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Department of Energy · Office of Hearings and AppealsPSH-25-0102
A personnel-security hearing decision under 10 CFR Part 710. The individual is not named in the decision. Descriptive of the published record, never a prediction.
ResultFavorable to the individual (“should be restored”)
Administrative JudgeNoorassa A. Rahimzadeh
Decision issued2025-09-25
Filed2025-04-09
Concerns (guidelines)Alcohol (G), Criminal conduct (J)
RepresentationRepresented by counsel or a representative
A favorable Energy Department decision can still be appealed by the agency, so it is what the judge decided rather than necessarily the settled outcome.
Read the full decision
*The original of this document contains information which is subject to withholding from disclosure under 5 U.S. C. § 552. Such material has been deleted from this copy and replaced with XXXXXX’s. United States Department of Energy Office of Hearings and Appeals In the Matter of: Personnel Security Hearing ) ) Filing Date: April 9, 2025 ) Case No.: PSH-25-0102 ) __________________________________________) Issued: September 25, 2025 ___________________________ Administrative Judge Decision ___________________________ Noorassa A. Rahimzadeh, Administrative Judge: This Decision concerns the eligibility of XXXXXXXX (the Individual) to hold an access authorization under the United States Department of Energy’s (DOE) regulations, set forth at 10 C.F.R. Part 710, “Procedures for Determining Eligibility for Access to Classified Matter and Special Nuclear Material or Eligibility to Hold a Sensitive Position.”1 As discussed below, after carefully considering the record before me in light of the relevant regulations and the National Security Adjudicative Guidelines for Determining Eligibility for Access to Classified Information or Eligibility to Hold a Sensitive Position (June 8, 2017) (Adjudicative Guidelines), I conclude that the Individual’s access authorization should be restored. I. Background As part of the access authorization application process, the Individual completed and submitted a Questionnaire for National Security Positions (QNSP) in July 2020. Exhibit (Ex.) 12.2 She subsequently received her access authorization and completed another QNSP in September 2023 for the purpose of a reinvestigation. Ex. 11. The Individual disclosed a number of criminal charges in the aforementioned QNSPs. She provided that in September 1997, she was charged with Driving While Intoxicated (DWI), for which she was convicted. Ex. 11 at 108–09. The Individual was placed on probation as a result. Id. at 109. The Individual was also charged with Aggravated Driving While Intoxicated (ADWI) in March 2000, which was dismissed. Id. The Individual underwent an Enhanced Subject Interview (ESI) following the submission of the 2020 QNSP in August 2020. Ex. 12 at 220. The Individual told the investigator who conducted the ESI that she was arrested and charged with Misdemeanor DWI in 2005 and was ultimately 1 The regulations define access authorization as “an administrative determination that an individual is eligible for access to classified matter or is eligible for access to, or control over, special nuclear material.” 10 C.F.R. § 710.5(a). This Decision will refer to such authorization as access authorization or security clearance. 2 The exhibits submitted by DOE were Bates numbered in the upper right corner of each page. This Decision will refer to the Bates numbering when citing to exhibits submitted by DOE. 2 found guilty of the charge. Id. at 224. The Individual was subsequently placed on probation, had an Interlock device placed in her car, and had her license revoked for a period of time. Id. The Individual also told the investigator that she was placed on probation following a DWI charge in July 2014, which resulted in the installation of an Interlock device in her car. Id. at 223. She was also ordered to attend counseling for her alcohol use, and accordingly, she saw a therapist for one-on-one meetings for approximately three months in 2015. Id. She told the investigator that she “successfully completed the program.” Id. The Individual disclosed in her 2023 QNSP that in May 2016, she “was charged for not leaving” a casino “when asked [to] by tribal police.” Ex. 11 at 110; Ex. 12 at 201. She indicated that she “got into an argument” after checking into a suite. Ex. 12 at 201. She was, as a result, asked to leave, but refused to until such time as she received reimbursement for the cost of the suite. Id. She was provided with “several warning[s,]” but as she was intoxicated, she failed to heed the warnings to leave, resulting in her arrest. Id. She was charged with Criminal Trespass. Ex. 11 at 110. The investigator confronted the Individual with a May 2016 Battery charge during the ESI. Ex. 12 at 225. She told the investigator that she had been out drinking on a Monday morning with a friend, consumed six to