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ISCR Case 97-0072.h1 — CASE

ISCR Case 97-0072.h1denied

Case Headnote

ISCR Case No. 97-0072.h1

deniedJun 16, 1997· Hon. John Grattan Metz, Jr.· hearing

Summary

A 39-year-old defense contractor employee was denied a security clearance under Guidelines E (Personal Conduct) and H (Drug Involvement) due to a twenty-year history of drug abuse and falsification of information. The applicant's drug history included marijuana use, and a 1987 drug charge plea did not definitively establish ownership of the marijuana.

Key concerns included the applicant's long-term drug use, which raised doubts about his reliability and trustworthiness. Furthermore, the applicant falsified his Personnel Security Questionnaire by omitting his drug use history, significantly undermining his credibility.

The denial was also based on the applicant's stated intent to continue using marijuana at the same rate, which is inconsistent with security clearance standards. These factors collectively led to the judge's finding that the applicant's lack of credibility and extensive drug history rendered him unsuitable for access to classified information.

Why the Applicant Was Denied

The applicant had a twenty-year history of drug abuse, raising serious doubts about his fitness for access to classified information.
The applicant falsified a Personnel Security Questionnaire by omitting his drug use history, undermining his credibility.
The applicant expressed an intent to continue using marijuana, which is inconsistent with the standards for security clearance.

Conditions Referenced

Disqualifying

H1raisedDrug Abuse
E2raisedFalsification of Information

Key Rule Quoted

“"the clearly consistent standard indicates that security-clearance determinations should err, if they must, on the side of denials."”
— Department of the Navy v. Egan, 484 U.S. 518, 531 (1988)

Procedural Posture

SOR issuedFeb 12, 1997
Answer filedMar 3, 1997
Hearing heldJun 16, 1997
Decision dateJun 16, 1997

Cite For

Disqualifying Conditions Related to Drug Abuse Under Guideline H
Falsification of Information as a Disqualifying Condition Under Guideline E
Credibility Issues Arising From Inconsistent Statements Regarding Drug Use History

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline E (Personal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on several personal conduct allegations, including the deliberate falsification of a Personnel Security Questionnaire regarding drug use. The applicant admitted to withholding information due to fear of repercussions from his employer. The judge concluded that the applicant's conduct raised significant concerns about his trustworthiness and reliability.

¶	Allegation	Finding	Conduct	Concealed Issue	Response	Disqualifying (¶16)	Mitigating applied (¶17)	Mitigation
2.a–2.d	4 sub-charges — specific text not stated in this decision (2 against, 2 for the applicant).	Mixed		—		—	—	—

Descriptive standardized rendering of a decided public case (Guideline E). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline H (Drug Involvement) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on two allegations of drug involvement, citing a long history of marijuana use and a lack of credibility regarding future use. However, the judge found in favor of the applicant on one allegation related to a past marijuana possession charge. Overall, the applicant's drug history raised significant concerns about his suitability for a security clearance, leading to a denial of the application.

¶	Allegation	Finding	Substance / event	Use level	Response	Disqualifying (¶25)	Mitigating applied (¶26)	Mitigation
1.a	Applicant has a twenty year history of drug abuse, including marijuana use.	Against Applicant	Marijuana	Regular	Admitted	—	—	—
1.b	Applicant's plea to the drug charge in 1987 fails to establish that the marijuana belonged to Applicant.	For Applicant	Marijuana	Not Applicable	Admitted	—	—	—
1.c	Applicant stated an intent to continue to use marijuana at the same rate in the future.	Against Applicant	Stated Intent to Use Again	Not Applicable	Denied	—	—	—

Descriptive standardized rendering of a decided public case (Guideline H). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: June 16, 1997 __________________________________________

In Re: Applicant for Security Clearance __________________________________________ ISCR OSD Case No. 97-0072 DECISION OF ADMINISTRATIVE JUDGE JOHN G. METZ, JR.

