A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 19-02020.a1
Appeal BoardDecided Oct 26, 2020 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance denial under Guideline F (Financial Considerations) and Guideline G (Alcohol Consumption) due to unresolved financial issues and two DUI arrests. Despite claiming his financial troubles stemmed from a business failure and presenting some evidence of debt resolution efforts, the judges found insufficient evidence to mitigate the financial concerns, emphasizing the need for national security interests to prevail. The appeal was denied, affirming the original decision.
Why the applicant was denied
- The applicant failed to provide sufficient evidence to mitigate financial concerns related to 24 delinquent debts totaling over $1,000,000.
- The applicant's claims of financial hardship due to a business failure were not substantiated with adequate evidence.
- The judges emphasized that any doubts regarding national security eligibility must favor national security interests.
Conditions referenced
Disqualifying
- AG ¶ 19 Financial Considerationsraised
- AG ¶ 22 Alcohol Consumptionraised
Mitigating
- AG ¶ 20 Financial Considerationsrejected
- AG ¶ 21 Alcohol Consumptionapplied
Key rule quoted
“Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”
Procedural posture
- SOR issued
- 2019-12-13
- Answer filed
- Applicant requested a decision on the written record.
- Hearing held
- 2020-08-18
- Decision date
- 2020-10-26 Appeal decision affirmed the denial.
Cite for
- Insufficient Evidence to Mitigate Financial Concerns Under Guideline F
- Impact of Financial Obligations on Security Clearance Eligibility
- Rebuttable Presumption Favoring National Security Interests in Clearance Decisions
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the applicant after the Administrative Judge denied his request for a security clearance due to financial concerns and alcohol-related incidents. The applicant argued that he had mitigated the security concerns but the Board affirmed the decision, finding no harmful errors in the Judge's analysis.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
Open original PDFThe complete official text, footnotes and signatures included, is in the original PDF.
Decision text, by section
Synopsis
KEYWORD: Guideline F; Guideline G DIGEST: In his appeal brief, Applicant notes that his financial problems arose from a business failure and highlights his efforts to resolve the alleged debts. He argues that he has provided sufficient evidence to mitigate any security concerns arising from his debts. In essence, he is advocating for an alternative weighing of the evidence. A party’s disagreement with the Judge’s weighing of the evidence or an ability to argue for a different interpretation of the evidence is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. Adverse decision affirmed. CASE NO: 19-02020.a1 DATE: 10/26/2020
DATE: October 26, 2020 ) In Re: ) ) ) -------------------------- ) ISCR Case No. 19-02020 ) ) Applicant for Security Clearance ) )
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On December 13, 2019, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline G (Alcohol Consumption) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On August 18, 2020, after considering the record, Administrative Judge John Bayard Glendon denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The Judge summarized the case as follows: The original SOR alleges that Applicant has 24 delinquent debts totaling over $1,000,000. Department Counsel amended the SOR by adding two additional debts totaling about $50,000. The SOR also alleges Applicant was twice arrested for driving under the influence of alcohol within a nine-month period in 2014 and 2015. Applicant provided substantial evidence to mitigate the Guideline G security concerns alleged in the SOR, but he provided insufficient mitigation evidence regarding the Guideline F allegations. Accordingly, national security eligibility for access to classified information is denied. [Decision at 1.] In his analysis, the Judge noted that, even though Applicant expressed a commitment to pay all of his debts, he had limited financial resources due to his large child support obligations and failed to meet his burden to submit evidence demonstrating his plans to repay numerous delinquent debts.
In his appeal brief, Applicant notes that his financial problems arose from a business failure and highlights his efforts to resolve the alleged debts. He argues that he has provided sufficient evidence to mitigate any security concerns arising from his debts. In essence, he is advocating for an alternative weighing of the evidence. A party’s disagreement with the Judge’s weighing of the evidence or an ability to argue for a different interpretation of the evidence is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 15-00650 at 2 (App. Bd. Jun. 27, 2016). Applicant also notes that the adverse decision resulted in the lose of his job. The Directive does not permit us to consider the impact of an unfavorable decision. See, e.g., ISCR Case No. 19-01206 at 2 (App. Bd. May 13, 2020). Applicant has failed to establish the Judge committed any harmful errors. The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.”
Order
The Decision is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board