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ISCR Case 01-17917.h1 — CASE

ISCR Case 01-17917.h1denied

Case Headnote

ISCR Case No. 01-17917.h1

deniedFeb 28, 2003· Hon. Richard A. Cefola· hearing

Summary

A 46-year-old defense contractor was denied a security clearance under Guideline J (Criminal Conduct) due to a felony conviction from 1976. The conviction stemmed from drug offenses committed in November 1975, when the applicant was 19. He was found guilty of Transportation of Marijuana and Possession of Marijuana for Sale after knowingly driving a car with marijuana in its trunk across the U.S./Mexican border. He admitted to knowing the act was illegal and was motivated by a need for money.

As a result of the conviction, the applicant received a suspended prison sentence of four to five years. The judge determined that this past criminal conduct, specifically the felony drug offenses, disqualified him under 10 U.S.C. 986, which prohibits the granting or renewal of a security clearance by the Department of Defense in such cases.

While 10 U.S.C. 986 allows for an exception by the Secretary of Defense in meritorious cases, the applicant failed to provide sufficient mitigating evidence to overcome the concerns raised by his criminal conduct. Consequently, the security clearance was denied.

Why the Applicant Was Denied

The Applicant was convicted of two felonies for drug offenses, which disqualified him under 10 U.S.C. 986.
The Applicant did not provide substantial evidence to mitigate the concerns raised by his criminal conduct.

Conditions Referenced

Disqualifying

J.craisedCriminal Conduct

Key Rule Quoted

“The Government must be able to place a high degree of confidence in a security clearance holder to abide by all security rules and regulations at all times and in all places.”

Procedural Posture

SOR issuedApr 17, 2002
Answer filedMay 23, 2002
Hearing heldN/ADetermined on a written record
Decision dateFeb 28, 2003

Cite For

Disqualification Under 10 U.S.C. 986 Due to Felony Convictions
Insufficient Mitigation of Criminal Conduct Under Guideline J
The Necessity of Demonstrating Rehabilitation for Security Clearance Eligibility

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline J (Criminal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The Applicant was found guilty of two felonies for drug offenses committed in 1997, resulting in a suspended sentence of four to five years in prison. The judge ruled against the Applicant on both allegations under Guideline J, leading to the denial of the security clearance.

¶	Allegation	Finding	Offense	Criminal disposition	Response	Disqualifying (¶31)	Mitigating applied (¶32)	Mitigation
1.a	In April of 1976, the Applicant was found guilty of two felonies, Transportation of Marijuana, and Possession of Marijuana for Sale. The underlying conduct for which he was found guilty occurred in November of 1975, when the Applicant was 19 years of age. He knowingly drove a car across the U.S./Mexican border with marijuana in its trunk. He explains, "I knew there would be Marijuana in the car trunk, and that it would be illegal, but I thought I would not get caught, and I did need the money." As a result of his conviction, the Applicant was sentenced, in part, to four to five years in prison, all suspended.	Against Applicant	Drug Related Criminal Charge	Convicted	Admitted	(c) currently on parole or probation	—	—
1.b	The facts admitted by the Applicant in subparagraph 1.a., above, brings this case within the purview of 10 U.S.C. 986, which disqualifies him from having a security clearance granted or renewed by the Department of Defense. In a meritorious case, however, the Secretary of Defense may authorized an exception to this prohibition.	Against Applicant	Unspecified Criminal Conduct	Conduct No Charge	Admitted	(c) currently on parole or probation	—	—

Descriptive standardized rendering of a decided public case (Guideline J). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: February 28, 2003 In Re: ------------------------ SSN: ----------- Applicant for Security Clearance ISCR Case No. 01-17917 DECISION OF ADMINISTRATIVE JUDGE RICHARD A. CEFOLA

SYNOPSIS The Applicant was found guilty of two felonies for drug offenses committed in 1997. He was sentenced to four to five years in prison, which was suspended. The provisions of 10 U.S.C. 986 apply. Clearance is denied.

STATEMENT OF CASE

On April 17, 2002, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865 and Department of Defense Directive 5220.6 (Directive), dated January 2, 1992, issued a Statement of Reasons (SOR) to the Applicant, which detailed reasons why DOHA could not make the preliminary affirmative finding under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for the Applicant and recommended referral to an Administrative Judge to determine whether a clearance should be denied or revoked. Applicant filed an Answer to the SOR on May 23, 2002. Applicant elected to have this case determined on a written record in lieu of a hearing. Department Counsel submitted the Government's File of Relevant aterial (FORM) on November 19, 2002. Applicant was instructed to submit objections or information in rebuttal, extenuation or mitigation within 30 days of receipt of the FORM. Applicant received his copy on December 20, 2002, and submitted nothing in reply. The case was received by the undersigned for resolution on January 24, 2002. The issue raised here is whether the Applicant's past criminal conduct militates against the granting of a security clearance.