eight drinks, and then returned to the office where she worked, whereupon the Individual and her friend engaged in an argument. Id. The Individual told her friend to leave, and her friend called law enforcement, alleging that the Individual had slapped her. Id. The Individual denied the alleged slap, and the matter was ultimately dismissed. Id.; Ex. 9 at 44. She also indicated in her QNSPs that in February 2017, she had been charged with Misdemeanor Battery Against a Household member after she “had been drinking and had a fight” with her roommate at the time. Ex. 11 at 106, 115. In early August 2024, the Individual reported to DOE that in mid-July 2024 she had been issued a Criminal Complaint and Summons for Battery. Ex. 6 at 26–27. As a result, the Local Security Office (LSO) asked the Individual to complete a Letter of Interrogatory (LOI), which she signed and submitted in September 2024. Ex. 8. The Individual completed a second LOI later the same month in which she answered questions pertaining to her alcohol consumption. Ex. 7. The LSO subsequently asked the Individual to see a DOE-consultant psychologist (DOE Psychologist) for a psychological evaluation in October 2024, for which the Individual also submitted to a phosphatidylethanol (PEth) test.3 Ex. 9. The DOE Psychologist issued a report (the Report) of his findings later in the same month. Id. In the Report, the DOE Psychologist concluded that pursuant to the Diagnostic and Statistical Manual of Mental Disorders–Fifth Edition, Text Revision, the Individual suffers from Alcohol Use Disorder (AUD), Severe, without adequate evidence of rehabilitation or reformation. Id. at 58. 3 “PEth is not a normal body metabolite” and only “accumulates when ethanol binds to the red blood cell membrane.” Ex. 9 at 60. PEth tests “detect[] any significant alcohol use over the past three to four weeks.” Id. at 47. 3 The LSO began the present administrative review proceeding by issuing a letter (Notification Letter) to the Individual in which it notified her that it possessed reliable information that created a substantial doubt regarding her continued eligibility for access authorization. In a Summary of Security Concerns (SSC) attached to the Notification Letter, the LSO explained that the derogatory information raised security concerns under Guidelines G (Alcohol Consumption) and J (Criminal Conduct) of the Adjudicative Guidelines. Ex. 1. The Notification Letter informed the Individual that she was entitled to a hearing before an Administrative Judge to resolve the substantial doubt regarding her eligibility to hold a security clearance. See 10 C.F.R. § 710.21. The Individual requested a hearing, and the LSO forwarded the Individual’s request to the Office of Hearings and Appeals (OHA). The Director of OHA appointed me as Administrative Judge in this matter. At the hearing I convened pursuant to 10 C.F.R. § 710.25(d), (e), and (g), the Individual testified on her own behalf and presented the testimony of her supervisor, her counselor from an intensive outpatient treatment program (IOP), her friend, her Alcoholics Anonymous (AA) Sponsor, and her stepfather. See Transcript of Hearing, OHA Case No. PSH-25-0102 (Tr.). The Individual also submitted thirteen exhibits, marked Exhibits A through M. The DOE Counsel submitted twelve exhibits marked as Exhibits 1 through 12 and presented the testimony of the DOE Psychologist. II. Notification Letter Guideline G Under Guideline G, “[e]xcessive alcohol consumption often leads to the exercise of questionable judgment or the failure to control impulses, and can raise questions about an individual’s reliability and trustworthiness.” Adjudicative Guidelines at ¶ 21. Among those conditions set forth in the Adjudicative Guidelines that could raise a disqualifying security concern are “alcohol-related incidents away from work, such as driving while under the influence[,]” and “diagnosis by a duly qualified medical or mental health professional . . . of alcohol use disorder.” Id. at ¶ 22(a), (d). Under Guideline G, the LSO alleged that: 1. In October 2024, the DOE Psychologist diagnosed the Individual with AUD, Severe, without adequate evidence of rehabilitation or reformation.4 Ex. 1 at 5. 2. In July 2024, the Individual was charged with Battery “after she was accused of hitting her son’s girlfriend during an altercation[.]” Id. She consumed “four to five, [twelve-ounce]” alcoholic seltzer drinks prior to the physical altercation. Id. 4 In support of this allegation, the LSO also alleged that the Individual admitted to the DOE Psychologist that she “has an alcohol problem.” Ex. 1 at 5. The LSO further alleged that the Individual’s PEth test result, which was positive at 428 ng/mL, was indicative of alcohol consumption “in the range of [four] to [twelve] drinks, most days of the week[.]” Id. According to the DOE Psychologist, this level of alcohol consumption would suggest “chronic heavy drinking and episodic consumption well into the binge range.” Id. I find that the alleged facts, while supporting the DOE Psychologist’s diagnosis, are insufficient to establish a security concern based on habitual or binge consumption to the point of impaired judgment. 