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ISCR Case 07-17306.h1 — CASE

ISCR Case 07-17306.h1denied

Case Headnote

ISCR Case No. 07-17306.h1

deniedJul 30, 2008· Hon. Marc E. Curry· hearing

Summary

A 42-year-old applicant was denied a security clearance under Guideline E (Personal Conduct) and Guideline J (Criminal Conduct) due to a pattern of criminal behavior and a deliberate omission on his application. The applicant had a history of domestic violence incidents, beginning in June 1989 with an assault charge that was later dismissed. In July 1997, he was found guilty of domestic assault, with a property damage charge dismissed, and in November 1997, another domestic assault charge was dismissed.

Most recently, in January 2007, the applicant was charged with assault and battery of a family member following an incident with his current girlfriend. Although he called 911 and left with his son, his girlfriend later contacted police, leading to his arrest and a restraining order. The court subsequently dismissed this charge.

When completing his security clearance application in June 2007, the applicant failed to disclose the January 2007 arrest, despite Question 23 requiring disclosure of arrests, charges, or convictions within the preceding seven years. He offered conflicting explanations for this omission, initially stating he did not believe he was truly arrested, then later claiming it was because the charge was dismissed. The denial was based on this deliberate falsification and his consistent history of domestic violence, with the applicant failing to demonstrate rehabilitation or mitigating circumstances.

Why the Applicant Was Denied

The applicant omitted a recent arrest from his security clearance application, which was deemed a deliberate falsification.
The applicant's history of domestic violence raised significant security concerns regarding his judgment and reliability.
The applicant failed to demonstrate rehabilitation or mitigating circumstances despite his role as a custodial parent.

Conditions Referenced

Disqualifying

AG ¶ 30raisedCriminal Conduct
AG ¶ 15raisedPersonal Conduct

Key Rule Quoted

“Deliberate omission, concealment, or falsification of relevant facts from any personnel security questionnaire... constitutes a felony under 18 U.S.C. § 1001.”

Procedural Posture

SOR issuedApr 9, 2008
Answer filedApr 18, 2008
Hearing heldJun 10, 2008
Decision dateJul 30, 2008

Cite For

Deliberate Falsification of Security Clearance Applications Under Guideline E
Impact of Domestic Violence History on Security Clearance Eligibility Under Guideline J
Whole Person Concept in Evaluating Security Clearance Applications.

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline E (Personal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on the personal conduct concerns under Guideline E, specifically regarding the omission of a recent arrest from his security clearance application. The judge concluded that this omission constituted deliberate falsification, which raised significant security concerns. As a result, the applicant's request for a security clearance was denied.

¶	Allegation	Finding	Conduct	Concealed Issue	Response	Disqualifying (¶16)	Mitigating applied (¶17)	Mitigation
2.a	The intentional nature of Applicant’s security clearance application omission also triggers the application of AG ¶ 16(a) of the Personal Conduct guideline.	Against Applicant	Falsification Security FormFOUND DELIBERATE	Criminal Conduct	Denied	(a) deliberate omission, concealment, or falsification on a security form	—	—

Descriptive standardized rendering of a decided public case (Guideline E). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline J (Criminal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The Administrative Judge denied the applicant's request for a security clearance based on multiple domestic violence-related arrests and a failure to disclose a recent charge on his security clearance application. The judge found that the applicant's conduct raised significant security concerns regarding his reliability and trustworthiness.

