A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 06-00799.a1
Appeal BoardDecided Apr 16, 2007 · Administrative Judge Jean E. Smallin · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance under Guideline F due to financial difficulties. The appeal board affirmed the denial, concluding that the applicant's financial issues were ongoing and not isolated, and that the need for a security clearance for employment was not relevant to the evaluation of security suitability.
Why the applicant was denied
- The applicant had a history of not meeting financial obligations extending over many years.
- At the time of the decision, the applicant still had significant outstanding debts and had only recently begun to repay them.
- The applicant's financial problems were deemed ongoing and not isolated.
Conditions referenced
Disqualifying
- AG ¶ 20 Financial Considerationsraised
Mitigating
- AG ¶ 21 Financial Considerationsrejected
Key rule quoted
“An applicant’s need for a security clearance to keep his job is not material to the evaluation of his security suitability.”
Procedural posture
- SOR issued
- 2006-04-14
- Answer filed
- Hearing held
- 2006-10-19
- Decision date
- 2007-04-16
Cite for
- Evaluation of Financial Difficulties Under Guideline F
- Materiality of Employment Needs in Security Clearance Decisions
- Discretion in Weighing Mitigating Evidence Against Disqualifying Evidence
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was regarding the denial of a security clearance under Guideline F due to financial considerations. The applicant argued that the Judge's decision was arbitrary and capricious, citing mitigating circumstances related to his financial difficulties. The Board affirmed the Judge's decision, finding no error in the evaluation of the applicant's financial situation and the application of mitigating factors.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: An applicant’s need for a security clearance to his job is not material to the evaluation of his security suitability. Adverse decision affirmed. CASENO: 06-00799.a1 DATE: 04/16/2007 DATE: April 16, 2007 In Re: -------- SSN: ------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 06-00799
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On April 14, 2006, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On October 19, 2006, after the hearing, Administrative Judge Joan Caton Anthony denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s unfavorable clearance decision under Guideline F is arbitrary, capricious, or contrary to law. Applicant argues that the Judge should have concluded that the security concerns raised by his history of financial difficulties were mitigated because his financial problems were largely the result of circumstances beyond his control—a period of underemployment—and he has received counseling, established a repayment plan, begun to repay the debts, and maintained consistent employment. In support of his argument, Applicant essentially reargues his case with respect to the evidence he presented below and provides additional explanations as to what efforts he has taken to resolve his remaining outstanding debts. Applicant also argues that an adverse clearance decision could possibly jeopardize his current employment and his future employment possibilities. Applicant’s arguments do not demonstrate that the Judge erred. (1) An applicant’s need for a security clearance to keep his job is not material to the evaluation of his security suitability. The possibility that an unfavorable clearance decision could have adverse consequences for an applicant’s job situation is not relevant or material to an evaluation of the security significance of that applicant’s situation. See, e.g., ISCR Case No. 01-21070 at 4 (App. Bd. Dec. 7, 2004). The security significance of Applicant’s history of financial difficulties is not diminished or reduced by the fact that an unfavorable security clearance decision could result in the loss of his job. (2) The Board may not consider new evidence on appeal. See Directive ¶ E3.1.29. Accordingly, we may not consider Applicant’s additional explanations, and they do not demonstrate error on the part of the Judge. (3) The application of disqualifying and mitigating conditions does not turn simply on a finding that one or more of them apply to the particular facts of a case. Rather, their application requires the exercise of sound discretion in light of the record evidence as a whole. See, e.g., ISCR Case No. 01-14740 at 7 (App. Bd. Jan.15, 2003). Thus, the presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. An applicant’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate that the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. The Applicant has not met his burden of demonstrating that the Judge erred in concluding that the financial considerations allegations had not been mitigated. Although Applicant strongly disagrees with the Judge’s conclusions, he has not established that those conclusions are arbitrary, capricious, or contrary to law. See Directive ¶ E3.1.32.3. In this case, the Judge found that Applicant had a history of not meeting financial obligations which extended over many years. At the time the case was submitted for decision he still had significant outstanding debts and had only recently begun to repay his debts. In light of the foregoing, the Judge could reasonably conclude that Applicant’s financial problems were recent, not isolated, and still ongoing. The favorable record evidence cited by Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 02-28041 at 4 (App. Bd. June 29, 2005). The Board does not review a case de novo. Given the record that was before her, the Judge’s ultimate unfavorable clearance decision under Guideline F is sustainable. Thus, the Judge did not err in denying Applicant a clearance.
Order
The decision of the Judge denying Applicant a clearance is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board