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ISCR Case 04-09370.h1 — CASE

ISCR Case 04-09370.h1granted

Case Headnote

ISCR Case No. 04-09370.h1

grantedOct 31, 2005· Hon. Darlene Lokey Anderson· hearing

Summary

A 50-year-old U.S. citizen, originally from Azerbaijan, was granted a security clearance despite concerns under Guideline B (Foreign Influence) related to family ties in Russia. The Statement of Reasons cited that the applicant has two brothers who are citizens and residents of Russia, and his wife has a sister who is also a citizen and resident of Russia.

However, the judge applied mitigating conditions, finding that the applicant's foreign family members are not agents of a foreign power and cannot be exploited. The applicant's contact with these family members was determined to be infrequent and casual.

Furthermore, the applicant demonstrated no financial ties to Russia and no intention to return there. These factors collectively mitigated the security concerns, leading to the clearance being granted.

Why the Applicant Prevailed

The applicant's foreign family members are not agents of a foreign power and cannot be exploited.
Contact with foreign family members is infrequent and casual.
The applicant has no financial ties or intentions to return to Russia.

Conditions Referenced

Mitigating

AG ¶ 1appliedMitigating Condition 1Immediate family members are not agents of a foreign power.
AG ¶ 3appliedMitigating Condition 3Contact with foreign citizens is casual and infrequent.

Key Rule Quoted

“The adjudicative process is an examination of a sufficient period of a person's life to make an affirmative determination that the person is eligible for a security clearance.”

Procedural Posture

SOR issuedJul 20, 2005
Answer filedAug 2, 2005Notarized on August 3, 2005
Hearing heldOct 4, 2005
Decision dateOct 31, 2005

Cite For

Mitigation of Foreign Influence Under Guideline B
Criteria for Evaluating Foreign Contacts
Importance of Infrequent Contact with Foreign Family Members

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline B (Foreign Influence) · descriptive summary of a decided case

Posture: Decision on RecordDecided: granted

The judge found that the applicant's foreign family ties do not raise a security concern and granted the security clearance. The applicant's limited contact with his brothers in Russia and their lack of affiliation with the Russian government were key factors in the decision.

U.S. ties the decision noted: Naturalized U.S. Citizen · U.S. Spouse or Partner · U.S. Children · U.S. Home or Property · U.S. Career or Business

¶	Allegation	Finding	Relationship	Country	Response	Disqualifying (¶7)	Mitigating applied (¶8)	Mitigation
1.a	The Applicant has two brothers who are citizens and residents of Russia.	For Applicant	Sibling in Foreign Country Immediate Family	Russia	Denied	—	(a) relationships such that a conflict between foreign and U.S. interests is unlikely (c) contact so casual and infrequent there is little likelihood of risk	Claimed Other
1.b	The Applicant's wife has a sister who is a citizen of and resides in Russia.	For Applicant	In Law in Foreign Country Extended Family	Russia	Denied	—	(a) relationships such that a conflict between foreign and U.S. interests is unlikely (c) contact so casual and infrequent there is little likelihood of risk	Claimed Other

Descriptive standardized rendering of a decided public case (Guideline B). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: October 31, 2005

In Re:

------------------------

SSN: -----------------

Applicant for Security Clearance

ISCR Case No. 04-09370

DECISION OF ADMINISTRATIVE JUDGE

DARLENE LOKEY ANDERSON

SYNOPSIS

Applicant's foreign family ties have been mitigated and do not raise a security concern. Clearance is granted.

STATEMENT OF CASE

On July 20, 2005, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865 (as amended), and Department of Defense Directive 5220.6 (Directive), dated January 2, 1992, issued a Statement of Reasons (SOR) to the Applicant, which detailed the reasons why DOHA could not make the preliminary affirmative finding under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for the Applicant and recommended referral to an Administrative Judge to determine whether a clearance should be denied or revoked.

The Applicant responded to the SOR in writing on August 2, 2005, notarized on August 3, 2005, and requested a hearing before a DOHA Administrative Judge. This case was assigned to the undersigned on September 7, 2005. A notice of hearing was issued on September 15, 2005, scheduling the hearing for October 4, 2005. At the hearing the Government presented four exhibits. The Applicant presented no exhibits but he testified on his own behalf. The official transcript (Tr.) was received on October 17, 2005.