FOR THE GOVERNMENT

Michael H. Leonard, Esquire Department Counsel FOR THE APPLICANT

Pro Se

STATEMENT OF CASE

On 12 February 1997, the Defense Office of Hearings and Appeals (DOHA) issued a Statement of Reasons (SOR) to Applicant, stating that DOHA could not make the preliminary affirmative finding(1) that it is clearly consistent with the national interest to grant or continue a security clearance for Applicant. On 3 March 1997, Applicant answered the SOR and requested an administrative decision on the record. Applicant did not respond to the Government's File of Relevant Material (FORM)--issued 25 March 1997; the record in this case closed 4 May 1997, the day the response was due at DOHA. The case was assigned to me on 2 June 1997. I received the case on 16 June 1997 to determine whether clearance should be granted, continued, denied or revoked.

The SOR is attached to this Decision and incorporated by reference.

FINDINGS OF FACT

Applicant admitted the factual allegations of the SOR, except for denying any intent to use marijuana in the future (subparagraph 1.c.), and denying the conclusory allegations of paragraphs 1. and 2; accordingly, I incorporate the admissions as findings of fact. Applicant--a 39-year old employee of a defense contractor--seeks access to classified information. On 5 February 1995, Applicant falsified a Personnel Security Questionnaire (PSQ)(DD Form 398)(Item 4) when he answered "no" to questions designed to elicit his drug abuse history.(2) During a subject interview on 17 July 1996, Applicant repeated his denials of any drug involvement, although he did explain the marijuana possession charge on the 1987 DWI (Item 5, 6).(3) On 6 November 1996 (Item 7), Applicant acknowledged that he had not correctly reported his use of marijuana: Applicant first used marijuana at age 18 (1976) and until age 28 (1986) used marijuana an average of once or twice monthly. Since 1986, Applicant has used marijuana approximately twice yearly, most recently in August 1996.(4) He stated an intent to continue to use marijuana at the same rate in the future. In his Answer (Item 3), Applicant now claims that he used marijuana twice yearly--vice monthly--from 1976 to 1987, and only three times between 1987 and August 1996. He admits withholding information because of fear his company would find out.

POLICIES

Enclosure 2 of the Directive sets forth adjudicative guidelines to be considered in evaluating an individual's security eligibility. The Administrative Judge must take into account the conditions raising or mitigating security concerns in each area applicable to the facts and circumstances presented. Each adjudicative decision must also assess the factors listed in Section F.3. and in Enclosure (2) of the Directive. Although the presence or absence of a particular condition for or against clearance is not determinative, the specific adjudicative guidelines should be followed whenever a case can be measured against this policy guidance, as the guidelines reflect consideration of those factors of seriousness, recency, motivation, etc. Considering the evidence as a whole, the following adjudication policy factors are most pertinent to this case: DRUG INVOLVEMENT (CRITERION H)

Improper or illegal involvement with drugs raises questions regarding an individual's willingness or ability to protect classified information. Drug abuse or dependence may impair social or occupational functioning, increasing the risk of an unauthorized disclosure of classified information. Conditions that could raise a security concern and may be disqualifying include: (1) any drug abuse; (3) . . . Current drug involvement, or an expressed intent not to discontinue use, will normally result in an unfavorable determination. Conditions that could mitigate security concerns include: (1) the drug involvement was not recent; (2) the drug involvement was an isolated or infrequent event; PERSONAL CONDUCT (CRITERION E)

Conduct involving questionable judgment, untrustworthiness, unreliability, or unwillingness to comply with rules and regulations could indicate that the person may not properly safeguard classified information. Conditions that could raise a security concern and may be disqualifying include: (2) deliberate omission, concealment, or falsification of relevant and material facts from any personnel security questionnaire, personal history statement, or similar form used to conduct investigations, . . . [or] determine security clearance eligibility or trustworthiness. . .; (3) deliberately providing false or misleading information concerning relevant and material matters to an investigator, . . . in connection with a personnel security or trustworthiness determination; Conditions that could mitigate security concerns include: None. Burden of Proof Initially, the Government must prove controverted facts alleged in the Statement of Reasons. If the Government meets that burden, the burden of persuasion then shifts to the applicant to establish his security suitability through evidence of refutation, extenuation or mitigation sufficient to demonstrate that, despite the existence of disqualifying conduct, it is nevertheless clearly consistent with the national interest to grant or continue the security clearance. A person who seeks access to classified information enters into a fiduciary relationship with the Government predicated upon trust and confidence. Where facts proven by the Government raise doubts about an applicant's judgment, reliability or trustworthiness, the applicant has a heavy burden of persuasion to demonstrate that he or she is nonetheless security worthy. As noted by the United States Supreme Court in Department of the Navy v. Egan, 484 U.S. 518, 531 (1988), "the clearly consistent standard indicates that security-clearance determinations should err, if they must, on the side of denials."