4 3. In February 2017, the Individual was accused of striking her roommate while in a state of intoxication. Id. 4. In May 2016, the Individual was charged with Battery “after she was accused of hitting her friend during an altercation.” Id. The Individual had consumed approximately “six to eight alcoholic drinks prior to the incident.” Id. 5. In May 2016, the Individual, in an intoxicated state, “got into an altercation with casino staff and refused to leave the casino[,]” resulting in an arrest and charge of Criminal Trespass. Id. 6. In July 2014, the Individual was arrested and charged with Failure to Maintain Traffic Lane and ADWI .16 or more. Id. at 6. 7. In April 2005, the Individual was arrested and charged with Speeding and Driving Under the Influence First Offence/DWI after consuming alcohol. Id. 8. In March 2000, the Individual was arrested and charged with ADWI, after she consumed alcohol. Id. 9. In September 1997, the Individual was arrested and charged with DWI after consuming alcohol. Id. The LSO’s invocation of Guideline G is justified. Guideline J Guideline J states that “[c]riminal activity creates doubt about a person’s judgment, reliability, and trustworthiness” and that, “[b]y its very nature, it calls into question a person’s ability or willingness to comply with laws, rules, and regulations.” Adjudicative Guidelines at ¶ 30. Conditions that could raise a security concern under Guideline J include “[e]vidence . . . of criminal conduct, regardless of whether the individual was formally charged, prosecuted, or convicted[.]” Id. at ¶ 31(b). Under Guideline J, the LSO realleged paragraphs two through six above. Ex. 1 at 6. The LSO’s invocation of Guideline J is justified. III. Regulatory Standards A DOE administrative review proceeding under Part 710 requires me, as the Administrative Judge, to issue a decision that reflects my comprehensive, common-sense judgment, made after consideration of all the relevant evidence, favorable and unfavorable, as to whether the granting or continuation of a person’s access authorization will not endanger the common defense and security and is clearly consistent with the national interest. 10 C.F.R. § 710.7(a). The regulatory standard implies that there is a presumption against granting or restoring a security clearance. See Department of Navy v. Egan, 484 U.S. 518, 531 (1988) (“clearly consistent with the national interest” standard for granting security clearances indicates “that security determinations should 5 err, if they must, on the side of denials”); Dorfmont v. Brown, 913 F.2d 1399, 1403 (9th Cir. 1990) (strong presumption against the issuance of a security clearance). The individual must come forward at the hearing with evidence to convince the DOE that granting or restoring access authorization “will not endanger the common defense and security and will be clearly consistent with the national interest.” 10 C.F.R. § 710.27(d). The individual is afforded a full opportunity to present evidence supporting his eligibility for an access authorization. The Part 710 regulations are drafted so as to permit the introduction of a very broad range of evidence at personnel security hearings. Even appropriate hearsay evidence may be admitted. Id. § 710.26(h). Hence, an individual is afforded the utmost latitude in the presentation of evidence to mitigate the security concerns at issue. IV. Findings of Fact and Hearing Testimony Following her 2005 DWI, the Individual participated in an IOP in 2007 and remained abstinent from alcohol until 2011. Ex. 9 at 44; Tr. at 82, 93–95. The Individual testified that she entered the IOP because she wanted to get her alcohol consumption “under control.”5 Tr. at 93. The IOP “met three nights a week, four hours a night, for eight weeks.” Ex. 9 at 44. The Individual also began attending AA meetings during this time and continued to attend those meetings “intermittently” until 2017. Id. The Individual began consuming alcohol again to cope with the trauma of a tragic accident in 2011. Id. She was drinking alcohol to excess at this time, which ultimately resulted in the 2014 ADWI charge. Id. She was ordered to complete probation, which included “random alcohol testing” and counseling. Id. She received counseling for approximately two months “and successfully completed the program.” Id. Following treatment, the Individual began to experience personal stressors, which caused her to consume “approximately [ten] drinks most days and engage in this pattern of consumption for several months.” Id. She was consuming alcohol to intoxication on a daily basis between the years 2016 and 2017. Id. The Individual decided to stop consuming alcohol in December 2018, and she remained