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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 07-16206.a1

Appeal Board

Decided Feb 3, 2010 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, faced security clearance denial under Guideline J (Criminal Conduct), Guideline G (Alcohol Consumption), and Guideline F (Financial Considerations) due to ongoing alcohol issues and financial instability. Despite claims of sobriety, the judge found the applicant's assertions unconvincing and upheld the denial based on the totality of the circumstances.

Why the applicant was denied

  • The applicant's claims of sobriety were not adequately substantiated.
  • The judge found that the applicant continued to drink daily despite claims to the contrary.
  • The presence of some mitigating evidence did not outweigh the unfavorable evidence.

Conditions referenced

Disqualifying

  • AG J Criminal Conductraised
  • AG G Alcohol Consumptionraised
  • AG F Financial Considerationsraised

Key rule quoted

Procedural posture

SOR issued
2008-04-22
Answer filed
Applicant requested decision on written record.
Hearing held
2009-11-09
Decision date
2010-02-03

Cite for

  • Denial Based on Ongoing Alcohol Issues Under Guideline G
  • Sustainability of Adverse Conclusions Under Guideline J
  • Harmless Error in Judge's Failure to Discuss Applicant's Sobriety Claims

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on concerns under Guidelines J, G, and F. The applicant argued that the Judge's decision was arbitrary and did not consider all evidence. The Board affirmed the Judge's decision, finding the error harmless and the adverse conclusions sustainable.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline J; Guideline G DIGEST: Applicant’s claim not have had a drink since January (2009) warranted discussion by the Judge. The error is harmless Adverse decision affirmed. CASENO: 07-16206.a1 DATE: 02/03/2010 DATE: February 3, 2010 In Re: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 07-16206

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On April 22, 2008, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline J (Criminal Conduct), Guideline G (Alcohol Consumption) and Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested that his case be decided on the written record. On November 9, 2009, after the close of the record, Administrative Judge Rita C. O’Brien denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raises the following issue on appeal: whether the Judge’s decision is arbitrary, capricious, or contrary to law. For the following reasons, the Board affirms the Judge’s unfavorable decision. On appeal, Applicant argues that the Judge did not consider evidence he submitted in a response to the FORM dated October 12, 2009. That response is in the case record, however, it is (without explanation) not located with the other evidentiary documents. Rather, it is located in a file that otherwise contains non-evidentiary correspondence. There is a rebuttable presumption that a Judge has considered all the record evidence unless he or she specifically states otherwise. That presumption has not been overcome here. The evidence Applicant claims was excluded from the Judge’s analysis is specifically referenced by the Judge in the Statement of the Case portion of her decision. There is one area where the Judge’s failure to discuss the substance of Applicant’s response to the FORM is error. Applicant explicitly reported that he had been sober for nine months and had not had a drink since his birthday in January. The Judge’s findings and consequent analysis did not refer to these claims, and she found that he continues to drink daily. Applicant’s claims to the contrary warranted discussion in the Judge’s discussion. However, given the totality of facts and circumstances in Applicant’s case, the Board concludes that the error is harmless, as the Judge’s adverse conclusions under Guideline F and Guideline J are sustainable and provide an adequate basis for her ultimate adverse security clearance decision. The presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. See, e.g., ISCR Case No. 06-10320 at 2 (App. Bd. Nov. 7, 2007). The Board does not review a case de novo. The favorable evidence cited by Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-11172 at 3 (App. Bd. Sep. 4, 2007). After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for her decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). Therefore, the Judge’s ultimate unfavorable security clearance decision under Guideline F is sustainable.

Order

The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board