A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 09-06986
Appeal BoardDecided Jan 31, 2011 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, a retired Senior Chief Petty Officer with 25 years of Navy service, faced security clearance denial primarily due to deliberate falsification of information in his Security Clearance Application. Despite presenting mitigating factors related to his military service, the judge found that the applicant's inconsistent financial disclosures and failure to provide complete information were sufficient to deny the clearance.
Why the applicant was denied
- The judge found deliberate falsification of information in the Security Clearance Application.
- The applicant's explanation for omissions was not accepted as credible.
- Inconsistent financial disclosures throughout the security clearance process contributed to the denial.
Conditions referenced
Disqualifying
- F1 Deliberate Falsification of Informationraised
Mitigating
- F2 Honorable Military Serviceapplied
Key rule quoted
“A clearance may be granted only when ‘clearly consistent with the interests of the national security.’”
Procedural posture
- SOR issued
- 2010-07-19
- Answer filed
- Hearing held
- 2010-11-15
- Decision date
- 2011-01-31
Cite for
- Deliberate Falsification of Information Under Guideline F
- Consideration of Military Service in Security Clearance Decisions
- The Standard for Granting Clearance Consistent with National Security Interests
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal concerned the denial of a security clearance based on allegations of financial considerations and personal conduct. The applicant argued that the judge's decision was arbitrary and failed to consider his military service. The Board affirmed the judge's decision, finding it supported by substantial evidence and not arbitrary or capricious.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: The judge was not bound to accept Applicant’s explanation. Rather he considered it in light of the record as a whole.. The Judge’s finding of deliberate falsification is sustainable. Adverse decision affirmed. CASENO: 09-06986. DATE: 01/31/2011 DATE: January 31, 2011 In Re: ----- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 09-06986
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On July 19, 2010, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On November 15, 2010, after the hearing, Administrative Judge Edward W. Loughran denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse clearance decision is arbitrary, capricious or contrary to law. Applicant argues that the Judge’s adverse decision should be reversed because the Judge failed to accept his explanation as to why his omission of information from his Security Clearance Application (SCA) was not deliberate and intentional. Applicant also argues that the Judge failed to consider the fact that Applicant had served 25 years in the Navy, retiring at the rank of Senior Chief Petty Officer (E-8), under the whole-person concept.1 Applicant’s arguments do not demonstrate that the Judge’s decision is arbitrary, capricious or contrary to law. In reaching his decision, the Judge specifically considered “Applicant’s honorable service to this country in the U.S. military” as part of his analysis under the whole-person concept. Decision at 12. However, the presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. See, e.g., ISCR Case No. 06-10320 at 2 (App. Bd. Nov. 7, 2007). A party’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-17409 at 3 (App. Bd. Oct. 12, 2007). With respect to the falsification of Applicant’s SCA, the Judge specifically considered Applicant’s explanation for why he failed to disclose the information in question. Decision at 7, 12. However, the Judge was not bound, as a matter of law, to accept or reject that explanation. Rather, the Judge considered that explanation in light of the record evidence as a whole, including Applicant’s experience with the security clearance process and the fact that he had given inconsistent information about his finances throughout that process, and concluded there was a sufficient basis to find that Applicant’s omissions were deliberate and intentional. On this record, the Judge’s finding of deliberate falsification is sustainable. See Directive ¶ E3.1.32.1. The Board does not review a case de novo. After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for his decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). Therefore, the Judge’s unfavorable security clearance decision is sustainable.
Order
The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board
Footnotes
1 The Judge’s favorable findings under Guideline F and as to SOR paragraphs 2.a-2.d and 2.f are not at issue on appeal.