abstinent from alcohol from December 2018 to approximately June 2024, with “a short relapse in December 2023” when she “drank over the holidays.” Ex. 7 at 31; Ex. 9 at 25. The Individual indicated that she “had a setback with [her] drinking after [her] son moved back in with [her.]” Ex. 8 at 38. She estimated the setback began in June 2024, when her son’s girlfriend began “create[ing] chaos” in her home. Ex. 7 at 30. Regarding the precipitating July 2024 incident, the Individual indicated that on the day of the incident, her son, who lived with her, brought his girlfriend to her home “uninvited.”6 Ex. 6 at 27; Ex. 8 at 36. They approached the Individual while she was sitting alone on her back porch, and her son’s girlfriend began discussing matters that the Individual felt were inappropriate. Ex. 8 at 36. At some point, there was a verbal exchange and the Individual “became upset” and asked her son’s girlfriend to leave. Id.; Ex. 6 at 27; Tr. at 90. The Individual “escorted” her son and his girlfriend out of her home, and “[a]bout twenty minutes later[,] police” responded 5 The Individual was under the assumption that the IOP was going to “fix” her. Tr. at 93–94. She thought that she could “manage” or “control” her drinking. Id. at 94. When she completed the IOP, she was under the believe that she “[was not] going to have a problem with [alcohol] anymore.” Id. at 95. 6 The Individual explained in the first September LOI and during the hearing that her son’s girlfriend was not permitted to visit her home, a condition to which her son agreed. Ex. 8 at 36; Tr. at 87, 89. 6 to her home.7 Ex. 6 at 27; Tr. at 90. She was questioned by police as to what transpired, and after she answered their questions, the police departed from her home. Ex. 6 at 27; Tr. at 90–91. She “was not issued any citation and was not arrested[,]” but did find a Criminal Summons in her mailbox in late July 2024, indicating that she was to “appear in court” at the end of August 2024.8 Ex. 6 at 27; Tr. at 91. The Individual admitted that she had consumed “about four or five” twelve- ounce alcoholic seltzers over the span of three hours on the day of the incident. Ex. 8 at 36. Although she admitted to consuming alcohol on the day of the incident, she stated in her second LOI that “in [her] opinion[,]” alcohol was not a contributing factor to the incident. Ex. 7 at 30. The Individual told the DOE Psychologist during the October 8, 2024, psychological evaluation that she had last consumed alcohol in early October 2024, and that she had “consumed alcohol every night the last week of September[.]” Ex. 9 at 45. As indicated above, the Individual submitted to a PEth test in conjunction with the psychological evaluation, the result of which was 428 ng/mL. Ex. 9 at 47. The DOE Psychologist diagnosed the Individual with AUD, Severe, with no adequate evidence of rehabilitation or reformation. Id. at 48. In order to show adequate evidence of rehabilitation or reformation, the DOE Psychologist indicated that the Individual should remain abstinent from alcohol for at least one year, attend AA or a similar-type group meetings twice a week, and engage a sponsor. Id. at 48. The DOE Psychologist also recommended that the Individual enroll in and attend a residential treatment program to last twenty-eight days, or an IOP that consisted of “nine hours of treatment per week” for eight to twelve weeks. Id. Upon the completion of treatment, the DOE Psychologist further recommended that the Individual should also participate in aftercare that has either a group or one- on-one treatment component with a “certified alcohol counselor.” Id. “[T]he total time in all treatments combined [should] equal[] not less than one year.” Id. Finally, the Individual should submit to a PEth test once per month. Id. As stated above, the Individual stopped consuming alcohol in late October 2024, and in the same month, she entered into an agreement for recovery/abstinence with her employer’s Employee Assistance Program (EAP).9 Ex. C; Tr. at 96. Per the agreement, the Individual is obligated to submit to a PEth test every four to five weeks, “for a period of twelve months.” Ex. C. The Individual submitted nine PEth tests from December 2024 to August 2025, all of which were negative. Ex. A; Ex. L. She is also subject to “random drug and breath alcohol tests and monthly EAP monitoring visits.” Ex. C. From early October 2024 to early July 2025, the Individual participated in twelve EAP monitoring visits, during which she saw a licensed therapist. Id.; Tr. at 99. 7 The Individual stated that she had “gestured for her [son’s girlfriend] to go through the house and out the garage door.” Ex. 8 at 36. The Individual was, accordingly, “following [her son’s girlfriend] very closely to encourage her to leave[,] taking care not to handle her.” Id. The Individual admitted in the LOI that she had exhibited poor judgment on the day of the incident, but also insisted that her son’s girlfriend wanted the Individual “to lose [her] job[.]” Id. 8 The Individual denied striking her son’s girlfriend. Tr. at 83. The assistant district attorney entered a nolle prosequi in the case. Ex. M; Tr. at 91–92. 