Skip to content
← Back to results

A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 24-01842

Granted

Decided Jul 29, 2026 · Administrative Judge Eric C. Price · Hearing

Case headnote

Summary

The applicant, a 49-year-old engineer, faced security concerns under Guidelines E (Personal Conduct) and H (Drug Involvement and Substance Misuse) due to past marijuana use while holding a security clearance and falsifying his security clearance application. The judge found that the applicant had taken significant steps towards rehabilitation, including therapy and a commitment to abstain from illegal drug use, leading to a decision to grant his security clearance.

Why the applicant prevailed

  • The applicant demonstrated a significant period of abstinence from marijuana since March 2021.
  • He provided evidence of rehabilitation through therapy and a commitment to self-improvement.
  • The applicant voluntarily disclosed his past marijuana use during the security clearance process.

Conditions referenced

Disqualifying

  • H.25.a Any substance misuseraised
  • H.25.c Illegal possession of a controlled substanceraised
  • H.25.f Any illegal drug use while granted access to classified information or holding a sensitive positionraised

Mitigating

  • H.26.a The behavior happened so long ago, was so infrequent, or happened under such circumstances that it is unlikely to recur or does not cast doubt on the individual's current reliability, trustworthiness, or good judgmentapplied
  • H.26.b The individual acknowledges his or her drug involvement and substance misuse, provides evidence of actions taken to overcome this problem, and has established a pattern of abstinenceapplied

Key rule quoted

Procedural posture

SOR issued
February 7, 2025
Answer filed
April 25, 2025
Hearing held
February 18, 2026 conducted by video teleconference
Decision date
July 29, 2026

Cite for

  • Mitigation of Drug Involvement Under Guideline H
  • Importance of Voluntary Disclosure in Security Clearance Cases
  • Consideration of Rehabilitation Efforts in Security Clearance Determinations

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

From the decision

Facts this decision states, each with the sentence it comes from. Descriptive of the record, not an assessment.

Applicant Age
49
Years in Industry
3
Prior Clearance
held
Bankruptcy
none

Allegations under Guideline E

Reading the 1 per allegation row needs a free account.

1 row in this decision.

It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.

Allegations under Guideline H

Reading the 2 per allegation rows needs a free account.

2 rows in this decision.

It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.

Descriptive standardized rendering of a decided public case. The verbatim source decision is below.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Appearances

______________ ______________ DEFENSE LEGAL SERVICES AGENCY

Decision

OFFICE OF HEARINGS AND APPEALS In the matter of: ) ) ) ISCR Case No. 24-01842 ) Applicant for Security Clearance ) Appearances For

Statement of Case

Government: Cassie L. Ford, Esq., Department Counsel For Applicant: Ronald C. Sykstus, Esq. 07/29/2026 Decision PRICE, Eric C., Administrative Judge: Security concerns under Guidelines H (Drug Involvement and Substance Misuse) and E (Personal Conduct) are mitigated. Eligibility for access to classified information is granted. Statement of the Case Applicant submitted a security clearance application (SCA) on February 23, 2023. On February 7, 2025, the Defense Counterintelligence and Security Agency (DCSA) sent him a Statement of Reasons (SOR) alleging security concerns under Guidelines H, E, and J (Criminal Conduct). The DCSA acted under Executive Order (Exec. Or.) 10865, Safeguarding Classified Information within Industry (February 20, 1960), as amended; Department of Defense (DOD) Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (January 2, 1992), as amended (Directive); and the adjudicative guidelines (AG) promulgated in Security Executive Agent Directive 4, National Security Adjudicative Guidelines (December 10, 2016), which became effective on June 8, 2017. Applicant answered the SOR on April 25, 2025, and requested a hearing before an administrative judge. On May 20, 2025, Department Counsel amended the SOR by

deleting Paragraph 3 and its

Findings of Fact

subparagraph that alleged concerns under Guideline J (Criminal Conduct). Applicant did not object to the amendment. The case was assigned to me on September 18, 2025. The hearing was delayed when all administrative judges were furloughed from October 1 to November 12, 2025, during a federal government shutdown due to a lapse in federal funding. On January 7, 2026, the Defense Office of Hearings and Appeals (DOHA) notified Applicant that the hearing was scheduled to be conducted by video teleconference on February 18, 2026. I convened the hearing as scheduled. Government Exhibit (GE) 1 and GE 2 were admitted in evidence without objection. Applicant testified, presented the testimony of six witnesses, and submitted Applicant Exhibits (AE) A through AE I, which were admitted without objection. The record closed on February 18, 2026. DOHA received the transcript of the hearing on February 27, 2026. Findings of Fact Applicant is a 49-year-old engineer employed by a federal contractor since November 2023. He previously worked for other federal contractors from August 2018 to October 2023, November 2015 to December 2016, and from 2009 to 2011. He received a bachelor’s degree in 2003. He has never married. He has a four-year-old child. He has held a security clearance since 2019 and held a security clearance from 2009 to 2011. (GE 1; Tr. 9-10, 17-32, 39-47; AE G-H) Drug Involvement and Substance Misuse, and Personal Conduct In his response to the SOR (Answer), Applicant admitted all allegations with explanations. SOR ¶¶ 1.a and 1.b: From about December 2020 to March 2021, Applicant used marijuana with varying frequency while holding a sensitive position. (SOR; Answer; GE 2 at 6, 13-14) From December 2020 to about March 2021, Applicant smoked marijuana four times in the home of a friend he was staying with after moving out of the home he had shared with his former girlfriend and her son. He smoked marijuana to help him relax, and to help him sleep. He acknowledged that he knew the recreational use of marijuana was prohibited under federal law and state law at the time. He worked in a secure space and had access to classified information during the timeframe he used marijuana. Applicant has not purchased marijuana; the marijuana he used was provided by his friend. (Answer; GE 2 at 6, 13-15; Tr. 25-42, 117-119) Applicant said that he was experiencing emotional issues at the time and felt confused and unhappy. He attributed his emotional issues to: (1) ending an unhealthy relationship with a girlfriend and then learning she was pregnant with his child; (2) the death of his grandfather with whom he had lived growing up; and (3) to the process of 2

