A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 07-14738.a1
Appeal BoardDecided Oct 28, 2008 · Administrative Judge Jeffery D. Billett · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance concerns under Guideline F due to substantial delinquent debts, including approximately $9,000 in child support and $4,965 from a lease cancellation. The judge found that the applicant failed to demonstrate sufficient financial responsibility to mitigate these concerns, leading to a denial of the security clearance.
Why the applicant was denied
- The applicant had substantial delinquent debts for child support and lease cancellation.
- The applicant failed to meet the burden of persuasion regarding his financial obligations.
- The judge's whole-person analysis concluded the applicant did not demonstrate a sufficient track record of fiscal responsibility.
Conditions referenced
Disqualifying
- AG ¶ 19 Inability or unwillingness to satisfy debtsraised
- AG ¶ 20 A history of not meeting financial obligationsraised
Mitigating
- AG ¶ 21 The behavior happened so long ago, was so infrequent, or occurred under such circumstances that it is unlikely to recur and does not cast doubt on the individual’s current reliability, trustworthiness, or good judgementrejected
- AG ¶ 22 The conditions that resulted in the financial problem were largely beyond the person's control and the individual acted responsibly under the circumstancesrejected
- AG ¶ 23 The individual has initiated a good-faith effort to repay overdue creditors or otherwise resolve debtsrejected
Key rule quoted
“A clearance may be granted only when ‘clearly consistent with the interests of the national security’”
Procedural posture
- SOR issued
- 2008-01-30
- Answer filed
- Hearing held
- 2008-07-31
- Decision date
- 2008-10-28
Cite for
- Financial Responsibility Under Guideline F
- Whole-person Analysis in Security Clearance Evaluations
- Impact of Delinquent Debts on Security Clearance Decisions
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of a security clearance based on substantial delinquent debts for child support and lease cancellation. The Applicant argued that the Judge misapplied mitigating conditions and erred in the whole-person analysis. The Board affirmed the Judge's decision, finding no harmful error.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: The Judge found that Applicant has substantial delinquent debts for child support and cancellation of a lease. The Judge’s conclusions in light of findings are sustainable. Adverse decision affirmed. CASENO: 07-14738.a1 DATE: 10/28/2008 DATE: October 28, 2008 In Re: --------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 07-14738
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Judge’s favorable decision under SOR subparagraphs 1(a), 1(c-d), and 1(g-j) is not at issue in this appeal. Directive ¶ E2.19(a): “inability or unwillingness to satisfy debts;” Directive ¶ E2.19(c): “a history of not meeting financial obligations[.]” Directive ¶ E2.20(a): “the behavior happened so long ago, was so infrequent, or occurred under such circumstances that it is unlikely to recur and does not cast doubt on the individual’s current reliability, trustworthiness, or good judgement;” Directive ¶ E2.20(b): “the conditions that resulted in the financial problem were largely beyond the persons’s control . . . and the individual acted responsibly under the circumstances;” Directive ¶ E2.20(d): “the individual has initiated a good-faith effort to repay overdue creditors or otherwise resolve debts[.]” The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On January 30, 2008 DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On July 31, 2008, after the hearing, Administrative Judge Charles D. Ablard denied Applicant’s request for a security clearance. Applicant filed a timely appeal pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issues on appeal: whether the Judge’s application of the Guideline F mitigating conditions was erroneous and whether the Judge’s whole-person analysis was erroneous. Finding no error, we affirm. The Judge found that Applicant has a delinquent debt of $4,965 arising from his cancellation of an apartment lease. He also found that Applicant has delinquent debts for child support obligations for two of his three children. The combined amount of the delinquency for the two child support debts is approximately $9,000. The Judge properly concluded that Applicant’s case raised security concerns under Guideline F. The record demonstrates that he considered appropriate mitigating conditions. However, the Judge concluded that Applicant had failed to meet his burden of persuasion as to the debts described above. See Directive ¶ E3.1.15. Viewed in light of the record as a whole, this conclusion is sustainable. The Board has also examined the Judge’s whole-person analysis, in which he concluded that Applicant had not established a sufficient track record of fiscal responsibility to justify the award of a security clearance. This is also sustainable. See ISCR Case No. 03-22861 at 2-3 (App. Bd. Jun. 2, 2006). See also Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983)(quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). Viewed in light of the standard set forth in Department of the Navy v. Egan, 484 U.S. 518, 528 (1988) (“The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security’”), the Judge’s decision is neither arbitrary, capricious, nor contrary to law. In support of his appeal Applicant has submitted new matters not contained in the record, which the Board cannot consider. See Directive ¶ E3.1.29. (“No new evidence shall be received or considered by the Appeal Board.”)
Order
The Judge’s adverse security clearance decision is AFFIRMED. Signed: Jeffery D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board