¶	Allegation	Finding	Offense	Criminal disposition	Response	Disqualifying (¶31)	Mitigating applied (¶32)	Mitigation
1.a	In June 1989, Applicant was arrested and charged with assault after a domestic violence incident with his then girlfriend. Approximately five months later, the charge was dismissed.	Against Applicant	Domestic Violence	Dismissed or Nolle Prossed	Unknown	(a) pattern of minor offenses casting doubt on judgment/reliability	—	—
1.b	In July 1997, Applicant was arrested and charged with property damage and domestic assault after another incident involving his then-girlfriend. He was found guilty of the domestic assault charge, and the court dismissed the property damage charge.	Against Applicant	Domestic Violence	Convicted	Unknown	(a) pattern of minor offenses casting doubt on judgment/reliability	—	—
1.c	In November 1997, Applicant was charged with domestic assault. The charge was later dismissed.	Against Applicant	Domestic Violence	Dismissed or Nolle Prossed	Unknown	(a) pattern of minor offenses casting doubt on judgment/reliability	—	—
1.d	In January 2007, Applicant was charged with assault and battery - family member. The charges stemmed from an argument his current girlfriend initiated in the morning while he was in the process of getting his son ready to go to daycare. As Applicant prepared to leave with his son, his girlfriend blocked the door. Applicant then called 911. The girlfriend moved from the doorway before the police arrived, and Applicant left with his son. Before leaving, he told the 911 operator that police assistance was unnecessary. While Applicant was dropping off his son, his girlfriend contacted the police, and sought a restraining order. When Applicant returned home, a policeman arrived, served him with the restraining order, charged him with assault and battery, and arrested him. He was not handcuffed and he was not “read his rights”. At a subsequent hearing, the court nolle prossed the charge.	Against Applicant	Domestic Violence	Dismissed or Nolle Prossed	Unknown	(a) pattern of minor offenses casting doubt on judgment/reliability	—	—
1.e	In June 2007, Applicant completed a security clearance application. Question 23 required him to list any arrests, charges or convictions that had occurred within seven years of completing the application. He did not disclose the January 2007 incident. At the hearing, he stated he did not list it because he did not think he was actually arrested. Later during the hearing, he explained that he omitted it because it was throwed out of court. He understood that he was facing charges when he went to court.	Against Applicant	Unspecified Criminal Conduct	Conduct No Charge	Admitted	(a) pattern of minor offenses casting doubt on judgment/reliability	—	—

Descriptive standardized rendering of a decided public case (Guideline J). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DEPARTMENT OF DEFENSE DEFENSE OFFICE OF HEARINGS AND APPEALS

In the matter of: ) ) ---------------------- ) ISCR Case No. 07-17306 SSN: ------------- ) ) Applicant for Security Clearance )

For Government: Ray P. Blank, Esquire, Department Counsel For Applicant: Pro se

July 30, 2008 ______________

STATEMENT OF CASE

______________

CURRY, Marc E., Administrative Judge:

On April 9, 2008, the Defense Office of Hearings and Appeals (DOHA) issued a Statement of Reasons (SOR) detailing the security concerns under Guidelines J an E. The action was taken under Executive Order 10865, Safeguarding Classified Information within Industry (February 20, 1960), as amended; Department of Defense Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (January 2, 1992), as amended (Directive), and the revised adjudicative guidelines (AG) promulgated by the President on December 29, 2005, and effective within the Department of Defense for SORs issued after September 1, 2006.

Applicant answered the SOR on April 18, 2008, and requested a hearing. I received the case assignment on May 19, 2008. DOHA issued a notice of hearing on May 22, 2008, and I convened the hearing as scheduled on June 10, 2008. During the hearing, I received four government exhibits and Applicant’s testimony. DOHA received the hearing transcript (Tr.) on June 18, 2008. Based upon a review of the record evidence, I conclude that Applicant’s application for a security clearance must be denied.

FINDINGS OF FACT

Applicant is a 42-year-old, single man with three children ages nineteen, nine, an eight. He has been married once, previously. It ended in divorce in 2003. Currently he lives with his girlfriend and his nine-year-old son. He has had custody of his son for two years (Tr. 15). He is actively involved with his family, volunteering as a coach for his son’s YMCA football team (Tr. 38). For the past two years, he has worked for a contractor that manufactures night vision goggles.

In June 1989, Applicant was arrested and charged with assault after a domestic violence incident with his then girlfriend. Approximately five months later, the charge was dismissed.

In July 1997, Applicant was arrested and charged with property damage and domestic assault after another incident involving his then-girlfriend. He was found guilty of the domestic assault charge, and the court dismissed the property damage charge.

In November 1997, Applicant was charged with domestic assault. The charge was later dismissed. Applicant and his then girlfriend were ordered to attend anger management classes after each of the domestic incidents (Tr. 42).

In January 2007, Applicant was charged with assault and battery - family member. The charges stemmed from an argument his current girlfriend initiated in the morning while he was in the process of getting his son ready to go to daycare. As Applicant prepared to leave with his son, his girlfriend blocked the door. Applicant then called 911. The girlfriend moved from the doorway before the police arrived, and Applicant left with his son. Before leaving, he told the 911 operator that police assistance was unnecessary.

While Applicant was dropping off his son, his girlfriend contacted the police, and sought a restraining order (Tr. 17). When Applicant returned home, a policeman arrived, served him with the restraining order, charged him with assault and battery, and arrested him (Tr. 22). He was not handcuffed and he was not “read his rights” (Tr. 19). At a subsequent hearing, the court nolle prossed the charge.