buying a house. He was also not sleeping well because of labored breathing he later learned was due to a fluid buildup caused by congestive heart failure. He acknowledged that he should have handled matters better and that he was embarrassed by his decision to use marijuana. (Answer; GE 2 at 6; Tr. 25-36, 54-56, 117-119) After learning that his former girlfriend was pregnant, Applicant wanted to make things work so he and his former girlfriend began counseling to “reconcile in a healthy way.” He found counseling “beneficial” and learned “how self-reflection and executing on purposeful self-improvement would be helpful.” He “focused on [his] health as directed by [his] doctors and purchased a home for [his] family.” After his romantic relationship with his former girlfriend ultimately ended in January 2023, he handled things very differently. He participated in individual therapy for six months with a professional recommended by his uncle but stopped because he had made significant progress and because of the cost. He wanted to ensure that he “processed the emotional stressors in a healthy and productive way.” He has

Policies

focused on raising his child, his work, his physical health, and his mental well-being. He shares joint custody with his former girlfriend, and their child lives with her half of the time and with him half of the time. (Answer at 1-3; Tr. 18, 25-56, 117-119) Applicant, has not used marijuana since late February or March 2021 and he has disassociated from drug using friends and associates. He testified that he has no intent to use marijuana or any other illegal drugs in the future. He passed a preemployment urinalysis with his current employer, has never tested positive for illegal substances, and is subject to random drug testing. He submitted a signed statement of intent to not use illegal drugs in the future, expressed his willingness to submit to additional drug testing, and acknowledged that any future drug misuse is grounds for revocation of his national security eligibility. (Answer; GE 2 at 6, 13-16; Tr. 25-36, 54-56, 117-119; AE I) SOR ¶ 2.a: Applicant falsified material facts in his February 2023 SCA by deliberately failing to disclose his marijuana use from about December 2020 to March 2021. Applicant’s February 2023 SCA asked, “In the last seven (7) years, have you illegally used any drugs or controlled substances? [and] Have you EVER illegally used or otherwise been involved with a drug or controlled substance while possessing a security clearance[?]” Applicant answered “No” to both questions. (SOR; Answer; GE 1 at 38; GE 2 at 6) In March 2023, about five weeks after executing the SCA, he was interviewed by a government background investigator. Near the end of the interview the investigator asked if there was anything else he wanted to add. Applicant “volunteered he did smoke marijuana…. 4 times with his friend for a couple of weeks in [2020 and] 2021.” (GE 2 at 5-6) When asked why he denied using marijuana in his SCA, Applicant said that he didn’t know why and “stated he clearly lied.” (GE 2 at 6) In his December 12, 2024 response to interrogatories, Applicant reviewed the government investigator’s summary of the background interview and adopted the statement as accurate. (GE