CONCLUSION

The Government has established its case under criterion H. Applicant's twenty year history of drug abuse--in apparent disregard of the illegality of that drug abuse--raises serious doubts about his fitness for access to classified information. His Answer attempts to drastically revise his marijuana abuse history and greatly undercuts his credibility, both about the extent of his drug use and his now-stated intent to refrain from drug use in the future. Given the circumstances of his drug abuse over the years, I conclude Applicant is likely to use marijuana at social functions in the future. However, Applicant's plea to the drug charge in 1987 fails to establish that the marijuana belonged to Applicant, and I find paragraph 1.b. for Applicant. The balance of criterion H. I find against Applicant. The Government has established its case under Criteria E. The information sought by the Government on the PSQ and during the subject interview was relevant and material to the Government's investigation of the Applicant's fitness for access to classified information, and the Applicant knowingly and wilfully falsified that information. The Applicant's failure to fully disclose his drug abuse history until he was confronted with a second DIS interview suggests that he cannot be relied upon to speak the truth if the truth presents possible adverse consequences for his own interests. He knew the answers he provided were false; and indeed he knew the answers had to be false for him to get what he wanted--a security clearance. At no time before the second interview did Applicant make any effort to fully disclose his drug abuse history, much less a prompt, good faith effort. I find criterion E. against the Applicant.(5)

FORMAL FINDINGS

Paragraph 1. Criterion H: AGAINST THE APPLICANT Subparagraph a: Against the Applicant

Subparagraph b: For the Applicant Subparagraph c: Against the Applicant Paragraph 2. Criterion E: AGAINST THE APPLICANT Subparagraph a: For the Applicant Subparagraph b: Against the Applicant Subparagraph c: Against the Applicant Subparagraph d: For the Applicant

DECISION

In light of all the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant or continue a security clearance for Applicant. John G. Metz, Jr. Administrative Judge

1. Required by Executive Order 10865, as amended and Department of Defense Directive 5220.6, dated January 2, 1992--and amended by Change 3 dated 16 February 1996 (Directive). 2. Although he also failed to disclose a 25 July 1981 DWI arrest and failed to disclose that his 17 May 1987 DWI arrest also involved marijuana possession charges, I find that neither omission is disqualifying under the Directive. The omission of the July 1981 DWI is consistent with Applicant's stated--but mistaken--belief that the Government only wanted arrests within the last ten years. Further, while he may have deliberately failed to disclose the drug connection to the May 1987 DWI arrest, that omission could not--as a matter of fact--affect the course of the Government's investigation. Applicant correctly, if not completely, disclosed the date, location, and nature of the offense. That disclosure was enough to ensure that the Government would discover whatever information was available to be discovered about that offense. 3. Applicant steadfastly maintains that the marijuana belonged to the passenger in Applicant's car; Applicant's plea to "operating with drugs in a motor vehicle" is not inconsistent with this claim. 4. Although Applicant admits misleading the DIS agent during this interview (Answer, 2.d.), his sworn statement (Item 7) contains no corroboration of this statement. 5. I find paragraph 2.a.(1) for Applicant because Applicant identified the pertinent details of the 1987 arrest which permitted DIS to investigate; Applicant's omission of the drug charge could not have affected DIS' action. I find paragraph 2.a.(2) for Applicant because Applicant mistakenly believed that DIS wanted only information from the last 10 years. I find paragraph 2.d. for Applicant because the Government's evidence does not conclusively establish either the fact of the misrepresentation (Applicant's statement conflicts with his answer) or that Applicant intended to mislead the agent (Applicant's answer states he had difficulty remembering his last marijuana use; Agent did not consider the discrepancy--if any--worth recording in the sworn statement.).

FOOTNOTES

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