In June 2007, Applicant completed a security clearance application. Question 23 required him to list any arrests, charges or convictions that had occurred within seven years of completing the application. He did not disclose the January 2007 incident. At the hearing, he stated he did not list it because he did not think he was actually arrested (Tr. 19). Later during the hearing, he explained that he omitted it because “it was throwed [sic] out of court” (Tr. 20). He understood that he was facing charges when he went to court (Tr. 23).

POLICIES

When evaluating an applicant’s suitability for a security clearance, the Administrative Judge must consider the revised adjudicative guidelines (AG). In addition to brief introductory explanations for each guideline, the adjudicative guidelines list potentially disqualifying conditions and mitigating conditions, which are useful in evaluating an Applicant’s eligibility for access to classified information.

These guidelines are not inflexible rules of law. Instead, recognizing the complexities of human behavior, they are applied in conjunction with the factors listed in the adjudicative process. Under Directive ¶ E3.1.14, the Government must present evidence to establish controverted facts alleged in the SOR. Under Directive ¶ E3.1.15, the Applicant is responsible for presenting “witnesses and other evidence to rebut, explain, extenuate, or mitigate facts admitted by applicant or proven by Department Counsel. . . .” The Applicant has the ultimate burden of persuasion as to obtaining a favorable security decision.

The protection of the national security is the paramount consideration. AG ¶ 2(b) requires that “[a]ny doubt concerning personnel being considered for access to classified information will be resolved in favor of national security.”

ANALYSIS

Applicant’s conduct raises criminal and personal conduct security concerns under Adjudicative Guidelines J and E. “Criiminal activity creates doubt about a person’s judgment, reliability, and trustworthiness,” and by its very nature raises questions about a person’s willingness to comply with laws, rules and regulations (AG ¶ 30). Under Guideline E, “conduct involving questionable judgment, lack of candor, dishonesty, or unwillingness to comply with rules and regulations can raise questions about an individual’s reliability, trustworthiness, and ability to protect classified information” (AG ¶ 15).

Applicant’s domestic violence-related arrests trigger the application of AG ¶ 31(a), “a single serious crime, or multiple lesser offenses.” None were serious, and only one occurred in the last 10 years. Moreover, Applicant’s role as a stabilizing influence in his son’s life, whom he is raising and maintains custody, is evidence of rehabilitation.

Nevertheless, I conclude that none of the criminal conduct guideline’s mitigating conditions apply. He omitted the most recent charge from his security clearance application. His contradictory explanation leads me to conclude that he falsified the application. This constitutes a felony under 18 U.S.C. § 1001, and together with the four earlier domestic violence arrests represents an unacceptable pattern of criminal behavior. Applicant has not mitigated the criminal conduct security concern. The intentional nature of Applicant’s security clearance application omission also triggers the application of AG ¶ 16(a) of the Personal Conduct guideline. For the reasons set forth above, none of the corresponding mitigating conditions apply.

Under the whole person concept, the Administrative Judge must evaluate an Applicant’s eligibility for a security clearance by considering the totality of the Applicant’s conduct and all the circumstances. The Administrative Judge should consider the nine adjudicative process factors listed at AG ¶ 2(a): “(1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowledgeable participation; (3) the frequency and recency of the conduct; (4) the individual’s age and maturity at the time of the conduct; (5) extent to which participation is voluntary; (6) the presence or absence of rehabilitation and other permanent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence.” Under AG ¶ 2(c), the ultimate determination of whether to grant eligibility for a security clearance must be an overall commonsense judgment based upon careful consideration of the guidelines and the whole person concept. Considering this case in light of the whole person concept, I conclude Applicant’s criminal and personal conduct remain a security concern. Clearance is denied.

FORMAL FINDINGS

Formal findings for or against Applicant on the allegations set forth in the SOR, as required by section E3.1.25 of Enclosure 3 of the Directive, are:

Paragraph 1, Guideline J: AGAINST APPLICANT

Subparagraphs 1.a - 1.e: Against Applicant

Paragraph 2, Guideline E: AGAINST APPLICANT

Subparagraph 2.a: Against Applicant

CONCLUSION

In light of all of the circumstances presented by the record in this case, it is not clearly consistent with national security to grant Applicant eligibility for a security clearance. Eligibility for access to classified information is denied.

_________________ MARC E. CURRY Administrative Judge

FOOTNOTES

The girlfriend was the woman he later married. He characterized their relationship through the 1990sas “on again, off again” (Tr. 35). Deliberate omission, concealment, or falsification of relevant facts from any personnel security questionnaire, personal history statement, or similar form used to conduct investigations, determine employment qualifications, award benefits or status, determine security clearance eligibility or trustworthiness, or award fiduciary responsibilities.