FINDINGS OF FACT

The following Findings of Fact are based on Applicant's Answer to the SOR, and the File of Relevant Material. The Applicant is 46 years of age, and is employed by a defense contractor who seeks a security clearance on behalf of the Applicant. Guideline J - Criminal Conduct 1.a. In April of 1976, the Applicant was found guilty of two felonies, Transportation of Marijuana, and Possession of Marijuana for Sale (Government Exhibits (GXs) 4, 6 and 7). The underlying conduct for which he was found guilty occurred in November of 1975, when the Applicant was 19 years of age (GX 7 at page 1). He knowingly drove a car across the U.S./Mexican border with marijuana in its trunk (id). He explains, "I knew there would be Marijuana in the car trunk, and that it would be illegal, but I thought I would not get caught, and I did need the money" (ibid). As a result of his conviction, the Applicant was sentenced, in part, to four to five years in prison, all suspended (GX 4). 1.b. The facts admitted by the Applicant in subparagraph 1.a., above, brings this case within the purview of 10 U.S.C. 986, which disqualifies him from having a security clearance granted or renewed by the Department of Defense. In a meritorious case, however, the Secretary of Defense may authorized an exception to this prohibition (GX 5). Mitigation In his sworn statement, he Applicant avers he "was young," but offers little else in the way of mitigation.

POLICIES

Enclosure 2 and Section E.2.2. of the 1992 Directive set forth both policy factors, and conditions that could raise or mitigate a security concern; which must be given binding consideration in making security clearance determinations. The conditions should be followed in every case according to the pertinent criterion, however, the conditions are neither automatically determinative of the decision in any case, nor can they supersede the Administrative Judge's reliance on his own common sense. Because each security clearance case presents its own unique facts and circumstances, it should not be assumed that these conditions exhaust the realm of human experience, or apply equally in every case. Conditions most pertinent to evaluation of this case are: Criminal Conduct Condition that could raise a security concern: c. Conviction in a Federal or State court . . . of a crime and sentence to imprisonment for a term exceeding one year; Conditions that could mitigate security concerns: none. As set forth in the Directive, each clearance decision must be a fair and impartial common sense determination based upon consideration of all the relevant and material information and the pertinent criteria and adjudication policy in enclosure 2, including as appropriate: a. Nature, extent, and seriousness of the conduct, and surrounding circumstances. b. Frequency and recency of the conduct. c. Age and maturity of the applicant. d. Motivation of the applicant, and the extent to which the conduct was negligent, willful, voluntary, or undertaken with knowledge of the consequence involved. e. Absence or presence of rehabilitation. f. Probability that circumstances or conduct will continue or recur in the future." The Administrative Judge, however, can only draw those inferences or conclusions that have a reasonable and logical basis in the evidence of record. The Judge cannot draw inferences or conclusions based on evidence that are speculative or conjectural in nature. The Government must make out a case under Guideline J (criminal conduct); which establishes doubt about a person's judgment, reliability and trustworthiness. While a rational connection, or nexus, must be shown between an applicant's adverse conduct and his ability to effectively safeguard classified information, with respect to sufficiency of proof of a rational connection, objective or direct evidence is not required. Then, the Applicant must remove that doubt with substantial evidence in refutation, explanation, mitigation or extenuation, which demonstrates that the past adverse conduct is unlikely to be repeated, and that the Applicant presently qualifies for a security clearance. The Government must be able to place a high degree of confidence in a security clearance holder to abide by all security rules and regulations at all times and in all places. If an applicant has demonstrated a lack of respect for the law, there then exists the possibility that an applicant may demonstrate the same attitude towards security rules and regulations.

CONCLUSION

The Applicant was convicted for two felonious that occurred about 27 years ago. He was sentenced to four to five years in prison, which was suspended, but this sentence brings him within the purview of 10 U.S.C. 986, which does not cite the age of the conviction as a factor to be weighed. Pursuant to the provisions of the federal statute, Guideline J is found against the Applicant. Considering all the evidence, the Applicant has not rebutted the Government's case regarding his criminal conduct. The Applicant has thus not met the mitigating conditions of Guideline J, and of Section E.2.2. of the Directive. Accordingly, he has not met his ultimate burden of persuasion under Guideline J.

FORMAL FINDINGS

Formal Findings required by paragraph 25 of Enclosure 3 of the Directive are: Paragraph 1: AGAINST THE APPLICANT a. Against the Applicant. b. Against the Applicant. Factual support and reasons for the foregoing are set forth in FINDINGS OF FACT and CONCLUSIONS, supra.

DECISION

In light of the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant or continue a security clearance for the Applicant. I do not recommend further consideration of this case for a waiver of 10 U.S.C. 986. Richard A. Cefola Administrative Judge

FOOTNOTES

01-17917.h1 FOR GOVERNMENT Melvin A. Howry, Esquire, Department Counsel FOR APPLICANT Pro Se file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/01-17917.h1.html[7/2/2021 2:24:19 PM] 01-17917.h1