FINDINGS OF FACT

The following Findings of Fact are based on Applicant's Answer to the SOR, the exhibits and the testimony. The Applicant is 50 years of age. He holds a Bachelors Degree in Electrical Engineering he obtained in Russia and two years of college in the United States. He is employed as a Electronics Test Technician for a defense contractor. He seeks a security clearance in connection with his employment in the defense industry.

Paragraph 1 (Guideline B - Foreign Influence). The Government alleges in this paragraph that the Applicant is ineligible for clearance because he has foreign contacts that could create the potential for foreign influence that could result in the compromise of classified information.

The Applicant was born in Azerbaijan in 1955. At that time, Azerbaijan was part of the Soviet Union. His wife was also born there. In 1987, during a conflict in Nagorno-Karabakh, the Applicant escaped Azerbaijan and went to Russia. He lived in Russia for three years before he came to the United States. In May 1992, the Applicant, his wife and his son came to the United States in search of a better way of life. In April 2001, they all became United States citizens.

The Applicant's parents and his sister are United States citizens and reside in the United States. The Applicant has two brothers who are citizens and residents of Russia. One of his brothers is a bus driver for public transportation, the other is a welder. Neither brother has ever been a member of the communist party or any other Russian party, or affiliated with the Russian government in any way. The Applicant's wife has a sister who is a citizen of and resides in Russia. Her husband is retired due to health problems.

The Applicant has occasional contact with his brothers in Russia by telephone when they call to talk with his parents. The Applicant has not seen his brothers since 1989, and has no intentions of ever returning to Russia. The Applicant has now renounced his Russian citizenship and is very proud to be a United States citizen.

The Applicant has never voted in Russia, has no financial assets in Russia, and never plans to return to Russia. The Applicant owns a condominium in the United States.

POLICIES

Security clearance decisions are not made in a vacuum. Accordingly, the Department of Defense, in Enclosure 2 of the 1992 Directive sets forth policy factors and conditions that could raise or mitigate a security concern; which must be given binding consideration in making security clearance determinations. These factors should be followed in every case according to the pertinent criterion. However, the conditions are neither automatically determinative of the decision in any case, nor can they supersede the Administrative Judge's reliance on her own common sense. Because each security clearance case presents its own unique facts and circumstances, it cannot be assumed that these factors exhaust the realm of human experience, or apply equally in every case. Based on the Findings of Fact set forth above, the factors most applicable to the evaluation of this case are:

Foreign Influence

A security risk may exist when an individual's immediate family, including cohabitants, and other persons to whom he or she may be bound by affection, influence, or obligation are: (1) not citizens of the United States or (2) may be subject to duress. These situations could create the potential for foreign influence that could result in the compromise of classified information. Contacts with citizens of other countries are also relevant to security determinations if they make an individual potentially vulnerable to coercion, exploitation, or pressure.

Condition that could raise a security concern:

1. An immediate family member, or a person to whom the individual has close ties of affection or obligation, is a citizen of, or resident or present in, a foreign country;

Conditions that could mitigate security concerns:

1. A determination that immediate family member(s), spouse, father, mother, sons daughters, brothers, sisters), cohabitant, or associates(s) in questions are not agents of a foreign power or in a position to be exploited by a foreign power in a way that could force the individual to choose between loyalty to the person(s) and the United States;

3. Contact and correspondence with foreign citizens are casual and infrequent.

In addition, as set forth in Enclosure 2 of the Directive at pages 16-17, in evaluating the relevance of an individual's conduct, the Administrative Judge should consider the following general factors: a. The nature and seriousness of the conduct and surrounding circumstances

b. The circumstances surrounding the conduct, to include knowledgeable participation

c. The frequency and recency of the conduct

d. The individual's age and maturity at the time of the conduct

e. The voluntariness of participation

f. The presence or absence of rehabilitation and other pertinent behavior changes

g. The motivation for the conduct

h. The potential for pressure, coercion, exploitation or duress

i. The likelihood of continuation or recurrence.

The eligibility criteria established in the DoD Directive identify personal characteristics and conduct which are reasonably related to the ultimate question, posed in Section 2 of Executive Order 10865, of whether it is "clearly consistent with the national interest" to grant an Applicant's request for access to classified information.

