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ISCR Case 21-01744 — CASE

ISCR Case 21-01744denied

Case Headnote

ISCR Case No. 21-01744

deniedSep 19, 2022· Hon. Nichole L. Noel· hearing

Summary

A 33-year-old federal contractor was denied a security clearance under Guideline H (Drug Involvement) due to a history of illegal drug use, specifically marijuana and cocaine. The Statement of Reasons highlighted the applicant's unmitigated history of drug use, reliance on marijuana for medical issues without pursuing alternative treatments, and failure to make lifestyle changes to support abstinence.

Despite a negative drug test and stated intent to abstain, the judge found the applicant's claims of future abstinence lacked credibility. This was primarily due to the applicant's continued reliance on marijuana for medical conditions and the absence of efforts to explore other treatment options or modify their social environment.

The denial was based on the long history of illegal drug use and the applicant's inability to demonstrate sufficient mitigation. The judge concluded there was insufficient evidence to overcome the security concerns raised by the applicant's drug involvement.

Why the Applicant Was Denied

The applicant has a long history of illegal drug use, including marijuana and cocaine.
The applicant's claims of intent to abstain from marijuana use were not credible due to ongoing reliance for medical issues.
The applicant failed to pursue alternative treatments or make lifestyle changes to support abstinence.

Conditions Referenced

Disqualifying

AG ¶ 17(a)raisedAny Substance Misuse
AG ¶ 17(g)raisedExpressed Intent to Continue Drug Involvement and Substance Misuse, or Failure to Clearly and Convincingly Commit to Discontinue Such Misuse

Key Rule Quoted

“The illegal use of controlled substances can raise questions about an individual’s reliability and trustworthiness because such behavior may lead to physical or psychological impairment and because it raises questions about a person’s ability or willingness to comply with laws, rules, and regulations.”

Procedural Posture

SOR issuedOct 21, 2021
Answer filed—Requested a decision without a hearing.
Hearing held—
Decision dateSep 19, 2022

Cite For

Disqualifying Conduct Under Guideline H Due to Illegal Drug Use
Credibility of Claims Regarding Intent to Abstain From Drug Use
Failure to Mitigate Concerns Related to Substance Misuse

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline H (Drug Involvement) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found that the applicant has a history of illegal drug use, specifically marijuana and cocaine, which was not mitigated by a short period of abstinence. The applicant's reliance on marijuana for medical issues and failure to pursue alternative treatments were also noted as concerns. Ultimately, the judge ruled against the applicant on all allegations under Guideline H, concluding that granting a security clearance was not consistent with national interest.

¶	Allegation	Finding	Substance / event	Use level	Response	Disqualifying (¶25)	Mitigating applied (¶26)	Mitigation
1.a	Applicant has a history of illegal drug use that is not mitigated by his short period of abstinence.	Against Applicant	MarijuanaWHILE CLEARED	Regular	Admitted	(a) any substance misuse	—	—
1.b	Applicant has relied on marijuana to treat ongoing medical issues and has failed to pursue other treatment options.	Against Applicant	MarijuanaWHILE CLEARED	Regular	Admitted	(a) any substance misuse (g) expressed intent to continue, or failure to commit to discontinue	—	—
1.c	Applicant has not made changes to his lifestyle or social circle to support abstinence from illegal drug use.	Against Applicant	Unspecified Drug InvolvementWHILE CLEARED	Unspecified	Admitted	(a) any substance misuse	—	—

Descriptive standardized rendering of a decided public case (Guideline H). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

______________ ______________ DEPARTMENT OF DEFENSE DEFENSE OFFICE OF HEARINGS AND APPEALS In the matter of: ) ) ) ISCR Case No. 21-01744 ) Applicant for Security Clearance ) Appearances For Government: Aubrey M. De Angelis, Esq., Department Counsel For Applicant: Pro se 09/19/2022

