A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 06-17520.a1
Appeal BoardDecided Sep 20, 2007 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance but was denied based on financial concerns under Guideline F. The denial was upheld because the applicant failed to provide sufficient evidence to rebut the allegations and did not respond to the government's relevant material. The appeal did not assert any harmful error by the judge, leading to the affirmation of the denial.
Why the applicant was denied
- The applicant did not provide persuasive evidence to rebut the financial concerns specified in the SOR.
- The applicant failed to respond to the government's file of relevant material.
- The appeal did not allege any harmful error by the judge.
Conditions referenced
Disqualifying
- F1 Inability to satisfy debtsraised
Key rule quoted
“The Board cannot consider new evidence on appeal.”
Procedural posture
- SOR issued
- 2006-08-17
- Answer filed
- Applicant requested a decision based on the written record.
- Hearing held
- 2007-03-19 Decision made by Administrative Judge Joan Caton Anthony.
- Decision date
- 2007-09-20 Appeal affirmed by the Board.
Cite for
- Failure to Rebut Financial Allegations Under Guideline F
- Limitations on New Evidence During Appeal
- Expectation of Pro Se Applicants to Protect Their Rights
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the Applicant after the Administrative Judge denied his request for a security clearance based on financial considerations. The Board affirmed the decision, noting that the Applicant did not assert any harmful error and submitted new evidence that was not permissible on appeal.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: The Board cannot consider new evidence on appeal. Adverse decision affirmed. CASENO: 06-17520.a1 DATE: 09/20/2007 DATE: September 20, 2007 In Re: --------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 06-17520
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On August 17, 2006, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested the case be decided on the written record. On March 19, 2007, after considering the record, Administrative Judge Joan Caton Anthony denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Decision at 5. Applicant’s Appeal Brief at 1. Applicant’s appeal brief contains no assertion of error on the part of the Judge. Rather, it contains new evidence in the form of a statement from Applicant which summarizes his recent efforts to pay off the debts listed in the SOR. The Board cannot consider this new evidence on appeal. See Directive ¶ E3.1.29. In this case, Applicant elected to have a decision based upon the written record, and then did not respond to the government’s file of relevant material (FORM). The Judge based her decision, in part, on the fact that: “Applicant provided no persuasive evidence to rebut the financial concerns specified in the SOR . . .” The Board has previously noted that it is reasonable for a Judge to expect applicants to present documentation about the satisfaction of specific debts. See ISCR Case No. 04- 10671 at 3 (App. Bd. May 1, 2006). In his brief, Applicant states “. . . I was unaware I needed to send proof.” A review of the record indicates Applicant was provided with the procedural rights set forth in Executive Order 10865 and the Directive, including an opportunity to respond to the government’s file of relevant material. Although pro se applicants cannot be expected to act like lawyers, they are expected to take timely, reasonable steps to protect their rights under the Directive. See, e.g., ISCR Case No. 00-0593 at 4 (App. Bd. May 14, 2001). If they fail to take timely, reasonable steps to protect their rights, that failure to act does not constitute a denial of their rights. See, e.g., ISCR Case No. 02-19896 at 6 (App. Bd. Dec. 29, 2003). The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. The Board does not review a case de novo. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board