9 EAP monitoring will last a total of two years. Tr. at 99. 7 The Individual began an IOP in early 2025 and completed the program in April 2025. Tr. at 50; Ex. B. The IOP consisted of weekly testing, three hour-long group meetings per week, and one hour-long individual counseling session every week. Tr. at 106; Ex. I. Following the completion of the IOP, the Individual began attending aftercare. Tr. at 57–58. The Individual also began attending AA meetings when she began the IOP, and by early August 2025, the Individual had attended 117 meetings. Tr. at 106; Ex. J. The Individual testified that she does not experience any cravings for alcohol, and she does not keep alcohol in her home. Tr. at 118. She acknowledged that her alcohol consumption was maladaptive, and she expressed her belief that sobriety had proven to be a benefit to her. Id. at 118–19. The Individual’s stepfather, who talks to the Individual “[a]t least every other day[,]” described the Individual’s judgment as “very good” and knows her to be a reliable and trustworthy person. Id. at 15–16. He first became concerned about her drinking when she was first charged with a DWI and confirmed that he is supportive of her sobriety. Id. at 17. He also confirmed that the Individual no longer keeps alcohol in her home, and that, to his knowledge, she last consumed alcohol in October 2024. Id. at 17–18. While they have been in social situations together where alcohol was being consumed, he did not see the Individual consume alcohol on those occasions. Id. at 18. The Individual also told him that she has no intention of consuming alcohol ever again. Id. While the Individual has sought and completed treatment before, he feels that her commitment to sobriety is “different” this time, as she is committed to sobriety “no matter what the outcome [of this proceeding] is.” Id. at 18–21. The Individual’s friend of thirty-five years characterized the Individual as her best friend and communicates with the Individual on a daily basis. Id. at 27. She confirmed that she did not see alcohol in the Individual’s home when she visited in January 2025, and that the Individual did not drink on a recent trip they took together in July 2025. Id. at 28–29. She did not feel that the Individual had any difficulty staying sober when other people on the trip were drinking around her. Id. at 29. She also confirmed that the Individual had told her that she does not intend to drink alcohol again. Id. at 30. She testified that although the Individual has had previous periods of abstinence, she never expressed a desire not to drink again prior to her current period of abstinence. Id. She feels that now, the Individual understands that her “relationships and mental health are better when [she is] sober.” Id. She has the impression that the group meetings in which the Individual participates are “helping her” and that the Individual “wants to be there.” Id. at 32–33. She feels that the Individual now sees herself as a “sober person.” Id. at 33–34. The Individual’s AA sponsor of two months testified that she has weekly contact with the Individual. Id. at 40–41. Together, they attend an in-person AA meeting intended for women only.10 Id. at 42. The purpose of the women-only AA meeting is to create a sober community and discuss the Twelve Steps. Id.; Ex. E. She confirmed that the Individual identifies herself as an alcoholic and is “engaged” during AA meetings. Tr. at 42. The Individual is also “willing and helpful with the other women and others in the community.” Id. at 43. She indicated that the Individual is committed to the Twelve Steps of the AA program and remaining engaged in the AA program. Id. The AA sponsor perceives the Individual as having been honest about her past alcohol 10 The women-only meetings are an hour long and occur weekly. Tr. at 45. After each meeting, the Individual and her sponsor hold an hour-long individual meeting to work on the Twelve Steps together. Id. 8 consumption and supportive of others at meetings. Id. The Individual’s dedication to AA and sobriety is why she agreed to be the Individual’s sponsor. Id. The Individual has told her that she intends to remain sober, and she believes that the Individual “is doing all the right things to maintain sobriety.” Id. at 44. The Individual’s IOP counselor testified that he began seeing the Individual in January 2025, and that they continue to see each other. Id. at 50. Initially, they saw each other about “ten hours a week[,]” which included group and individual counseling. Id. at 51. He described the Individual’s participation in group as “thoughtful” and indicated that she “participated openly[.]” Id. The Individual also participated in “community support meetings[,]” and