A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 07-09114.a1
Appeal BoardDecided Jan 28, 2009 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing herself, sought a trustworthiness designation under Guideline F (Financial Considerations) after being denied by the Defense Office of Hearings and Appeals (DOHA) due to financial concerns. The appeal was denied as the applicant did not assert any harmful error by the judge, and new evidence regarding financial improvements was not considered. The decision underscores the necessity of demonstrating harmful error for a successful appeal.
Why the applicant was denied
- The applicant did not assert any harmful error in the appeal.
- The Board's review is limited to allegations of harmful error, which were not made by the applicant.
- New evidence regarding financial improvements was not considered on appeal.
Conditions referenced
Disqualifying
- AG F Financial Considerationsraised
Key rule quoted
“The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error.”
Procedural posture
- SOR issued
- 2008-02-11
- Answer filed
- Hearing held
- 2008-11-19
- Decision date
- 2009-01-28
Cite for
- Importance of Asserting Harmful Error for Appeal Success
- Limitations on New Evidence in Appeal Process
- Trustworthiness Concerns Under Guideline F
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Full decision
Open original PDFThe complete official text, footnotes and signatures included, is in the original PDF.
Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: Applicant did not make a claim of harmful error by the Judge. Accordingly, the Board has no authority to review the case. Adverse decision affirmed. CASENO: 07-09114.a1 DATE: 01/28/2009 DATE: January 28, 2009 In Re: ---------------- Applicant for Public Trust Position ) ) ) ) ) ) ) ) ADP Case No. 07-09114
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a trustworthiness designation. On February 11, 2008, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—trustworthiness concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On November 19, 2008, after the hearing, Administrative Judge Matthew E. Malone denied Applicant’s request for a trustworthiness designation. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge. Applicant also states that loss of her case will have an adverse impact on her employment situation. The adverse impact of a decision on an applicant is not a factor that can be considered in evaluating an applicant’s trustworthiness eligibility. Cf. ISCR Case No. 03-21012 at 4 (App. Bd. Aug. 31, 2005). Rather, it contains new evidence, in the form of an explanatory statement and documentary exhibits, which updates Applicant’s financial situation and indicates that she has reduced her expenditures, and has paid off or is attempting to resolve her outstanding debts.1 The Board cannot consider Applicant’s new evidence on appeal. See Directive ¶ E3.1.29. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. It does not review cases de novo. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a trustworthiness designation is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Michael D. Hipple Michael D. Hipple Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board DATE: January 28, 2009 In Re: ---------------- Applicant for Public Trust Position ) ) ) ) ) ) ) ) ADP Case No. 07-09114
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a trustworthiness designation. On February 11, 2008, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—trustworthiness concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On November 19, 2008, after the hearing, Administrative Judge Matthew E. Malone denied Applicant’s request for a trustworthiness designation. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge. Rather, it contains new evidence, in the form of an explanatory statement and documentary exhibits, Applicant also states that loss of her case will have an adverse impact on her employment situation. The adverse impact of a decision on an applicant is not a factor that can be considered in evaluating an applicant’s trustworthiness eligibility. Cf. ISCR Case No. 03-21012 at 4 (App. Bd. Aug. 31, 2005). which updates Applicant’s financial situation and indicates that she has reduced her expenditures, and has paid off or is attempting to resolve her outstanding debts.2 The Board cannot consider Applicant’s new evidence on appeal. See Directive ¶ E3.1.29. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. It does not review cases de novo. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a trustworthiness designation is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Michael D. Hipple Michael D. Hipple Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board