Quarterly docket report
State of the Clearance Docket, Q4 2011
Decided cases
252
89 granted · 163 denied
Grant rate
35%
89 of 252 decided · Q3 2011: 35%
Statement of Reasons to decision
204 days
median across 234 cases stating both dates
The quarter in brief
DOHA judges decided 252 industrial security clearance cases in Q4 2011, granting 35% of them. That grant rate matches Q3 2011 (35% of 298). A year earlier, Q4 2010 recorded 42% of 319. Financial Considerations was the most common concern, appearing in 171 decided cases. The typical case decided this quarter took 204 days from Statement of Reasons to decision, 9 days longer than the prior quarter.
Month by month
Outcomes by concern
| Concern | Cases | Granted | Denied | Grant rate |
|---|---|---|---|---|
| F · Financial Considerations | 171 | 59 | 112 | |
| E · Personal Conduct | 76 | 17 | 59 | |
| B · Foreign Influence | 31 | 14 | 17 | |
| H · Drug Involvement and Substance Misuse | 28 | 11 | 17 | |
| J · Criminal Conduct | 25 | 5 | 20 | |
| G · Alcohol Consumption | 14 | 2 | 12 | |
| C · Foreign Preference | 9 | 4 | 5 | |
| K · Handling Protected Information | 5 | 2 | 3 | |
| D · Sexual Behavior | 4 | 0 | 4 | |
| L · Outside Activities | 2 | 1 | 1 | |
| M · Use of Information Technology | 1 | 1 | 0 |
- Cases
- 171
- Granted
- 59
- Denied
- 112
- Grant rate
- Cases
- 76
- Granted
- 17
- Denied
- 59
- Grant rate
- Cases
- 31
- Granted
- 14
- Denied
- 17
- Grant rate
H · Drug Involvement and Substance Misuse
- Cases
- 28
- Granted
- 11
- Denied
- 17
- Grant rate
- Cases
- 25
- Granted
- 5
- Denied
- 20
- Grant rate
- Cases
- 14
- Granted
- 2
- Denied
- 12
- Grant rate
- Cases
- 9
- Granted
- 4
- Denied
- 5
- Grant rate
K · Handling Protected Information
- Cases
- 5
- Granted
- 2
- Denied
- 3
- Grant rate
- Cases
- 4
- Granted
- 0
- Denied
- 4
- Grant rate
- Cases
- 2
- Granted
- 1
- Denied
- 1
- Grant rate
M · Use of Information Technology
- Cases
- 1
- Granted
- 1
- Denied
- 0
- Grant rate
Time from Statement of Reasons to decision
- Median: 204 days, measured on 234 cases stating both dates.
- Prior quarter: 195 days, measured on 273 cases.
Full breakdowns are on measured timelines.
Hearing and written record
| Path | Cases | Grant rate |
|---|---|---|
| Decided after a live hearing | 193 | |
| Decided on the written record | 58 |
Decided after a live hearing
- Cases
- 193
- Grant rate
Decided on the written record
- Cases
- 58
- Grant rate
Representation
| Representation | Cases | Grant rate |
|---|---|---|
| Represented by a lawyer | 56 | |
| Self-represented | 196 |
Represented by a lawyer
- Cases
- 56
- Grant rate
Self-represented
- Cases
- 196
- Grant rate
An association, not proof of cause: the groups being compared differ in many ways.
Cite this report
CASE, State of the Clearance Docket, Q4 2011 (clearancesearchengine.com/reports/quarterly/2011-q4)
How these numbers are measured
The population is decided hearing-level industrial security clearance decisions dated 2011-10-01 through 2011-12-31. Appeal Board decisions are counted separately and never mixed into the hearing figures. † marks a group built on fewer than 20 decided cases, too few to generalize, and a case raising several concerns counts under each of them. Figures are computed live from the record as it stands today, so decisions DOHA publishes late are added to their own quarter automatically. Definitions and checks are on the methodology page.
Reading the statistics
- Granted = access granted or continued; Denied = denied or revoked.
- Grant rate = granted ÷ (granted + denied).
- † marks figures based on fewer than 20 cases, too few to be reliable.
- Hovering any rate shows its statistical range (a 95% confidence interval).
- Figures are descriptive counts over decided, public DOHA ISCR decisions, never predictions or assessments of any pending case.
Where to go from here
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