is “supportive and encouraging to other people in the program.” Id. at 51–52. The IOP counselor testified that the program teaches participants about engaging with feelings, identifying triggers, coping skills, “reflective listening,” and “dealing with boredom.” Id. at 52–53. The Individual is learning about “the pitfalls of isolation” and “emotional buildup[,]” she works with her sponsor, and she remains active in the sober community. Id. at 56. The IOP counselor confirmed that the Individual was compliant with his treatment recommendations, that she successfully completed the program, and that she is in aftercare.11 Id. at 57–58. He also indicated that the Individual had been meeting with him once every month for individual counseling since completing the IOP. Id. at 60. The Individual’s supervisor testified that based on what he has witnessed, alcohol consumption has not “affected [the Individual’s] work performance[.]” Id.12 at 65–67. He never suspected that the Individual had any issues with alcohol, and described her as “very reliable,” trustworthy, and possessing “excellent” judgment. Id. at 67–68. The DOE Psychologist testified that at the time of the hearing, the Individual’s AUD was in early remission. Id. at 130. He was sufficiently satisfied that the Individual had been sober since late October 2024. Id. at 131. He further testified that the Individual had complied with his recommendations. Id. at 132. He determined that although the Individual had shown adequate evidence of reformation, as she has complied with his recommendations, he could not determine that she had shown adequate evidence of rehabilitation, as not enough time had passed since her date of sobriety.13 Id. at 133–34. The DOE Psychologist determined that the Individual’s prognosis is good, as she “has a good chance for continued sobriety” and “has shown reformation[.]” Id. at 134. He did, however, indicate that the Individual’s past history of treatment and relapse makes it even more important for the Individual to reach one full year of sobriety. Id. Finally, the DOE Psychologist was heartened by the Individual’s understanding that her treatment requires “a 11 The aftercare program is available for “as long as a person wants to remain in it.” Tr. at 59. Group aftercare meetings are weekly and last for an hour and a half. Id. The Individual testified that she wants to attend aftercare and confirmed that she continues to attend aftercare. Id. at 124. 12 Not only has the Individual been active in the recovery community, but she has also participated in a memorial march, she has obtained further job-related credentials, she is attending classes to obtain a degree, and she received a Spot Award and “Kudos” in connection with her work performance. Ex. H; Ex. F; Ex. G. 13 Abstinence from the intoxicating substance for a requisite amount of time, as opposed to rehabilitation through treatment, typically results in the determination that the individual has shown adequate evidence of reformation. See, e.g., Personnel Security Hearing, OHA Case No. TSO-0206, 2006 EOHA LEXIS 96 at *17 (2006). 9 different level of commitment[,]” and indicated that she is going into treatment “with a different mindset.” Id. at 134–35. V. Analysis Guideline G The Adjudicative Guidelines provide that conditions that could mitigate security concerns under Guideline G include: (a) So much time has passed, or the behavior was so infrequent, or it happened under such unusual circumstances that it is unlikely to recur or does not cast doubt on the individual’s current reliability, trustworthiness, or judgment; (b) The individual acknowledges his or her pattern of maladaptive alcohol use, provides evidence of actions taken to overcome this problem, and has demonstrated a clear and established pattern of modified consumption or abstinence in accordance with treatment recommendations; (c) The individual is participating in counseling or a treatment program, has no previous history of treatment and relapse, and is making satisfactory progress in a treatment program; and (d) The individual has successfully completed a treatment program along with any required aftercare, and has demonstrated a clear and established pattern of modified consumption or abstinence in accordance with treatment recommendations. Adjudicative Guidelines at ¶ 23. While the Individual does have a history of treatment and relapse, as well as a history of concerning alcohol-related incidents, I am satisfied that she has mitigated the stated concerns pursuant to mitigating factor (b). It is clear to me that the Individual was previously under some misunderstanding of what treatment can offer her. For instance, she testified that when she first entered an IOP years ago, she believed that the IOP was going to “fix” her and that alcohol would not be an issue for her again. Now, as evidenced by her actions, I am persuaded that she understands that an IOP is not a “fix.” Rather, after