Analysis

2 at 11-12) In his answer to the SOR, Applicant stated he 3

“felt compelled to make a good-faith effort to [correct] the record [and to remove] any perceived ability for anyone to leverage [false statements in his February 2023 SCA] against [him].” (Answer at 3-4) At hearing, Applicant again acknowledged he had falsified the responses in his February 2023 SCA alleged in the SOR. He explained that at the time he was concerned that he would not be granted a security clearance and said, “it was a mistake…I should have just been honest about it.” (Tr. 28-29) Applicant said that he disclosed his marijuana use to the government investigator because: [he felt] Guilt. I just wanted to clear the record…I knew I had lied and I didn’t feel right … It eats at me…. I feel like I did the right thing regardless of the outcome [of this hearing]…. I accept the responsibility. It was foolish and stupid and that's all there is to it. I've had six years to think about this, and truth be told I…never really understood the gravity of the position I hold. So I'm very proud the work I've do[ne] … How that pertains to national security, I guess it just means [m]ore to me now. I'm not saying it shouldn't have then, because I was doing similar work of similar magnitude. But after becoming a father, I would say that's the number one thing that has kind of put all in focus for me. Because whatever I do affects [my child] one way or another. So, you know, hopefully we'll see how this goes today, but I definitely have approached things a lot differently and definitely have a lot different perspective and have had for quite some time. (Tr. 30-31) Applicant has discussed his marijuana usage and false statements in his SCA with a government investigator, in his response to interrogatories, in his answer to the SOR, with his current girlfriend, and with his therapist. Witnesses that appeared at the hearing were aware of his marijuana use and untruthful answers on his February 2023 SCA. He has not discussed his marijuana use or falsification of his February 2023 SCA with his employer, security officer or supervisor. He has kept his manager and his manager’s boss informed about the pending security clearance proceedings. He also discussed what would happen if he lost his security clearance with his manager and was told that because he was “such a good employee” that they would find a way to place him somewhere else in the company. (GE 2 at 5-6; Tr. 36-46, 55-58) Character Evidence Applicant’s girlfriend of more than three years testified. She has worked for a federal law enforcement agency and held a security clearance for more than nine years. They met in December 2022 and started dating in February 2023. He disclosed his marijuana use to her after his interview with a government investigator. She testified that he is reliable, trustworthy, honest, owns up to his mistakes, and is committed to setting a good example for his son. Applicant’s marijuana use and failure to disclose his use in his SCA have weighed very heavily on him. She said it is “incredibly unlikely” that he will use marijuana again because of the person he has become. He has learned from his mistakes, is a man of integrity, and is committed to his son and to his job. (Tr. 59-71) 4

Applicant’s former employer, who has known Applicant for more than 20 years and co-authored a book with him testified that he is a “top-shelf individual,” reliable, trustworthy, honest, loyal, and that he has learned from his mistakes. (Tr. 71-82) Applicant’s friend of more than 30 years and owner of a small company testified that Applicant is reliable, trustworthy, and honest. The witness was surprised that Applicant used a controlled substance but was not surprised that he disclosed his use because he is “a very honest guy. And if he feels he made a mistake I think he would correct it.” (Tr. 83-90) Two of Applicant’s friends of more than 20 years described him as honest, loyal, committed to doing the right thing, and a person who owns up to his mistakes. (Tr. 91- 97, 111-117) Applicant’s brother-in-law, an intelligence professional employed by a federal contractor who served on active military duty for more than 10 years and who has held a security clearance for more than 25 years testified. He has known Applicant for 16 years. He described Applicant as forthright, trustworthy, and honest. He has no reservation trusting Applicant with any level of security clearance, because he is the type of person that you know will do the right thing. (Tr. 99-111) Applicant is active in church, coached his child’s sports team, and is focused on providing for and raising his child properly. (Tr. 38-55, 63-70, 110, 118-119) He submitted favorable quarterly performance reviews from 2024 and 2025, and a performance award from November 2025. (AE A-G) Policies “[N]o one has a ‘right’ to a security clearance.” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). As Commander in Chief, the President has the authority to “control access to information bearing on national security and to determine whether an indivi

Whole Person Analysis

dual is sufficiently trustworthy to have access to such information.” Id. at 527. The President has authorized the Secretary of Defense or his designee to grant applicants eligibility for access to classified information “only upon a finding that it is clearly consistent with the national interest to do so.” Exec. Or. 10865 § 2. Eligibility for a security clearance is predicated upon the applicant meeting the criteria contained in the adjudicative guidelines. These guidelines are not inflexible rules of law. Instead, recognizing the complexities of human behavior, an administrative judge applies these guidelines in conjunction with an evaluation of the whole person. An administrative judge’s overarching adjudicative goal is a fair, impartial, and commonsense decision. An administrative judge must consider all available and reliable information about the person, past and present, favorable and unfavorable. The Government reposes a high degree of trust and confidence in persons with access to classified information. This relationship transcends normal duty hours and 5

endures throughout off-duty hours. Decisions include, by necessity, consideration of the possible risk that the applicant may deliberately or inadvertently fail to safeguard classified information. Such decisions entail a certain degree of legally permissible extrapolation about potential, rather than actual, risk of compromise of classified information. Clearance decisions must be made “in terms of the national interest and shall in no sense be a determination as to the loyalty of the applicant concerned.” Exec. Or. 10865 § 7. Thus, a decision to deny a security clearance is merely an indication the applicant has not met the strict guidelines the President and the Secretary of De

Formal Findings

fense have established for issuing a clearance. Initially, the Government must establish, by substantial evidence, conditions in the personal or professional history of the applicant that may disqualify the applicant from being eligible for access to classified information. The Government has the burden of establishing controverted facts alleged in the SOR. See Egan at 531. “Substantial evidence” is “more than a scintilla but less than a preponderance.” See v. Washington Metro. Area

Conclusion

Transit Auth., 36 F.3d 375, 380 (4th Cir. 1994). The guidelines presume a nexus or rational connection between proven conduct under any of the criteria listed therein and an applicant’s security suitability. ISCR Case No. 15-01253 at 3 (App. Bd. Apr. 20, 2016). Once the Government establishes a