STATEMENT OF CASE

NOEL, Nichole L., Administrative Judge: Applicant contests the Department of Defense’s (DOD) intent to deny his eligibility for a security clearance to work in the defense industry. Applicant has a history of illegal drug use that is not mitigated by his short period of abstinence. Although his statements to abstain from cocaine use are credible, his state intention to abstain from marijuana is not. He has relied on marijuana to treat ongoing medical issues. He has failed to pursue other treatment options or coping mechanisms. He has not made changes to his lifestyle or social circle to support abstinence. Clearance is denied. Statement of the Case On October 21, 2021, the DOD issued a Statement of Reasons (SOR) detailing security concerns under the drug involvement and substance misuse guideline. This action was taken under Executive Order (EO) 10865, Safeguarding Classified Information within Industry, signed by President Eisenhower on February 20, 1960, as amended; as well as DOD Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program, dated January 2, 1992, as amended (Directive), and the National Security Adjudicative Guidelines for Determining Eligibility for Access to Classified Information or Eligibility to Hold a Sensitive Position, implemented on June 8, 2017. DOD adjudicators were unable to find that it is clearly consistent with the national interest to grant Applicant’s security clearance and recommended that the case be

submitted to an administrative judge for a determination whether to deny his security clearance. Applicant answered the SOR and requested a decision without a hearing. (Government Exhibit (GE) 2) The Government submitted its written case on February 28, 2022. Applicant received a complete copy of the file of relevant material (FORM) on March 7, 2022. He did not respond. The documents appended to the FORM are admitted as GE 1 through 5, without objection. The cover letter prepared by Department Counsel that accompanied the FORM is appended to the record as Appellate Exhibit (App. Ex. I). Applicant’s signed FORM receipt is appended to the record as App. Ex. II.

FINDINGS OF FACT

Applicant, 33, has worked for his current employer, a federal contracting company, since February 2016. He completed his first application for access to classified information in March 2021. He disclosed a history of marijuana use and purchase between May 2007 and March 2021, a history of cocaine use between January 2008 and February 2021, and counseling for marijuana use between July and August 2009. Applicant confirmed the details of his past illegal drug use and history in a March 2021 background interview with an OPM agent and in August 2021 responses to DOHA interrogatories. These admissions serve as the basis for the SOR allegations. (GE 4-5) Applicant began using marijuana and cocaine recreationally while in college between 2007 and 2011. He reports using cocaine recreationally no more than five times. He denied ever purchasing the drug, but only used it as was provided by friends in social settings. Applicant does not foresee using cocaine in the future because he is prescribed a stimulant medication for another medical condition and does not want to mix the two drugs. He reported his last use as being in February 2021. (GE 4-5) In 2009, Applicant’s parents took him to see a substance abuse counselor about his marijuana use. Through those sessions, which took place between July and August 2009, Applicant was not diagnosed with a substance abuse disorder, but realized that he used the drug to address anxiety and pain. Since then, Applicant has continued to use marijuana to self-medicate. (GE 4-5) Applicant was interviewed by a background investigator in March 2021. In his response to DOHA interrogatories in August 2021, Applicant reviewed and made minor changes to the report of investigation prepared by the background investigator. The changes included corrections to misspelled names of family members and a correction to information about his employment history. He did not make any corrections to the disclosures he made about his history of illegal drug use or his statements of intent regarding his future use of marijuana. Applicant reported to the background investigator that he used marijuana eight to twelve times a week and that he purchased the drug monthly at a local dispensary. He conveyed his intent to use marijuana in the future to alleviate his ongoing issues with pain and anxiety. While he stated that he would stop using the drug if it were necessary to obtain a security clearance, he admitted that he

would resume use if federal policy on the issue changed. Applicant told the investigator that he continued to associate with friends who used marijuana and admitted that he had not made any changes to his lifestyle to encourage abstinence. (GE 5) In his answer to the SOR, Applicant reported his last use of marijuana as being in March 2021, the month he completed his security clearance application. He also provided a drug screen report dated January 2022, showing that he tested negative for both cocaine and marijuana. Applicant did not offer any current information either in response to the SOR or the FORM about an alternate treatment for his pain and anxiety issues or changes in his life to support abstinence from illegal drug use. He did not provide a signed statement of intent to abstain from illegal drug use in the future. However, he volunteered to submit to random drug testing. (GE 3)

