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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 20-03647

Appeal Board

Decided Dec 7, 2021 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, faced security clearance denial under Guideline D (Sexual Behavior) and Guideline J (Criminal Conduct) due to a felony conviction for attempted sexual assault and being on probation. Despite a successful work history, the appeal board upheld the denial, emphasizing that the applicant's probation status raised significant security concerns.

Why the applicant was denied

  • The applicant was convicted of felony attempted sexual assault and is currently on probation, which raises security concerns.
  • The applicant's arguments regarding the relevance of probation and prior interim clearance were deemed insufficient to overturn the denial.

Conditions referenced

Disqualifying

  • AG ¶ 31(c) Current probation or paroleraised
  • AG ¶ 30 Criminal conductraised

Key rule quoted

Procedural posture

SOR issued
2021-04-05
Answer filed
Hearing held
2021-10-05
Decision date
2021-12-07

Cite for

  • Security Concerns Related to Felony Convictions Under Guideline J
  • Impact of Probation Status on Security Clearance Eligibility
  • Rebuttable Presumption of Evidence Consideration by Administrative Judges

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on criminal conduct and sexual behavior. The applicant did not challenge the specific findings of fact but argued that being on probation was irrelevant and that the judge did not adequately consider all evidence. The Board affirmed the denial, finding no harmful error in the judge's decision.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

_______________________________________________ ) In the matter of: )

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ISCR Case No. 20-03647

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) Applicant for Security Clearance ) _______________________________________) DEPARTMENT OF DEFENSE DEFENSE LEGAL SERVICES AGENCY DEFENSE OFFICE OF HEARINGS AND APPEALS APPEAL BOARD POST OFFICE BOX 3656 ARLINGTON, VIRGINIA 22203 (703) 696-4759 KEYWORD: Guideline J; Guideline D DIGEST: A decision to grant a security clearance to an applicant, however, does not give the applicant any vested right or entitlement in keeping a security clearance. A prior grant of a security clearance does not preclude the Federal Government from considering, at a future date, whether to continue that grant or to revoke it. To put it differently, the Federal Government is not equitably estopped from denying or revoking a security clearance. Adverse Decision is Affirmed. CASE No: 20-03647.a1 DATE: 12/07/2021 Date: December 7, 2021

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On April 5, 2021, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that

decision—security concerns raised under Guideline J (Criminal Conduct) and Guideline D (Sexual Behavior) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On October 5, 2021, after the hearing, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Richard A. Cefola denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Under Guideline J, the SOR alleged that Applicant was arrested and charged with Electronic Enticement of a Minor in 2017. He was convicted of felony attempted sexual assault, sentenced to confinement for 18 months, placed on probation until mid-2023, and required to register as a sex offender. This allegation was cross-alleged under Guideline D. At the hearing, Applicant admitted the material facts alleged in the Guideline J allegation. Tr. at 20-22. “Applicant solicited a sexual liaison with an alleged minor, who was actually someone in law enforcement.” Decision at 2. He served 18 months of confinement before being placed on probation. Id. “Although [Applicant] provided evidence of a successful work history with his employer . . . , that evidence does not outweigh the fact that he is now on probation.” Id. at 4. The Judge found against Applicant under both guidelines. In his brief, Applicant does not challenge any of the Judge’s specific findings of fact. He argues that “[b]eing on probation until July 2023 is irrelevant to the amount of time that has passed and is not a disqualifying condition.” Appeal Brief at 3. This argument lacks merit. Disqualifying Condition 31(c) lists “individual is currently on parole or probation” as a condition that could raise a security concern and may be disqualifying. Directive, Encl. 2, App. A ¶ 31(c). Applicant also argues that facts were presented during his hearing but were not given adequate consideration. These include, for example, that he was initially granted an interim security clearance after disclosing the alleged criminal conduct in a security clearance application. Appeal Brief at 2. A decision to grant a security clearance to an applicant, however, does not give the applicant any vested right or entitlement in keeping a security clearance. A prior grant of a security clearance does not preclude the Federal Government from considering, at a future date, whether to continue that grant or to revoke it. To put it differently, the Federal Government is not equitably estopped from denying or revoking a security clearance. See, e.g., ISCR Case No. 99­ 0519 at 15 (App. Bd. Feb. 23, 2001). To the extent that Applicant may be arguing the Judge did not consider all the evidence, that argument is not persuasive. There is a rebuttable presumption that the Administrative Judge considered all of the record evidence, and the appealing party has a heavy burden when trying to rebut that presumption. See, e.g., ISCR Case No. 18-00110 at 5 (App. Bd. Mar. 31, 2020). None of Applicant’s arguments are sufficient to rebut that presumption. The balance of Applicant’s arguments amounts to a disagreement with the Judge’s weighing of the evidence. He argues, for example, that his conduct at issue occurred over four years ago, that it was an isolated incident that occurred under unusual circumstances, that his conduct was the result of inattention to detail and he was not seeking to engage in illegal activity, and that he is successfully participating in a treatment program. Appeal Brief at 2-5. He also argues the Judge did not properly apply the whole-person concept. None of his arguments are sufficient to demonstrate the Judge weighed the evidence in a manner that was arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 15-08684 at 2 (App. Bd. Nov. 22, 2017).

Applicant failed to establish that the Judge committed any harmful error. The Judge examined the relevant evidence and articulated a satisfactory explanation for the decision. The decision is sustainable on the record. “The general standard is that a clearance may be granted only when ‘clearly consistent with national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also, Directive, Encl. 2, App. A ¶ 2(b): “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of national security.”

Order

The decision is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jennifer I. Goldstein Jennifer I. Goldstein Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board