Statement of Reasons
In plain termsA Statement of Reasons, or SOR, is the government’s written explanation of why it is considering denying or revoking your clearance. It is not a final decision. It is the point at which the process becomes formal and the applicant responds.
What it looks likeIt is a short, formal letter made up of numbered paragraphs. Each numbered paragraph is one specific allegation (for example, one particular unpaid debt, or one specific event), and the paragraphs are grouped under the security “guideline” they fall under, such as finances or foreign influence. Along with it come a cover letter and a one-page form on which the applicant chooses how to respond, ending in a signature block that must be notarized.
How it reaches youFor a contractor it does not come directly to the applicant. It is sent through the company’s facility security officer, usually in a sealed envelope, and the applicant signs and dates a receipt on delivery. The date of that receipt, not the date printed on the letter, starts the response period.
The deadlineA written answer, signed under oath (a formal statement that it is true), is due about 20 days from the date of receipt. The answer addresses the allegations one by one and admits or denies each, with an explanation and any supporting documents. Extensions of another 20 to 30 days are routinely granted when requested before the deadline. If no answer is filed, the Directive allows the case to be decided against the applicant.
The deadline printed in the letter you received always controls. Work out your exact dates with the deadline calculator.
The choice you makeThe form asks the applicant to choose one of two paths: a live hearing before a DOHA Administrative Judge (in person or by video), where the applicant presents a case with witnesses and documents; or a decision on the written record, where a judge decides from the paperwork alone, with no hearing. About 70% of applicants who respond elect the hearing. The next two cards, FORM and Notice of Hearing, cover each path.
What the record showsAcross 26,621 decided hearing-level cases in the public record, 9,132 ended in a grant (34%) and 17,489 in a denial or revocation.
Search decisions like yours.
Points to noteThe SOR lists only the concerns the government believes it has; it is not a finding that any of them are true, and the answer is where they are contested. Everything submitted becomes part of the record and can be used later.
For an applicant holding an SOR, the CASE Prep report compares each allegation against similar decided cases.