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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 02-26033.a1

Appeal Board

Decided Nov 17, 2008 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, represented by counsel, faced security clearance issues under Guideline E (Personal Conduct) and Guideline J (Criminal Conduct). The appeal board found that the judge erred in applying the current Adjudicative Guidelines, as the Statement of Reasons was issued prior to September 1, 2006, leading to a remand for further proceedings.

Conditions referenced

Disqualifying

  • E Personal Conductraised
  • J Criminal Conductraised

Key rule quoted

Procedural posture

SOR issued
2006-08-31
Answer filed
Hearing held
2008-07-24
Decision date
2008-11-17 remanded for further proceedings

Cite for

  • Error in Applying Adjudicative Guidelines Based on SOR Issuance Date
  • Remand for Further Proceedings Due to Guideline Application Error
  • Consideration of Mitigating Conditions Under Prior Guidelines

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on concerns under Guideline E and Guideline J. The applicant argued that the Judge erred in applying the wrong guidelines and in other determinations. The Board found merit in the appeal and remanded the case for further proceedings.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline E; Guideline J DIGEST: The Judge erred in applying the current Adjudicative Guidelines, in light of the fact that Applicant’s SOR was issued prior to September 1, 2006. Adverse decision remanded. CASENO: 02-26033.a1 DATE: 11/17/2008 DATE: November 17, 2008 In Re: ---------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 02-26033

Appearances

FOR GOVERNMENT Jeff A. Nagel, Esq., Department Counsel FOR APPLICANT Virginia M. Gomez, Esq. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On August 31, 2006, DOHA issued a statement of reasons advising Applicant of the basis for that decision–security concerns raised under Guideline E (Personal Conduct) and Guideline J (Criminal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On July 24, 2008, after the hearing, Administrative Judge Darlene Lokey-Anderson denied Applicant’s request for a security clearance. Applicant filed a timely appeal pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issues on appeal: whether the Judge erred in admitting post- “The revised Guidelines apply to all adjudications and other determinations in which a Statement of Reasons has not been issued by September 1, 2006. All adjudications and other determinations in which a Statement of Reasons has been issued prior to September 1, 2006, will be made under the current Guidelines.” The Government’s reply brief does not cite provisions of the Adjudicative Guidelines or otherwise discuss this issue. hearing documents submitted by the government; whether the Judge erred in concluding that Applicant intentionally falsified her security clearance application (SCA); whether the Judge’s credibility determination is erroneous; and whether the Judge’s conclusion that Applicant had failed to mitigate the security concerns in her case is erroneous. Finding error, we remand the case to the Judge. In addressing whether the Judge properly evaluated the applicable mitigating conditions, we note that DOHA issued Applicant’s SOR prior to September 1, 2006. As a consequence, it appears that the case should have been decided under the Adjudicative Guidelines in effect at that time. See USD(I) Memorandum, Implementation of Adjudicative Guidelines, dated August 30, 2006. However, the Judge’s decision and Applicant’s brief both improperly cite the Adjudicative Guidelines which apply to SORs issued on or after September 1, 2006. Therefore, we conclude that the best resolution is to remand the case to the Judge for further proceedings consistent with the Directive. The other issues raised by Applicant on appeal are not ripe for consideration.

Order

The Judge’s decision denying Applicant a security clearance is REMANDED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board