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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 08-03497.a1

Appeal Board

Decided Mar 19, 2010 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance but was denied due to issues under Guideline E (Personal Conduct) and Guideline F (Financial Considerations). The judge found that the applicant intentionally falsified his SF 86 by not disclosing delinquent debts, and while financial difficulties were noted, they were deemed mitigated. The appeal board upheld the denial, affirming the judge's reliance on the whole-person concept and finding no error in the decision-making process.

Why the applicant was denied

  • The applicant intentionally falsified his SF 86 by failing to disclose delinquent debts.
  • Financial difficulties were present but deemed mitigated under Guideline F.
  • The applicant did not demonstrate any error in the judge's reliance on the whole-person concept.

Conditions referenced

Disqualifying

  • E2.A5.1.2 Personal Conductraised
  • F2.A1.1 Financial Considerationsraised

Mitigating

  • F3.A1 Financial Considerationsapplied

Key rule quoted

Procedural posture

SOR issued
2009-08-19
Answer filed
Applicant requested a decision on the written record.
Hearing held
Decision made by Administrative Judge Edward W. Loughran.
Decision date
2010-03-19 Appeal board affirmed the decision.

Cite for

  • Affirmation of the Whole-person Concept in Security Clearance Decisions
  • Denial Based on Intentional Falsification of Application
  • Mitigation of Financial Difficulties Under Guideline F

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on financial considerations and personal conduct. The applicant argued that the Judge's reliance on the whole-person concept was improper as it was not previously mentioned. The Board affirmed the Judge's decision, finding no harmful error in the proceedings.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F; Guideline E DIGEST: Applicant claims that the Judge’s decision relied on a the whole-person concept and that was the first time the concept was mentioned in the process. Applicant received the Directive which discusses the whole-person. Record evidence indicates that Applicant understood and relied on the whole-person concept in the proceedings below. Adverse decision affirmed. CASENO: 08-03497.a1 DATE: 03/19/2010 DATE: March 19, 2010 In Re: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 08-03497

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On August 19, 2009, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested that the case be decided on the written record. On January 21, 2009, after the close of the record, Administrative Judge Edward W. Loughran denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raises the issue of whether the Judge’s decision is arbitrary, capricious, or contrary to law. For the following reasons, the Board affirms the Judge’s unfavorable decision. The Judge found that Applicant had financial difficulties but that those problems had been mitigated under Guideline F. Regarding Guideline E, the Judge found that Applicant intentionally falsified his SF 86 when he failed to divulge his delinquent debts. The Judge concluded that this deliberate falsehood was not mitigated. Applicant argues that at no time during the entire process of application for a security clearance was the “whole-person” concept ever mentioned or discussed. Applicant claims that if the whole-person concept was used by the Judge “to reach and base his decision” regarding his personal conduct, then he has the right to appeal the decision. Applicant also complains that DOHA never sought on its own, any favorable information regarding his character and integrity. Applicant fails to demonstrate error on the part of the Judge. Prior to the submission of the case file to the Judge, Applicant received instructions regarding the case. He also received a copy of Department of Defense Directive 5220.6. Paragraph 2(a) gives a full and detailed description of the whole-person concept. Applicant was therefore on notice as to the whole-person concept. There is no right to any additional instruction or description from DOHA regarding the whole-person concept. There is record evidence which suggests Applicant understood and relied upon the whole-person concept, namely, his response to the SOR in which he discussed his service history and his past protection of sensitive information. He again submitted such material in response to the file of relevant material submitted by the government. Moreover, Applicant has failed to articulate how he was prejudiced by the lack of any further description by DOHA of the whole-person concept. Regarding the submission of favorable evidence, DOHA has no duty to present such evidence. Rather, through the receipt of Department of Defense Directive 5220.6, Applicant was informed prior to the submission of the case file to the Judge of the requirement to submit evidence to rebut, explain, extenuate, or mitigate facts admitted by Applicant or proven by Department Counsel. Directive ¶E3.1.15. As indicated earlier in this paragraph, Applicant did, in fact, avail himself of the opportunity to submit matters in his own behalf for the Judge’s consideration. Applicant fails to articulate how he was denied due process or how any additional initiatives on the part of DOHA would have prevented any supposed denial. Applicant’s appeal submission contains documents of an evidentiary nature that were not made part of the record below. The Board cannot receive or consider new evidence submitted on appeal. Directive, ¶E3.1.29. Applicant has failed to establish error below. Accordingly, the Judge’s unfavorable security clearance decision is sustainable.

Order

The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jeffery D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board