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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 16-03068.a1

Appeal Board

Decided May 16, 2018 · Administrative Judge James E. Moody · Appeal

Case headnote

Summary

The applicant, representing himself, faced security clearance denial under Guideline F due to financial considerations. The appeal board found that the applicant had submitted evidence not included in the record and remanded the case for a new decision to consider this evidence.

Procedural posture

SOR issued
2016-12-02
Answer filed
Hearing held
2018-01-25
Decision date
2018-05-16 Appeal remanded for new decision.

Cite for

  • Remand for Consideration of Evidence Not Included in the Record
  • Due Process in Security Clearance Proceedings
  • Financial Considerations Under Guideline F

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved an applicant who was denied a security clearance based on financial considerations. The applicant argued that evidence he submitted was not included in the record. The Board found merit in this claim and remanded the case for a new decision to consider the omitted evidence.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: Considering the record as a whole, we conclude that Applicant has made a prima facie showing that he submitted some evidence that the Judge did not include in the record. Accordingly, we conclude that the best resolution of this case is to remand it to the Judge for a new decision. Adverse decision remanded. CASENO: 16-03068.a1 DATE: 05/16/2018 DATE: May 16, 2018 In Re: --------------------------------

Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 16-03068

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On December 2, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On January 25, 2018, after the hearing, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Robert E. Coacher denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant contends that he submitted evidence to the Judge that did not make it into the record. Although this is new evidence, we will consider it on the limited issue of due process. See, e.g., ISCR Case No. 14-05302 at 2 (App. Bd. Sep. 29, 2017). A significant portion of the documents that Applicant has attached to his brief post-date the Judge’s decision and, therefore, could not have been submitted during the pendency of the record. However, considering the record as a whole, we conclude that Applicant has made a prima facie showing that he submitted some evidence that the Judge did not include in the record. Accordingly, we conclude that the best resolution of this case is to remand it to the Judge for a new decision. Department Counsel states that he has no objection to a remand under the facts of this case. Accordingly, we remand the case to the Judge to consider the evidence that Applicant attempted to submit prior to the close of the record. Other issues raised by Applicant in his brief are not ripe for consideration at this time.

Order

The Decision is REMANDED. Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board Signed: Charles C. Hale Charles C. Hale Administrative Judge Member, Appeal Board