acknowledging her alcohol use was maladaptive, she enveloped herself in the recovery community and has made treatment part of her lifestyle. More than one witness indicated that she has voiced her desire to remain abstinent from alcohol, evidencing the change in her mindset. The Individual has been abstinent from alcohol for approximately ten months, enrolled in and completed an IOP, engaged her employer’s EAP to enter an agreement that requires two years of monitoring, submits to regular PEth tests to evidence her ongoing sobriety, and continues to attend aftercare. Not only did the Individual voice her ongoing desire to attend aftercare, she also continues to attend AA meetings, she has engaged a sponsor, and she works the Twelve Steps. Through all of her involvement in the recovery community, it appears that she has a robust support system. Finally, I am heartened by the fact that the DOE Psychologist found adequate evidence of reformation and that she had a good prognosis. 10 For the aforementioned reasons, I find that the Individual has resolved the security concerns asserted by the LSO under Guideline G. Guideline J The Adjudicative Guidelines provide that conditions that can mitigate security concerns under Guideline J include: (a) So much time has elapsed since the criminal behavior happened, or it happened under such unusual circumstances, that it is unlikely to recur and does not cast doubt on the individual’s reliability, trustworthiness, or good judgment; (b) The individual was pressured or coerced into committing the act and those pressures are no longer present in the person’s life; (c) No reliable evidence to support that the individual committed the offense; and (d) There is evidence of successful rehabilitation; including, but not limited to, the passage of time without recurrence of criminal activity, restitution, compliance with the terms of parole or probation, job training or higher education, good employment record, or constructive community involvement. Adjudicative Guidelines at ¶ 32. The criminal acts alleged in the SSC are inextricably intertwined with the Individual’s prior problematic alcohol consumption.14 As the Individual has shown adequate evidence of reformation with regard to her alcohol consumption, I believe she has mitigated the stated Guideline J concerns pursuant to mitigating factor (d). Not only has the Individual addressed her AUD diagnosis and maladaptive alcohol consumption with focused and ongoing treatment, but she has also been active in the recovery community and her larger local community. Under 10 C.F.R. § 710.7(c), I am required to consider, among other things, the “presence of rehabilitation or reformation and other pertinent behavioral changes,” “the likelihood of continuation or recurrence,” and “other relevant and material factors.” Considering that I have found that the Individual has resolved her alcohol- related issues under Guideline G, I find that it is unlikely that her alcohol-related criminal conduct will recur in the future. Additionally, I have considered the fact that the Individual is in the process of obtaining a higher degree, and she has received a spot award and “Kudos” to evidence her good work performance, both of which are indicators of rehabilitation under the fourth mitigating condition. For the aforementioned reasons, I find that the Individual has resolved the security concerns asserted by the LSO under Guideline J. 14 Although the Individual indicated in her second LOI that she does not believe that alcohol was a contributing factor in the 2024 incident involving her son’s girlfriend, the fact remains that the Individual consumed between four to five alcoholic seltzers over three hours on the day of the incident. Accordingly, alcohol was a factor in the incident. 11 VI. Conclusion For the reasons set forth above, I conclude that the LSO properly invoked Guidelines G and J of the Adjudicative Guidelines. After considering all the evidence, both favorable and unfavorable, in a comprehensive, common-sense manner, including weighing all the testimony and other evidence presented at the hearing, I find that the Individual has brought forth sufficient evidence to resolve the Guidelines G and J concerns set forth in the SSC. Accordingly, the Individual has demonstrated that restoring her security clearance would not endanger the common defense and security and would be clearly consistent with the national interest. Therefore, I find that the Individual’s access authorization should be restored. This Decision may be appealed in accordance with the procedures set forth at 10 C.F.R. § 710.28. Noorassa A. Rahimzadeh Administrative Judge Office of Hearings and Appeals
This is the Department of Energy’s own published decision, kept separate from the Defense Office of Hearings and Appeals record used elsewhere on this site. General information from a public decision, not legal advice about any particular case.