A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 06-21247.a1
Appeal BoardDecided Apr 7, 2008 · Administrative Judge Jean E. Smallin · Appeal
Case headnote
Summary
The applicant, an electrical engineer and U.S. citizen originally from Taiwan, faced security clearance denial under Guideline B (Foreign Influence) and Guideline C (Foreign Preference) due to significant family ties in Taiwan and his years of residence there. The judge concluded that the applicant did not meet the burden of persuasion to demonstrate that granting a security clearance was consistent with national security interests.
Why the applicant was denied
- The applicant's family ties in Taiwan were significant and raised security concerns.
- The applicant lived in Taiwan for several years after becoming a U.S. citizen, which contributed to the decision.
Conditions referenced
Disqualifying
- AG ¶ 6(a) Foreign Influenceraised
- AG ¶ 8(a) Foreign Preferenceraised
Key rule quoted
“the burden shifts to the applicant to establish any appropriate mitigating conditions”
Procedural posture
- SOR issued
- 2007-07-31
- Answer filed
- Hearing held
- 2007-12-03
- Decision date
- 2008-04-07
Cite for
- Security Concerns Under Guideline B Due to Foreign Influence From Family Ties
- Security Concerns Under Guideline C Related to Foreign Preference
- Burden of Persuasion on the Applicant Regarding Mitigating Conditions
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the Applicant after the Administrative Judge denied his request for a security clearance based on security concerns under Guideline B (Foreign Influence) and Guideline C (Foreign Preference). The Applicant argued that the Judge erred in failing to find that the concerns were mitigated. The Board affirmed the Judge's decision, finding no error in the ruling.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline B; Guideline C DIGEST: The Judge concluded that in light of Applicant’s family ties in Taiwan and his years living there after acquiring U.S. citizenship he had not met his burden of persuasion. Adverse decision affirmed. CASENO: 06-21247.a1 DATE: 04/07/2008 DATE: April 7, 2008 In Re: ------------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 06-21247
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Greg D. McCormack, Esq. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On July 31, 2007, DOHA issued a statement of reasons (SOR) advising Applicant of the The Judge’s favorable decision under SOR paragraphs 1(b) and 1(d) and under Guideline C is not at issue in this appeal. basis for that decision–security concerns raised under Guideline B (Foreign Influence) and Guideline C (Foreign Preference) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On December 3, 2007, after the hearing, Administrative Judge Elizabeth M. Matchinski denied Applicant’s request for a security clearance. Applicant filed a timely appeal pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge erred in failing to conclude that the Guideline B security concerns were mitigated. Finding no error, we affirm. The Judge made the following pertinent findings of fact: Applicant is an electrical engineer who works for a defense contractor. He was born in Taiwan and became a U.S. citizen in 1991. His father and mother are citizens and residents of Taiwan as are his siblings–two brothers and three sisters. The eldest of his sisters is a computer engineer for a cell phone company. The other two work for the Taiwanese equivalent of the IRS. Applicant speaks with his mother two or three times a year. In 1998 Applicant returned to Taiwan, living there until 2004 in order to look after his father, who was ill. Taiwan is a multiparty democracy which is a trading partner of the U.S. In the past, Taiwan has utilized unlawful methods to obtain U.S. economic and intelligence information. However, in recent years Taiwan has taken “dramatic steps” to improve its human rights posture. The Judge acknowledged Applicant’s appreciation of the U.S. and his sincere desire to remain here. However, she concluded that, in light of his family ties to Taiwan and the years he spent living there after becoming a U.S. citizen, Applicant had not met his burden of persuasion that it is “clearly consistent with the interests of the national security” for him to have a security clearance. See Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). See also Directive ¶ E3.1.15. (After the government presents evidence raising security concerns, the burden shifts to the applicant to establish any appropriate mitigating conditions.) The Judge’s decision is not arbitrary, capricious, or contrary to law.
Order
The Judge’s adverse security clearance decision is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board