge and intent. He concluded that [t]he most likely explanation . . . is Applicant was trying to paint herself in a positive light, because she was concerned that her police record . . . might be a hindrance to obtaining a security clearance. Question 23(d) of the security clearance application required Applicant to provide a full, frank, and truthful answer about her police record and she failed to do so. And the record does not support a conclusion that her failure was due to a misunderstanding of the question or an honest mistake or simple negligence. Decision at 11. In her appeal brief, Applicant contends that the Judge did not properly weigh the evidence which she presented concerning her state of mind when answering the question at issue. She contends that the record clearly supports an honest mistake rather than deliberate falsehood. She relies on her answers to interrogatories. It should be noted that a Judge is presumed to have considered all of the record evidence. See, e.g., ISCR Case No. 07-00196 at 3 (App. Bd. Feb. 20, 2009); ISCR Case No. 07-00553 at 2 (App. Bd. May 23, 2008). In this case, the Decision demonstrates that he did so, explicitly addressing Applicant’s explanation for her omissions and the interrogatories. We conclude that the Judge reasonably explained why he found against Applicant on this issue. His finding of deliberate omissions is further buttressed by record evidence of the high quality of Applicant’s academic work in a demanding curriculum. A person with Applicant’s educational attainments and apparent intelligence would be less likely simply to have misunderstood the question. Applicant has not demonstrated that the Judge’s weighing of the record evidence is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-21819 at 2 (App. Bd. Aug. 13, 2009); ISCR Case No. 06-17409 at 3 (App. Bd. Oct. 12, 2007). Applicant seeks a time-limited security clearance with probationary restrictions which she is willing to abide by in exchange for a permanent clearance subsequent to the probationary period. It is well settled that the Board has no authority to grant a conditional or probationary clearance. See, e.g., ISCR Case No. 08-04889 at 2 (App. Bd. Apr. 23, 2009); ISCR Case No. 06-22044 at 2 (App. Bd. Feb. 28, 2008); and ISCR Case No. 04-04302 at 5 (App. Bd. Jun. 30, 2005). After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for the decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983)(quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). The Judge’s adverse decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988).
Order
The Judge’s adverse security clearance decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board