POLICIES

When evaluating an applicant’s suitability for a security clearance, the administrative judge must consider the adjudicative guidelines. In addition to brief introductory explanations for each guideline, the adjudicative guidelines list potentially disqualifying conditions and mitigating conditions, which are to be used in evaluating an applicant’s eligibility for access to classified information. These guidelines are not inflexible rules of law. Instead, recognizing the complexities of human behavior, administrative judges apply the guidelines in conjunction with the factors listed in the adjudicative process. The administrative judge’s overarching adjudicative goal is a fair, impartial, and commonsense decision. According to AG ¶ 2(c), the entire process is a conscientious scrutiny of a number of variables known as the “whole-person concept.” The administrative judge must consider all available, reliable information about the person, past and present, favorable and unfavorable, in making a decision. The protection of the national security is the paramount consideration. AG ¶ 2(b) requires that “[a]ny doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.” In reaching this decision, I have drawn only those conclusions that are reasonable, logical, and based on the evidence contained in the record. Under Directive ¶ E3.1.14, the Government must present evidence to establish controverted facts alleged in the SOR. Under Directive ¶ E3.1.15, the applicant is responsible for presenting “witnesses and other evidence to rebut, explain, extenuate, or mitigate facts admitted by the applicant or proven by Department Counsel.” The applicant has the ultimate burden of persuasion to obtain a favorable security decision. A person who seeks access to classified information enters into a fiduciary relationship with the Government predicated upon trust and confidence. This relationship transcends normal duty hours and endures throughout off-duty hours. The Government reposes a high degree of trust and confidence in individuals to whom it grants access to classified information. Decisions include, by necessity, consideration of

the possible risk the applicant may deliberately or inadvertently fail to safeguard classified information. Such decisions entail a certain degree of legally permissible extrapolation of potential, rather than actual, risk of compromise of classified information. Section 7 of EO 10865 provides that adverse decisions shall be “in terms of the national interest and shall in no sense be a determination as to the loyalty of the applicant concerned.” See also EO 12968, Section 3.1(b) (listing multiple prerequisites for access to classified or sensitive information).

ANALYSIS

The illegal use of controlled substances can raise questions about an individual’s reliability and trustworthiness because such behavior may lead to physical or psychological impairment and because it raises questions about a person’s ability or willingness to comply with laws, rules, and regulations. (AG ¶ 16) The record contains evidence to support the Government’s prima facie case that Applicant engaged in disqualifying conduct under the drug involvement and substance misuse guideline. Applicant admits using cocaine between 2008 and February 2021. He also admits to using and purchasing marijuana between May 2007 and March 2021, the month he completed his security clearance application. He indicated his intent to use marijuana in the future to address ongoing medical issues. The following disqualifying conditions apply: AG ¶ 17(a) any substance misuse; and AG ¶ 17(g) expressed intent to continue drug involvement and substance misuse, or failure to clearly and convincingly commit to discontinue such misuse. None of the applicable mitigating conditions apply. Even though Applicant’s last reported illegal drug use occurred in March 2021, the conduct is not mitigated by the passage of time. This period of abstinence is not sufficient given his long history of drug use. Furthermore, Applicant’s use of marijuana, in particular, did not occur under unusual circumstances that are unlikely to recur. He admits that he uses marijuana to self-medicate ongoing medical issues. Although Applicant stated that he would abstain from marijuana use if required to obtain a security clearance, his promise to abstain is not clearly convincing. He has not sought alternative medical treatments or other coping mechanisms to treat these issues. His social circle still consists of individuals who use marijuana recreationally, and he has not made any changes to support prolonged abstinence from the drug. He has not proffered a written statement of intent to abstain from illegal drug use.

________________________

WHOLE PERSON CONCEPT

Based on the record, Applicant is not a suitable candidate for access to classified information at this time. This decision is not changed by a consideration of the facts under the whole-person factors listed in AG ¶ 2(d). Applicant failed to meet his burdens of persuasion and production to mitigate the alleged concerns.

FORMAL FINDINGS

Formal findings for or against Applicant on the allegations set forth in the SOR, as required by section E3.1.25 of Enclosure 3 of the Directive, are: Paragraph 1, Drug Involvement and Substance Misuse: AGAINST APPLICANT Subparagraphs 1.a – 1.c: Against Applicant

CONCLUSION

In light of all of the circumstances presented, it is not clearly consistent with the national interest to grant Applicant a security clearance. Eligibility for continued access to classified information is denied. Nichole L. Noel Administrative Judge