The DoD Directive states, "The adjudicative process is an examination of a sufficient period of a person's life to make an affirmative determination that the person is eligible for a security clearance. Eligibility for access to classified information is predicted upon the individual meeting these personnel security guidelines. The adjudicative process is the careful weighing of a number of variables known as the whole person concept. Available, reliable information about the person, past and present, favorable and unfavorable should be considered in reaching a determination. The Administrative Judge can draw only those inferences or conclusions that have reasonable and logical basis in the evidence of record. The Judge cannot draw inferences or conclusions based on evidence which is speculative or conjectural in nature. Finally, as emphasized by President Eisenhower in Executive Order 10865, "Any determination under this order . . . shall be a determination in terms of the national interest and shall in no sense be a determination as to the loyalty of the Applicant concerned."

The Government must make out a case under Guideline B (Foreign Influence) that establishes doubt about a person's judgment, reliability and trustworthiness. While a rational connection, or nexus, must be shown between Applicant's adverse conduct and her ability to effectively safeguard classified information, with respect to sufficiency of proof of a rational connection, objective or direct evidence is not required.

Then, the Applicant must remove that doubt with substantial evidence in refutation, explanation, mitigation or extenuation, which demonstrates that the past adverse conduct, is unlikely to be repeated, and that the Applicant presently qualifies for a security clearance.

An individual who demonstrates a foreign preference and has foreign connections may be prone to provide information or make decisions that are harmful to the interests of the United States. The Government must be able to place a high degree of confidence in a security clearance holder to abide by all security rules and regulations, at all times and in all places.

CONCLUSION

Having considered the evidence in light of the appropriate legal standards and factors, and having assessed the Applicant's credibility based on the record, this Administrative Judge concludes that the Government has established its case as to all allegations in the SOR, and that Applicant's foreign influence has a direct and negative impact on his suitability for access to classified information.

The Applicant is a United States citizen. His wife and son are United States citizens. His parents are United States citizens. The only family he has left in Russia are two brothers that he has not seen since 1989. He has limited contact with them by telephone when they call to talk with his parents. None of the Applicant's family members in Russia have ever been affiliated with, employed for, or agents of, the Russian Government or members of the Communist Party. Therefore, mitigating condition 1 applies, A determination that immediate family member(s), spouse, father, mother, sons daughters, brothers, sisters), cohabitant, or associates(s) in questions are not agents of a foreign power or in a position to be exploited by a foreign power in a way that could force the individual to choose between loyalty to the person(s) and the United States.

In addition, the Applicant's contact with his family in Russia is limited and very infrequent. Mitigating condition 3 also applies, Contact and correspondence with foreign citizens are casual and infrequent. The Applicant has assets in the United States and none in Russia. Other than his two brothers and his wife's sister, the Applicant and his wife have, for the most part, no ties with Russia. The Applicant credibly testified that there is no situation that could ever occur that would force him to reveal classified information to any unauthorized individual no matter what their relationship to the Applicant. He has no foreign ties or contacts that could potentially influence him. Therefore, I find that there is no situation that could create the potential for foreign influence that could result in his compromise of classified information. Accordingly, the Applicant's request for a security clearance must be granted under Guideline B.

Considering all the evidence, the Applicant has met the mitigating conditions of Guideline B of the adjudicative guidelines set forth in Enclosure 2 of the Directive. Accordingly, he has met his ultimate burden of persuasion under Guideline B.

FORMAL FINDINGS

Formal Findings For or Against the Applicant on the allegations in the SOR, as required by Paragraph 25 of Enclosure 3 of the Directive are:

Paragraph 1: For the Applicant.

Subparas. 1.a.: For the Applicant

1.b.: For the Applicant

DECISION

In light of the circumstances presented by the record in this case, it is clearly consistent with the national interests to grant or continue a security clearance for the Applicant.

Darlene Lokey Anderson

Administrative Judge

FOOTNOTES

04-09370.h1 FOR GOVERNMENT Edward W. Loughran, Department Counsel FOR APPLICANT Pro Se file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/04-09370.h1.html[7/2/2021 3:36:28 PM] 04-09370.h1