A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 03-06167.h1
DeniedDecided Jun 29, 2005 · Administrative Judge John Grattan Metz, Jr. · Hearing
Case headnote
Summary
The applicant, a 41-year-old computer technician, sought reinstatement of his security clearance after a history of personal conduct issues, specifically an incident in 1997 where he cut the brake lines of his pregnant paramour. The judge found that the applicant's past actions demonstrated poor judgment and unreliability, leading to a denial of his security clearance.
Why the applicant was denied
- The applicant admitted to serious past misconduct involving criminal behavior.
- The applicant failed to provide evidence of rehabilitation or mitigation of his past actions.
- The judge determined that the applicant's poor judgment and unreliability were inconsistent with the requirements for access to classified information.
Conditions referenced
Disqualifying
- E2.A5.1. Criminal conductraised
- E2.A5.2. Personal conductraised
Key rule quoted
“The government has a compelling interest in ensuring each Applicant possesses the requisite judgement, reliability, and trustworthiness of those who must protect national interests as their own.”
Procedural posture
- SOR issued
- August 23, 2004
- Answer filed
- August 30, 2004
- Hearing held
- January 12, 2005
- Decision date
- June 29, 2005
Cite for
- Disqualifying Conduct Under Guideline E Due to Criminal Behavior
- Failure to Demonstrate Rehabilitation or Mitigation
- Importance of Judgment and Reliability in Security Clearance Determinations
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From the decision
Facts this decision states, each with the sentence it comes from. Descriptive of the record, not an assessment.
- Years in Industry
- 3
- Prior Clearance
- held
- Bankruptcy
- none
Allegations under Guideline E
Reading the 2 per allegation rows needs a free account.
2 rows in this decision.
It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.
Descriptive standardized rendering of a decided public case. The verbatim source decision is below.
Full decision
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Decision text, by section
Appearances
DATE: June 29, 2005
In Re:
-----------------
SSN: -----------
Applicant for Security Clearance
ISCR Case No. 03-06167
DECISION OF ADMINISTRATIVE JUDGE
JOHN GRATTAN METZ, JR.
SYNOPSIS
Applicant's demonstrated poor judgement and unreliability disqualifies for a security clearance. Clearance denied.
Statement of Case
Applicant challenges the 23 August 2004 Defense Office of Hearings and Appeals (DOHA) Statement of Reasons (SOR) recommending denial or revocation of his clearance because of personal conduct. (1) Applicant answered the SOR on 30 August 2004 and requested a hearing. DOHA assigned the case to me 19 November 2004 and I convened a hearing on 12 January 2005. DOHA received the transcript on 21 January 2005.
Findings of Fact
Applicant admitted the Guideline E allegations; accordingly, I incorporate his admissions as findings of fact. He is a 41- year-old computer technician employed by a defense contractor since March 2002, seeking reinstatement of the clearance he held in the Army until approximately May 1998.
In August 1997, Applicant deliberately cut the automobile brake lines of his 8-months-pregnant paramour. (2) Applicant was quickly charged with adultery, destruction of private property (by cutting the brake lines), and aggravated assault (GE 3) and tried by general court-martial. Pursuant to a pre-trial agreement, Applicant pleaded to adultery and destruction of private property; the aggravated assault charge was dismissed. Applicant's pleas were provident, and he was found guilty by judge alone. Applicant elected to be sentenced by members (the military equivalent of a jury), but procedural irregularities ultimately caused Applicant to receive no sentence for his crimes. However, he did receive an other-than-honorable discharge in lieu of court-martial (GE 7).
Applicant cut his paramour's brake lines because he wanted her to leave him alone. He claims he only wanted to scare her, not hurt her. However, he acknowledged that he was concerned about his Army career and his security clearance if the Army found out about his adultery. At hearing, Applicant acknowledged his past poor judgment and pleaded the passage of time since his crime. He did not otherwise present evidence of extenuation, mitigation, or rehabilitation.
Policies
The Directive, Enclosure 2 lists adjudicative guidelines to be considered in evaluating an Applicant's suitability for access to classified information. Administrative Judges must assess both disqualifying and mitigating conditions under each adjudicative issue fairly raised by the facts and circumstances presented. Each decision must also reflect a fair and impartial common sense consideration of the factors listed in Section 6.3. of the Directive. The presence or absence of a disqualifying or mitigating condition is not determinative for or against Applicant. However, specific adjudicative guidelines should be followed whenever a case can be measured against them, as they represent policy guidance governing the grant or denial of access to classified information. Considering the SOR allegations and the evidence as a whole, the relevant, applicable, adjudicative guidelines are Guideline E (Personal Conduct).
BURDEN OF PROOF
Security clearance decisions resolve whether it is clearly consistent with the national interest to grant or continue an Applicant's security clearance. The government must prove, by something less than a preponderance of the evidence, controverted facts alleged in the SOR. If it does so, it establishes a prima facie case against access to classified information. Applicant must then refute, extenuate, or mitigate the government's case. Because no one has a right to a security clearance, the Applicant bears a heavy burden of persuasion.
Persons with access to classified information enter into a fiduciary relationship with the government based on trust and confidence. Therefore, the government has a compelling interest in ensuring each Applicant possesses the requisite judgement, reliability, and trustworthiness of those who must protect national interests as their own. The "clearly consistent with the national interest" standard compels resolution of any reasonable doubt about an Applicant's suitability for access in favor of the government. (3)
Conclusion
The Government established a Guideline E case and Applicant did not mitigate the security concerns. Although the crime occurred over seven years ago, Applicant's misconduct was egregious and demonstrates extraordinarily poor judgement and unreliability inconsistent with access to classified information. Only a technical error by the government kept Applicant from leaving the Army with a court-awarded bad conduct discharge. Applicant pleads the passage of time and a desire for a second chance as a basis for receiving his clearance, but neither substitutes for actual evidence of extenuation, mitigation, or rehabilitation, which Applicant failed to provide. I resolve Guideline E against Applicant.
Formal Findings
Paragraph 1. Guideline E: AGAINST THE APPLICANT
Subparagraph a: Against the Applicant
Subparagraph b: Against the Applicant
Decision
In light of all the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant or continue a security clearance for Applicant.
John G. Metz, Jr.
Administrative Judge
1. Required by Executive Order 10865 and Department of Defense Directive 5220.6, as amended (Directive). 2. Applicant and his paramour met at an office function in December 1996 and had a brief sexual affair between December 1996 and January 1997, when she discovered she was pregnant. However, paternity was an issue, as she was sexually active at that time with an ex-boyfriend. By August 1997, the paramour was pressing Applicant to participate in a paternity test, and he was resisting. The paramour's efforts to contact Applicant, lead to his wife's discovery of both the affair and the pregnancy. Ironically, the wife was also pregnant at the time.
3. See, Department of the Navy v. Egan, 484 U.S. 518 (1988).
Footnotes
03-06167.h1 FOR GOVERNMENT Nichole Ligon Noel, Esquire, Department Counsel FOR APPLICANT Pro Se file:///usr.osd.mil/...Computer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/03-06167.h1.html[6/24/2021 3:13:05 PM] 03-06167.h1